Truculent Realism
by Greg Nyquist
“Even
under the most favourable circumstances no mortal can be asked to seize
the truth in its wholeness or at its centre. As the senses open
to us only partial perspectives, taken from one point of view, and
report the fact in symbols which, far from being adequate to the full
nature of what surrounds us, resemble the coloured signals of danger or
of free way which a railway engine-driver peers at the night, so our
speculation, which is a sort of panoramic sense, approaches things
peripherally and expresses them humanly.”
—George Santayana
That the human animal hates
the truth has long be known. “No normal human being wants to hear
the truth,” H. L. Mencken reminded us in an essay entitled,
appropriately enough, “Hymn to Truth.” “What remains
to the world, in the field of wisdom, is a series of long-tested and
solidly agreeable lies. It is out of such lies that most of the
so-called knowledge of humanity flows.” (1958, 246) Coleridge
once remarked in his Table Talk, “I have known many, especially
women, love the good for the good’s sake; but very few indeed,
and scarcely one woman, love the truth for truth’s sake.”
Philosophers have an even
worse reputation in this respect—a fact Friedrich Nietzsche
couldn’t help noticing. “What provokes one to look at all
philosophers half suspiciously, half mockingly,” wrote Nietzsche,
“is not that one discovers again and again how innocent they
are—how often and how easily they make mistakes and go astray; in
short, their childishness and childlikeness—but that they are not
honest enough in their work, although they all make a lot of virtuous
noise when the problem of truthfulness is touched even remotely.”
(1968a, 202-203) Nietzsche’s remarks are borne out by the history
of philosophy. Time and time again we find philosophers guilty of
special pleading. Nearly all of them harbor a secret agenda which they
are eager to “prove.” Whether that agenda accords with
reality is a matter of little concern to the philosopher or his
followers. The agenda always comes first. Moreover, it is often the
most brilliant philosophers, the ones who exhibit the greatest
sophistication and skill in argument, that are the worst offenders.
Their genius is used, not to discover the truth, but to rationalize it
away.
To note the basic mendacity
of philosophers and of people in general is to belabor the obvious. The
more intriguing question is: why are they like this? Why are people,
especially philosophers, so hostile to reality? What are they afraid
of? Don’t they realize that what is true is immutable and cannot
be changed merely by wishing it away? Don’t they understand that,
however horrible the truth might be, sticking one’s head in the
sand of wishful thinking will not improve matters one jot? The truth
cannot be evaded. Philosophers can pretend that white is black, black
is white, green is yellow, and blue red. But if black is black and
white white; if green is green, yellow is yellow, and blue is blue, all
the brilliant metaphysical arguments in the world cannot make it
otherwise. If a material world exists independent of our perception of
it, then all the treatises of Berkeley, Malabranche, Hegel and the rest
of the idealist fraternity miss the mark. If God exists, no amount of
rhetorical ratiocination, no matter how brilliantly stitched together
or convincingly presented, will alter this brute fact. Truth is truth
and reality is reality; words will not make it otherwise.
This being the case, why not
simply face up to the truth and accept it like a man? Why go through
all these metaphysical somersaults if in the end it’s not going
to change one damn thing? If truth cannot be evaded, even with the help
of a few big words, why not simply admit the fact and put an end to all
the blather? Why must we continue to endure year after year all the
immutable nonsense—all the poppycock, all the cross-eyed
mysticism of the astrologers, prophecy maniacs, environmental quacks,
political ideologues, and other impostors? Why must people continue to
believe in what is palpably not true, when there is very little
practical benefit, and often very great practical harm, to be endured
from such evasion?
The philosopher George
Santayana placed the blame for such denials of truth on the inveterate
egotism of the human race. “Life imposes selfish interests and
subjective views on every inhabitant of earth,” he wrote;
“and in hugging these interests and these views the man hugs what
he initially assumes to be the truth and the right. So that aversion
from the real truth, a sort of antecedent hatred of it as contrary to
presumption, is interwoven into the very fabric of thought.”
(1937, 508) Yet this is only part of the reason. Let us face it: the
pathology of evasion goes well beyond epistemological conceit. There
exists in human beings a congenital propensity to expect more from the
world than the world can possibly provide. Our desires, our
expectations nearly always extend well beyond the narrow parameters of
reality. Such unrealistic expectations inevitably lead to
disappointment, as truth and reality combine to make a mockery of our
fondest hopes. This sting of disappointment is what, in effect, seals
the deal and turns the human being against the truth. His expectations
have been refuted in the most decisive way imaginable—not by
words, but (far more humiliating) by reality itself, by the cold hand
of the truth. But instead of acknowledging this melancholy fact and
doing his best to frame his expectations within the boundaries of the
possible, the human animal retreats into his own fantasies. If he is a
vengeful sort of person, he looks for scapegoats. It is his parents,
his spouse, his children, his country that are to blame for his
miseries—or the Jews, the blacks, the Europeans, the Christians
or some other group he doesn’t particularly care for. It is
anyone but himself and his inordinate desires.
If he is more inner directed
and not prone to blame others for his self-caused miseries, his retreat
from reality will cause him to stumble headlong into some form of
idealism, that intellectual bane of philosophical honesty. He will
venture out like Don Quixote in search of windmills to tilt at. Whether
it’s the windmills of New Age mysticism or Hegelian metaphysics,
homeopathy or astrology matters little. All nonsense is pretty much
alike, and equally inefficacious.
There is yet another way to
deal with this problem of false expectations, one which sedulously
avoids the sort of evasion and wishful thinking prominent among
sentimentalists and other cowards before the truth. It is what I call
realism, which means: to always face up to the truth regardless of how
bitter or cruel it may be and to never engage in wishful thinking or
evasion. An important corollary to this principle is the development of
realistic expectations, which means: expectations which have a decent
chance of being realized in the world of fact.
This may not seem like a very original or profound philosophy. But
originality, whether profound or not, is greatly overrated. After all,
what good is originality, if achieved at the expense of truth? Better
to be imitative and shallow but true, rather than profound, original
and false.
Yet we would be mistaken if
we were to conclude, merely because of its similarity with common
sense, that realism is superficial and unoriginal. If realism is as
plain and shallow as its enemies insist, why has it aroused the enmity
of so many intellectuals and philosophers? This condescension at the
hands of the chattering classes towards realism is not caused by
realism’s superficiality or lack of originality, but by
resentment against a world that will not conform to wayward human
desires. Intellectuals want to rule the world with their ideas. But the
world will not allow itself to be run on the basis of mere patter. It
is made of sterner stuff than that.
The intellectual, enraged at
the impotence of his ideas, takes his revenge by declaring the world a
mere fiction. “When the experiment is made strictly, I can myself
conceive of nothing else than the experienced,” the philosopher
F. H. Bradley petulantly insisted. “Anything, in no sense felt or
perceived, becomes to me quite unmeaning. And as I cannot try to think
of it without realizing either that I am not thinking at all, or that I
am thinking of it against my will as being experienced, I am driven to
the conclusion that for me experience is the same as reality. The fact
that it falls elsewhere seems, in my mind, to be a mere word and a
failure, or else an attempt at self-contradiction. It is a vicious
abstraction whose existence is meaningless nonsense, and is therefore
not possible.” (1893, 128) Even considering the source, this is a
remarkable quote. Indeed, it is practically a confession.
These are words Bradley
should be muttering to a priest or a psychiatrist, not to the public at
large. He has the effrontery to admit that anything “in no sense
felt or perceived becomes to me quite unmeaning.” Doesn’t
he realize what he is admitting here? To regard anything not perceived
as “unmeaning” is practically to come out and embrace
solipsism. Yet this is not the worst of it. Later on we find our
redoubtable idealist describing the notion of a real world existing
beyond one’s mere perceptions of it as “a vicious
abstraction whose existence is meaningless nonsense.” Take a
moment to let this statement sink in. The “vicious
abstraction” Bradley is talking about is the external world of
trees, mountains, rivers, oceans, animals, men, and God. He is saying
that this great unfathomable mystery of a world is a mere abstraction
in our heads. Worse, it is a “vicious” abstraction. But why
vicious? If it is only an abstraction, why is Bradley so dead-set
against it? To reject it with such an intense display of rhetorical
annoyance suggests an unphilosophical anger or despair, as if Bradley
feels resentment against the mere idea of a world existing apart from
our conscious awareness of it. Wherefore the resentment? What does
Bradley have against the external world of fact and nature and God? Why
does he so desperately want to believe that all of existence is
confined to the narrow parameters and pathetic egotism of human
consciousness?
My suspicion is that
Bradley’s animus against reality is motivated by an unwillingness
to face up to hard facts. He wants the world to be better than it is.
He wants a world that is malleable to his thought, to his wishes, to
his desires. In other words, he is like a spoiled child who wants
everything his own way and resents the fact that reality will not cater
to his infantile sensibilities. He takes his revenge by concocting an
idealist philosophy that denies the reality he so passionately resents
and abhors. Truth is not truth, nor is reality real; these are mere
“vicious” abstractions that are not even possible!
I realize that Bradley would
scarcely put it in such terms. By playing fast and loose with the
ambiguity of words, he creates the illusion that he is saying no such
thing, even if, at bottom, that is what his philosophy ultimately
means. When Bradley talks of “reality,” he of course
doesn’t mean what ordinary people mean by it. Nor is his notion
of truth in line with the truth we all confront in everyday life. Yet
we would be seriously amiss if we took Bradley’s redefinitions of
these common terms too seriously. When a man insists that the external
world is a vicious abstraction, we should take him at his word and not
let him talk us into believing that his words don’t mean what a
normal individual would take them to mean. If they mean something else,
then why not say so up front? Either way, Bradley is guilty of a
serious philosophical crime. If we take him at his word, he must be
condemned for cowardice before the truth; if we assume that his words
mean something other than what they say, he must be condemned for
obscurity.
Bradley’s philosophy of
“objective idealism” passed out of fashion long ago.
Idealism as an official philosophy has been more or less dead since the
Second World War, suffocated by its own inanity. But the fear of
disagreeable facts that served as the primary motivation for the
idealist imposture still exists among the philosophic fraternity. We
find plenty of evidence of it in many of the so-called
“postmodern” philosophies, especially in deconstructionism
and other left-wing heresies. These philosophies, at bottom, are not
really very different from the great idealist illusions of yore. They
are simply more shameless in their embrace of evasion. Today’s
idealists have no intellectual conscience.
Consider two widely
influential academic “philosophers”: Richard Rorty and
Jacques Derrida. Rorty has spent most of his career arguing against the
correspondence theory of truth. Since our beliefs cannot be said to
correspond to anything, no belief can be regarded as any more true or
false than any other. Philosophy becomes, for Professor Rorty, a mere
edifying conversation, full of pretty words and nonsense. Derrida, the
man most responsible for inflicting academic literary studies with the
curse of deconstructionism, agrees with Rorty’s assessment of the
essential equality of all beliefs. There are no foundations for
anything, no “metaphysics of presence,” as Derrida
cryptically puts it. No belief is more fundamental, more true than any
other. (Honderich 1995, 779)
Another fashionable belief in academia is the notion that reality is
little more than a “social construct.” The popularity of
this phrase can be traced back to the belief that all political and
social thought is determined by the prevailing intellectual and
cultural climate of the age. There are a certain number of core beliefs
that arise in any society which nearly everyone accepts without second
thought. They are regarded as unquestionably true. No one dares
question them if they wish to avoid the contempt of the community.
The initial motivation for
stressing (and perhaps even exaggerating) this trait of society is to
discredit conservative beliefs. Progressive thinkers were looking for a
way to explain why, in 1920s, the masses rejected the ideals of the
Left. They assumed from the start that it had nothing to do with the
essential hollowness of left-wing ideals. The masses could not possibly
have rejected progressivism for sound reasons. How could any committed
leftist believe that? The Left, by definition, stands for the people.
It alone cares for the welfare of the common man. If the masses did not
see this, it could only be explained on the basis of some type of
social conditioning or coercion. Hence the origin of what is known as
the “sociology of knowledge,” the belief that political
beliefs mostly consist of subconscious social aspirations. Most people
desire to move up in the social order. For this reason, they sympathize
with the ideology of the dominant economic and political classes of
society.
Karl Mannheim, the so-called
father of the sociology of knowledge, was a democratic socialist who
believed that society should be led by rational planners and scientists
— in other words, by people who thought like he did. Mannheim
hoped to reform the social sciences by making social scientists aware
of their social conditioning. “Whenever we become aware of [the
social forces] that have dominated us, we remove them from the realm of
unconscious motivation into that of the controllable, calculable, and
objectified,” Mannhiem wrote in his most influential work,
Ideology and Utopia. “Choice and decision are not thereby
eliminated; on the contrary, motives which previously dominated us
became subject to our domination; we are more and more thrown back upon
our true self and, whereas formerly we were the servants of necessity,
we now find it possible to unite consciously with forces with which we
are in thorough agreement.” (1936, 190) Translated into plain
English, this means that as soon as people understand that their
political views are surreptitiously foisted upon them by conservative
social forces, they will all become democratic socialists like
Professor Mannheim.
Initially, Mannheim’s
doctrine was interpreted realistically; that is, it assumed the
existence of real world and a truth that described this world. It
merely claimed that people’s views of the world were inevitably
distorted by social conditioning, normally in a conservative direction.
In Ideology and Utopia, Mannheim made it very clear that he believed in
the reality of truth, and in the importance of grasping this truth.
“After having recognized that political-historical knowledge is
always bound up with a mode of existence and a social position, some
will be inclined, precisely because of this social determination, to
deny the possibility of attaining truth and understanding,”
Mannheim wrote. “Nothing could be more dangerous than such
a one-sided and narrow orientation to the problem of
knowledge.” (1936, 186, emphasis added)
Mannheim’s words of
warning did little to prevent the sociology of knowledge from being
taken in a subjectivist direction. To be sure, it was more a habit of
thought than an actual, explicit doctrine. Intellectuals, especially
academic intellectuals, are notoriously loathe to commit themselves to
any explicit doctrine. They prefer to mask their real thoughts behind
big words and befuddling circumlocutions. Yet in conversation they will
not infrequently adopt the view that reality itself is a social
construct that could be changed by adopting a new construct. They will
even give plausible examples to support their view. Take the
institution of private property. In our society, private property is a
very critical institution. But it doesn’t have to be that way,
argue the academic intellectuals. Private property is a mere social
construct. We could, if we chose, do away with it altogether. In that
case, it would cease to be a reality. Property held in common would be
the new reality, the new social construct.
Contrary to what romantic
leftists might wish to believe, private property is not a mere
“social construct” that can be changed at the drop of hat.
There exist a number of powerful psychological forces that provide its
foundations — forces which ultimately arise from intractable
currents deep in human nature. Machiavelli wrote in The Prince that a
ruler, if he would preserve his power, “must keep his hands off
the property of others, because men more quickly forget the death of
their father than the loss of their patrimony.” Machiavelli
understood human nature. He knew that human beings have possessive
instincts, that their property is intimately tied up with their social
status, and that they will tenaciously defend anything connected to the
preservation of their social status.
The unwillingness to accept
certain realities of human nature is the primary motive behind the
subjectivist interpretation of the sociology of knowledge. The Left has
for many decades been in denial about the nature of man. As Stephen
Pinker explains in his book The Modern Denial of Human Nature, the Left
regards “the malleability of humans and the autonomy of culture
as doctrines that might bring about the age-old dream of perfecting
mankind. We are not stuck with what we don’t like about our
current predicament, they argued. Nothing prevents us from changing it
except a lack of will and the benighted belief that we are permanently
consigned to it by biology.” (2002, 27)
But the reality of these
“biological” patterns of feeling and thinking that
constitute human nature will not go away merely because left-wing
intellectuals don’t like them. If such patterns exist—and
the evidence, as Stephen Pinker, E.O. Wilson, and other scientists have
demonstrated, is overwhelming — then they have to be accepted as
real. Evasion will not make them go away. If a thing is real, it exists
despite what we think or fail to think about it.
As obvious as this realistic
view of the truth and the world may appear to common sense, nonetheless
there are plenty of philosophers who have denied its validity. I have
already discussed what I believe to be their motive. They deny the
validity of realism because they want to believe in things that
aren’t true. Fair enough. I would be more than willing to accept
their position, if only they themselves would acknowledge it. I
certainly have no special fondness for the truth, and can well
understand why some people might especially dislike it. My only problem
with the whole anti-realist mentality is its deep-seated mendacity. The
anti-realist insists that, far from hating the truth, he loves her very
dearly. It’s his love of truth, he would have us believe, that
leads him to reject the realist view.
Only a human being could be
so mendacious! Out of love for truth they would deny the truth! How do
they justify such brazen dishonesty? Like any common swindler, they
have plenty of rationalizations at hand to explain their hostility
toward common sense. A very popular one goes something like this.
Realism is an absurd doctrine because it creates an unbridgeable gulf
between existence and human cognition. “According to [realism],
reality has an existence separate from ideas,” is how philosopher
Michael Oakeshott phrased the argument; “things exist and are
real by themselves, and outside experience. Indeed, they never enter
experience at all; for, to enter experience is to cease to be a thing.
Reality, consequently, is what is unknowable, it is what is independent
of experience.... A gulf is fixed between experience and reality and
there is no way in which it can be bridged, and yet, until it is
bridged, reality must remain a nonentity and experience a
contradiction. And the necessity of finding some starting place for our
conception of reality, other than this antithesis between experience
and reality, is once more pressed upon us.” (1933, 57)
This argument, when boiled
down to essentials, does little else than assert that only
consciousness (or “experience”) is knowable, and that
anything outside of consciousness is, by definition as it were,
“unknowable.” But isn’t consciousness aware of things
outside of itself? Isn’t that what knowledge is all about —
awareness of external things, like food, water, shelter, companions,
rivals? And if this is the case, where do idealists like Oakeshott get
off claiming that consciousness cannot know anything outside of itself?
Oakeshott’s entire argument rests on a failure to understand the
realist view of knowledge. Like most idealists (and many realists as
well), he has no idea what realism is all about. To set the record
straight, I thought it would be helpful to explain the core issues out
of which the realist view of knowledge and the universe emerges.
The core premise of
realism is that perceived objects exist independently of perceptions.
Everything I see outside my window—the street, the trees, the
houses, the telephone poles—exists whether I perceive them or
not. My consciousness has nothing to do with their existence, beyond
observing and recording the perceptions they evoke. Things are what
they are, despite what I think or fail to think about them.
If this seems like nothing
more than what common sense would assert—well, that is true. All
of us believe that the physical world exists
“independently” of consciousness in the sense that it would
exist whether we were consciousness of it or not. Idealists and other
anti-realists seek to challenge this belief, mainly because of their
dislike of “matter.” Most idealists are willing to admit
that a world exists “independent” of consciousness in the
realist sense of the term. What they object to is the notion that this
independent world is made up of matter. “If what you mean by the
word ‘matter’ be only the unknown support of unknown
qualities, it is no matter whether there is such a thing or no, since
it no way concerns us,” insisted the idealist philosopher George
Berkeley; “and I do not see the advantage there is in disputing
about what we know not what, and we know not why.” (1965,
92-93)
Why do idealists dislike
matter? Mostly for religious reasons. Matter, they believe, poses a
threat to religious beliefs. If matter alone exists, then there is no
longer any need for God. But if matter does not exist at all, then God
becomes absolutely necessary. That, in any case, is the gist of their
contention. I regard this anti-matter view as palpably absurd. In fact,
it would be extremely easy to turn the argument on its head and use it
as a pillar of atheism. Atheists have long contended that God exists,
not as an external reality in the world of fact, but as a mere idea
swimming about in the minds of theists. Well, isn’t that what
idealism makes of God—a mere idea swimming about in our minds?
The existence of God is
meaningful and relevant only on a realist basis. If you reduce all of
existence to mere thoughts and ideas, how have you made the belief in
God any more plausible? Ideas must be ideas about something. Take away
the external world of fact and substance and ideas have nothing to
refer to except other ideas. God is thereby reduced to a mere idea
referencing other ideas. Does such a trick make God any more real? No,
not at all. God can only be real if He exists outside of our conception
of Him. That is in fact what it means to say that God exists: that he
exists independent of our thoughts of him, and would exist whether
anyone thought of Him or not.
I fear this theological
digression has veered us off our course. The real issues at stake
between idealism and realism actually have little to do with questions
involving the existence of God or matter. They really come down to
differences of philosophical methodology. Idealists vehemently deny
that this is so, insisting that the issues at stake are primarily
“metaphysical”; but this view is itself founded on
methodological differences. Metaphysics deals with “what”
questions: what is the ‘fundamental’ reality? what are
illusions? what is mind? what are facts? etc. etc. Realism cares very
little for “what” questions. It is more interested in
“how” and “why” questions. “What”
questions tend to degenerate rapidly into semantics. Hence the tendency
of metaphysics to consist of little more than futile debates over the
meaning of words. The realist, however, cares little for words. Why
argue about words? The realist is interested in things, not words. It
is the actual terrorist, not the word “terrorist,” that
constitutes a threat to American citizens. It is the actual bowl of
rice, not the word “rice,” that nourishes the body. It is
the actual alarm system, not the words “alarm system,” that
protects the house from intruders or fire. Things are important, not
words. Words are merely useful instruments of description. They contain
no reality in and of themselves. For this reason, it is foolish to
argue about words.
The method of the realist is
to ignore questions concerning what a thing is and instead to inquire
how a thing behaves. Questions such as What is the essence of man? or
What is life? are of little interest to the realist. He is more
interested in knowing How do men behave? or How do living things behave
in contrast to dead things? The eye of the realist is always on things,
not words.
Behind this method lies one
of the most important principles in the realist pantheon—perhaps
the most important principle of all. The realist believes that
consciousness is fundamentally representational; that words, ideas,
concepts, images are, in and of themselves, mere figments, and only
obtain the status of truth when used to symbolize and illuminate
external realities. The fact that an individual experiences the
sensation of red when he perceives an apple is entirely without factual
significance unless the perceived color is taken as having a bearing on
the apple’s physical state. Ideas, words, concepts have no
cognitive value unless they are taken as signs for things or the
characteristics of things.
This view of consciousness
and human knowledge is what idealism seeks to deny. The idealist
regards any “separation” between mind and matter, knowledge
and reality, ideas and things as an unjustifiable “bifurcation of
nature.” Hence Oakeshott’s conviction, quoted above, that
realism fixes a “gulf” between “experience and
reality” “which cannot be bridged.” But this is a
caricature of the realist view. Who besides an idealist ever claimed
that an unbridgeable gulf exists between thought and reality? Realism
merely distinguishes between thought and the object of thought. The
idea of a cat and the cat itself are not identical. Can anything be
more obvious? Yet the idealist will have none of it. This
“separation” of the cat from its idea, the idealist
insists, introduces a problematic chasm between knowledge and
reality.
Why is the attempt to
distinguish the idea from its object so problematical? Objects can be
represented in many different forms. A cat can be photographed,
painted, rendered in marble, portrayed in sound, by word, even as
indentations on a piece of paper (i.e., braille). If the idealist
rejection of representationalism were correct, all knowledge, all art,
all language would have to be dismissed as nonsense, because all these
forms of expression create unbridgeable gulfs between the object and
the representation of the object.
Idealism’s denial of
representationalism leads to the bizarre view that only the
representation is real. Imagine if someone told you that only a
photograph of the Grand Canyon is real, not the canyon itself! That is
really what the logic of the idealist position amounts to. The idealist
stops at the representation and says: that is the reality. He gives no
arguments for his position; only arguments against the realist
position. Representational knowledge is “inexplicable,” he
argues, for how can the mind represent anything that is not itself
mind? But this is a silly objection. It would be like suggesting that
portrait painting is inexplicable because paint and canvas have nothing
in common with the human face. So what if they don’t? The fact
that two mediums are different is what gives rise to the need for
representation. If mind and matter were identical, you would not need
to represent one medium in the other. That is the whole point of having
ideas. Ideas are the paint and canvas of consciousness. They are the
aesthetic materials out of which the mind represents to itself the
external world. They serve as symbols of outlying realities, just as a
person’s name serves as a verbal and written symbol of his
identity. Is your name identical with yourself? No, of course it
isn’t. Realism begins by admitting this palpable fact.
The acceptance of this dualism of things and ideas is fraught with
momentous implications. If the object of truth consists, not in words
or ideas or concepts, but in the substantive realities symbolized by
such mental figments, then it behooves us to make the object of
knowledge, rather than its medium, our primary concern. For the
realist, external reality, the reality of things and facts, always has
priority over our ideas of reality. Indeed, the purpose of ideas is
tell us something about reality. Ideas, therefore, must be docile to
reality, not vice versa. Here we find the great error of idealism.
Idealism, in whatever form it may take, always seeks to give ideas
priority to reality. The empirical world, the idealist claims, is
always in some degree “mind-dependent.” In other words,
reality depends at least to some degree on what we think about it.
Because of the ambiguity of
words, it is not entirely false to say that reality is in some sense
dependent on thought. How an individual thinks can alter his behavior,
can make him act in such a way as to change certain aspects of the
empirical world. It can turn him into a creator of beautiful objects,
of houses, paintings, vast gardens; or it can turn him into a nihilist,
a destroyer of lives, wealth, even entire civilizations. But what is
significant for the realist is the fact that these changes can only be
made on reality’s terms, not on the mind’s terms. There is
something that exists in reality that would exist whether any mind
recognized it or not. This mind-independent aspect of reality often
constitutes what is most important in reality. For instance, the fact
that arsenic is a dangerous poison is in no way dependent on any mind
for its veracity. It would be true even if no mind ever recognized it.
Animals that ingest arsenic will die. That is the reality of it. No
amount of mind-dependence, regardless of how cleverly it is
rationalized, can ever alter this fact. Arsenic kills. This is the
indisputably mind-independent fact of the matter.
The idealist error regarding
the entire question of mind-dependence stems from a confusion between
facts and our knowledge of facts. It is our knowledge of facts that is
mind dependent, not the facts themselves. The facts would be facts
whether any mind recognized them or not. But to know them as facts
depends on the mind’s ability to recognize and accept them as
such.
Idealists would have us
believe that the problems of realism are logical or epistemological or
metaphysical—in short, that they are technical and caused by the
philosophical difficulties of proving the existence of mind-independent
realities. As a matter of fact, the difficulties of realism are nothing
of the sort. They arise, not out of philosophical problems, but out of
psychological problems, out of the unwillingness of human beings to
accept unappetizing or mundane facts. From the very beginning, the
human being is predisposed against believing in the independent reality
of external things. The very young child, Arthur Koestler tells us,
“does not differentiate between ego and environment. The
mother’s breast seems to it a more intimate possession than the
toes on its own body. It is aware of events, but not for a long time of
itself as a separate entity. It lives in a state of mental symbiosis
with outer world, a continuation of the biological symbiosis of the
womb, a state which Piaget calls ‘protoplasmic
consciousness.’ The universe is focused on the self, and the self
is the universe; the outer environment is only a kind of second
womb.” (1964, 292) Man is born an idealist and only becomes a
realist through the harsh and pitiless lessons of
experience.
The philosophy of idealism is
an attempt to recapture the innocent sense of wonder and egotism
experienced in the depths of infancy, before the mind first begins to
grasp the horrid “bifurcation of nature,” the dualism
between consciousness and reality. The long process of growth and
tutelage through which a child becomes an adult involves, among other
things, learning what it means to live in a dualist world where
experience is merely symbolic and reality always remains beyond the
immediate grasp of consciousness. Some of these lessons are not always
easy to learn. They involve the painful recognition of the ego’s
humiliating limitations. For not only is the real world — the
world of fact and substance — independent of the ego in the sense
that it does its own thing despite what the ego may wish or need, it is
also deeply mysterious and, in its furthest reaches, inexplicable. It
is made of recondite stuff, of a substance that defies description or
understanding. The universe is an immense, baffling puzzle which can
only be pieced together in discordant fragments. What the universe may
be in and of itself only God knows. From the mind’s perspective,
it is fundamentally a mere surd — a bewildering miracle that
rarely makes any sense.
At its core, realism is a
philosophy of renunciation and disillusionment. It renounces the notion
that the world is made for the convenience of man’s petty
desires. Thoughts and wishes are one thing; reality is something else
altogether. The validity of this postulate, if once accepted, yields a
number of important corollaries, the sum of which make up a unique
vision of the relation of man and his spirit to the universe. These
corollaries are as follows:
1. Facts come first. If facts exist whether anyone
recognizes them or not, then it follows that the mind, if it is to know
facts, must accept them on their own terms, rather that on its terms.
The mind must always remain docile to facts, knowing full well that a
fact will not change merely because the mind decides to evade or
rationalize it away. While this may sound fairly obvious, it is
actually very difficult to put into practice. The mind views all facts
through a prism of theory. A fact without a theory would be
unintelligible. The identification of a fact is not a revelation
falling out of the sky. It is an act of the mind based on a whole host
of tacit presuppositions, without which no fact could ever be
discovered. Before a fact can be recognized, the mind must first make
the assumption that facts exist and the mind knows how to identify
them. Out of these assumptions grow myriads of corollary assumptions,
many of which are too subtle for words. Nearly all these
presuppositions exist well below the threshold of consciousness, so
that we remain utterly oblivious of them. Indeed, philosophers often
adopt explicit convictions that are odds with the tacit presuppositions
which govern their everyday lives.
The inability of the mind to
identify facts without theories has been a source of great confusion in
philosophy. Some philosophers have argued that, if facts can only be
understood in the light of theories, this conclusively proves that
theories are prior to facts. Kant believed that the human mind imposes
certain innate theories upon reality. “The understanding does not
derive its laws from, but prescribes them to, nature,” Kant
declared in his Prolegomena. Man’s mind, argued Kant, “is
the origin of the universal order of nature, in that it comprehends all
appearances under its own laws, and thereby first constructs, a priori,
experience.” (1902, §36, §37) This view clearly places
theories first, prior to facts. The mind is equipped with a collection
of innate theories through which it organizes the data of the sense to
construct the experience of reality. These innate theories—or
“categories,” as Kant described them—are true despite
what the facts might say. If you run across a fact that contradicts one
of these “categories,” the fact must give way to the
category.
Realism rejects the notion
that any theory, whether innate or not, can be used to dismiss the
validity of a fact. If the evidence supporting the validity of the fact
is good, the presumption of truth must always be on the side of the
fact. This, ultimately, is what it means to say that facts come first.
The role of theories is to describe reality, not create it.
But what about the need for
theories to interpret and understand facts? If no fact can be known
without a theory to illuminate its relevance, how can realism continue
to insist that facts come first? If no fact can be grasped without a
theory, doesn’t this prove beyond any doubt that at least some
theories are prior to facts?
As a matter of fact, it proves no such thing. Let us keep in mind the
dualism between the mental and the real. Theories are always mental.
Facts are real: they involve events happening in a substantive,
non-mental reality. In order for the mind to grasp a fact, it must
reduce the fact to the mental level. This is where theories prove
critical. The mind cannot perceive reality directly, because reality is
physical and the mind is mental. To grasp reality, the mind must first
translate the data of the senses into mental form. All cognition is
done in terms of symbols and metaphors. Consciousness does not mirror
reality; it represents it.
Theories play a critical role
in this process. They help organize and construct our mental
representation of reality in meaningful ways. But this does not mean
that such theories are prior to facts. They may be prior in cognitive
terms, but they have no priority in terms of reality. Their cognitive
priority does not make them more real than the facts they interpret.
The fact that Julius Caesar was killed on the Ides of March in 44 B.C.
is a fact regardless of whether it is recognized or not. If some theory
came along and interpreted the historical data in such a manner that
the essential facts were distorted or misrepresented, this would tell
against the theory, not the fact. Theories can be mistaken; facts are
never wrong. Our belief in a given fact may be mistaken. But if a fact
is real, it is true regardless of how it is interpreted (or
misinterpreted) by the mind.
The fact that theories, even
theories used to interpret facts, can be and often are mistaken is the
key to grasping the realist view of the relationship between fact and
theory. The goal of the mind is not, as Kant suggests, to impose its
theories on nature, but to use theories to correctly perceive and
interpret facts. Given the fact that, in cognitive terms, theories come
first, how is this done? If no fact can be understood without first
being illuminated by a prior theory, how can the mind possibly escape
imposing its theories on the facts?
The philosopher Karl Popper
has suggested a way out of this quandry. Popper admits, as is only too
obvious, that “we cannot ever describe empirical facts (or
otherwise react to them) without interpreting these facts in terms of
our theories (or of our, perhaps unconscious, expectations). But this
does not mean,” Popper insists, “that laws of nature, such
as Newton’s theory, are a priori valid, and irrefutable, even
though it is true that we impose them on those very empirical facts to
which we would have to appeal for a refutation. On the contrary, we
have learned from Einstein that our intellect may form, at least
tentatively alternative theories; that it may reinterpret the facts
alternatively in terms of each of these new theories; that, in the
competition of these theories, we can decide freely, sounding their
depth, and weighing the result of our criticism, including our tests;
and that only in this way can we hope to get nearer to the
truth.” (1983, 153)
The key to grasping
Popper’s solution to this problem is to realize that mind can use
many different theories to interpret the facts. There are many
different ways of looking at the world. Some ways, however, are better
than others. The challenge of human cognition is to discover, through a
process of trial and error, theories that allow us to more accurately
interpret the facts of reality. Cognition is fundamentally
experimental. The individual intent on knowing the facts of reality
must be open to new ways of looking at the world, especially when there
is a chance that he is misinterpreting the facts. Knowledge is not a
game for scholars and philosophers: it is a vital necessity of human
welfare. In extreme cases, a misconception of the facts can lead to
disaster and death.
Every time a claim of
knowledge is acted upon, it is put to the test. If I believe that
external objects only exist when I am perceiving them (esse est
percipi), and use this belief to interpret the sense data that passes
through my consciousness, I will soon find myself unable to account for
any causal processes that happen to be unperceived. Not only the tree
falling in the forest, but the fire burning in the grate unattended,
the roof that leaks when no one is home, the earthquake no one feels
would all count as inexplicable fictions without the assumption of an
external substantive world. Idealism, if it could really be used as an
interpretive schema through which to view the world, would turn men
into idiots, unable to understand any relation of cause and effect that
is not immediately perceived. Fortunately, even the most intransigent
idealists do not live by their creed, but only support it
speculatively, as a kind of philosophical game or conceit. Idealism, as
a practical philosophy of life, is impossible, and those who embrace
its absurdities ignore them when confronting the practical necessities
of existence.
The best test of the truth of
a doctrine, especially an interpretive doctrine like idealism, is
practical action. Interpretive theories—that is to say, theories
used as the basis of interpreting facts—cannot be directly
corroborated by experience, since they constitute the very principles
out of which experience is understood. But they can be tested
indirectly, by constantly examining the practical efficacy of our
interpretations of the facts. If these interpretations somehow
don’t seem right, if our expectations often wind up being
thwarted or we constantly find ourselves believing in things that we
later discover to be untrue, this is an indication that something is
wrong with the theories we use to interpret the facts. Kant’s
belief that the mind imposes its theories on reality is plainly untrue,
as anyone who has ever tried to interpret reality by a wrong theory
will soon enough discover.
Facts really do come first,
despite the prior need of theories to interpret them. The goal of
cognition is not to impose our theories on the facts, but to use
theories to see things as they really are and not as we may feel
inclined to see them.
Another misunderstanding
related to this issue of the primacy of facts arises from the
contention that all knowledge of fact is ultimately based on
observation. David Hume was probably the most persuasive advocate of
this position. “If I ask why you believe any particular matter of
fact, which you relate, you must tell me some reason; and this reason
will be some other fact connected to it,” he wrote in An Enquiry
Concerning Human Understanding. “But as you cannot proceed after
this manner, in infinitum, you must at last terminate in some fact,
which is present to your memory or senses; or must allow that your
belief is entirely without foundation.” (1910, 342)
This appears to be a very
reasonable point of view. If a fact is true, it should be observable.
If Lincoln was assassinated on April 14, 1865, at Ford’s theater,
anyone who was there should be able to testify to hearing the gunshot
and seeing John Wilkes Booth jump from Lincoln’s box and escape
across the stage. This is all true; but its truth does not warrant
Hume’s conclusion that all facts must terminate in an
observation. In point of fact, many do not.
There are a great many events
that occur without anyone observing them. But although no one has ever
seen them, they are facts nonetheless. If Lincoln had been shot at an
empty theater, his assassination would be no less a fact than if it had
taken place in broad daylight in front of thousands of witnesses. We do
not have to observe a fact to know of its existence. Most facts are
inferred rather than seen. If I come across a fallen tree in a forest,
I do not conclude, as some idealists have, that, because no one
observed it falling, it never actually fell.
But although Hume’s
contention about observation and factual truth is not always true, it
nonetheless contains a very important insight, albeit in exaggerated
form. Philosophy in Hume’s day was dominated by rationalistic
speculation. With a handful of exceptions, nearly all philosophers who
came before Hume believed that matters of fact could be determined by
logical reasoning. Hume challenged this belief with simple but
persuasive arguments. “If we reason a priori, anything may appear
able to produce anything,” Hume pointed out. “The falling
of a pebble may, for aught we know, extinguish the sun; or the wish of
a man control the planets in their orbits. It is only experience, which
teaches us the nature and bounds of cause and effect, and enables us to
infer the existence of one object from that of another.” (1910,
444)
Many philosophers deeply
resented Hume’s attack on rationalistic speculation. For a
variety of reasons, none of them justifiable, they wished to preserve
the traditional privilege of the philosopher to discover facts about
the world through “reason.” Unfortunately (as Hume was
among the first to point out) facts cannot be validated solely by
“reason.” At some level, observation must enter into the
process as well.
You will never learn, for
example, what elements compose sulphuric anhydride through logical
reasoning alone. People can think and reason about sulphuric anhydride
all they like; but no syllogism suggested by the “immanent
reason” of things will ever yield the secrets of this compound.
To learn about it, they have to go into a laboratory and do the
experiments and research. “Chemistry is learned in the
laboratory and not by philosophical mediations, even of the Hegelian
brand,” noted the sociologist Vilfredo Pareto. (1916, §95)
This does not mean, as some
crude empiricists have suggested, that facts can only be validated
through observation. It simply means that matters of fact cannot be
determined solely by logical reasoning or rhetorical mumbo-jumbo.
Metaphysics is not some royal road to truth; it is merely a species of
philosophic conceit—a kind of philosophers’ stone whereby
wishful thinking and intellectual laziness is magically transformed
into “truth.” Such metaphysical truths are cognitively
worthless. Most of the time, they turn out to be false, as when Plato
insisted that the planets must have circular orbits because of the
divine perfection of the circle. But even when they happen to be true,
their truth is purely fortuitous. What truth requires is evidence,
which includes not only perceptual observation, but historical
documents, compiled data from scientific experiments, inferences from
observation, or other reports from external sources. Logical reasoning
can never be regarded as conclusive evidence for any matter of fact,
especially in comparison with empirical evidence.
In modern philosophy, the
arch-champion of vacuous rationalistic speculation is Friedrich Hegel.
No philosopher went further in his attempt to defend logical reasoning
at the expense of the empirical methods of science. A typical case
occurred early in Hegel’s career. “In the year 1800 a band
of six German astronomers ... set out to search for a new planet to
fill the gap between Mars and Jupiter in the numerical series of
planetary distances, discovered by Titius and known as Bode’s
Law,” relates philosopher Michael Polanyi. “The young Hegel
poured scorn on an enquiry following up a numerical rule which, being
meaningless, could only be accidental. Arguing that nature, shaped by
immanent reason, must be governed by a rational sequence of numbers, he
postulated that the relative spacing of the planets must conform to the
Pythagorean series... This would limit the number of planets to seven
and allow a large gap between the fourth and fifth planet, i.e. Mars
and Jupiter. The quest for an eighth planet to fill this gap was
therefore chimerical.” (1962, 153-154)
Here we find Hegel basically insisting that he already knows that the
endeavor to find an eighth planet is a waste of time! How does he know
this? By his “reason,” from which he determined that there
must be only seven planets, and not one more! The German astronomers,
on the other hand, believed in no such rationalistic nonsense. They
held, as Bacon and Hume had before them, that matters of fact must be
settled, if they are to be settled at all, by empirical investigation.
So instead of consulting their “reason,” they consulted
their telescopes and astronomical charts. Within a year they had
discovered a small planet, Ceres, between Jupiter and Mars. Many
hundreds more have been discovered since, leading to the supposition
that at one point a planet existed between Mars and Jupiter but for
some reason was subsequently broken into pieces. Through the empirical
research of the astronomers, the scientific method had once more been
vindicated. Empiricism had triumphed over the conceited rationalism of
Hegel.
In 1846, Neptune was
discovered, further shattering Hegel’s rationalistic illusions.
If it had been up to Hegel, none of these discoveries would have been
made. Why bother doing all this research, when Herr Hegel can discover
truth from the rationalistic dregs of his own mind? This is precisely
the great sin of rationalism: that it attempts to discourage empirical
research by suggesting that the basic laws of the universe can be
determined more easily through logical reasoning. This stifling
conceit, this incubus of progress has for many centuries been one of
the greatest stumbling blocks to attaining factual
truth.
It does not speak well for
philosophy that Hegel should have become the most influential thinker
of the nineteenth century, and that brilliant men like F. H. Bradley,
Bernard Bosanquet, and Josiah Royce should have become mere
lickspittles for Hegel’s nauseating theories of the Absolute.
What could have possessed such men to become zealous champions of empty
nonsense? Why do so many philosophers insist on turning inward to
discover the truth when, as a matter of fact, more truth can be found
looking the other way, out at the great world?
There are three obvious
motivations behind the whole mendacious business. First, there is the
conceit of it: the desire of the philosopher to believe that he is
smart enough to unlock the secrets of the universe simply by consulting
his own mind. “Beware lest any man ruin you through philosophy
and vain deceit,” warns Paul in the Bible. But that is precisely
what rationalistic speculation amounts to in the end: nothing but vain
deceit.
A second important motivation
behind the rationalist imposture is simple laziness. To determine the
truth about matters of fact through investigation, research, and
experiment
requires hard work. No doubt it is easier to simply fall into a soft,
comfortable armchair and come up with a solution merely by consulting
one’s own mind. Pareto used the old controversy over the
existence of antipodes to illustrate the futility of rationalism.
“Good sense and prudence ought to have counseled people to leave
the task of solving that problem to experience,” Pareto insisted.
But that would have been too difficult. So instead we find ancient
philosophers attempting to settle the issue a priori, by reasoning
about it. Here is one example, compliments of the Christian apologist
Lactantius Firmianus: “Can anyone possibly be so stupid as to
believe that there are men who walk with their feet up and their heads
down?” Lactantius wrote. “Or that there [at the antipodes]
all that which with us lies on the ground is upside down? That crops
grow downward? That rain, snow, and hail fall upward to the
earth?”
This reasoning, though
perfectly “sound” as far as it goes, is, in its ultimate
conclusions, untrue. And while it would no doubt have been very
difficult for Lactantius to go and discover empirically whether such
antipodes really existed, if he could not have tested his assertions
empirically, he should have admitted his ignorance and left it at that.
Or, at the very least, he should have gathered all the documentation
known at the time of those who had traveled great distances to far away
lands. From the reports, say, of India or China, circumstantial
evidence could have been gathered on the question, strengthening the
case for the existence of antipodes. After all, China is not that far
removed from being an antipode to places like Spain or Britian, both of
which Lactantius, who lived in Africa during the third century A.D.,
would have known about. And although there did not exist very good
information at the time concerning the size of the earth, two places of
such great distance could have served as a warning to Lactantius
against drawing conclusions about something he knew little, if
anything, about.
To give another example of
how rationalism leads astray, consider the question of whether
non-banks can create credit. Here would be a question that needs to be
settled by empirical research. But that is not how economist Frank
Shostak chooses to settle it. “These days, most economists agree
that the Federal Reserve System tends to expand the US money
supply,” Shostak writes.
“But in recent years, banks’ share of total financial
assets has been declining. In 1980, it stood at 37%, while in 1999, the
share fell to below 24%.
“Does this decline suggest that a major contributor to the
expansion of money supply (which continues unabated) might be
non-banks? If so, do non-banks have the unlimited power to create
money? “Some economists have claimed as much. But the answer to
both
questions is no. Non-banks deal in credit transactions, not credit
creation. The difference is crucial.”
Shostak then attempts to
prove these bald assertions through the use of an entirely fictional
example: “Let’s say Joe deposits $1 million with a
money-market
mutual fund. A mortgage supplier borrows the $1 million from the mutual
fund and lends it to Jane, who in turn uses the $1 million to buy a
house. The recipient of the $1 million, i.e., the seller of the house,
deposits the money with a money-market mutual fund.”
“Has the economy's money supply increased by $1 million? Not at
all. What we have here is a credit transaction, money transferred from
a lender to a borrower. Credit always involves the purchase of a future
good by the creditor in exchange for a present good.”
Shostak’s artificial
example is palpably misleading. It assumes a very simplistic situation.
We could easily disprove it by adding a few details. Consider Joseph
Schumpeter’s take on the problem as expressed in his 1939
Business Cycles:
“By confining the
manufacture of credit to banks, we are roughly conforming to fact. But
this restriction is unnecessary. In various ways, firms may create
means of payments themselves. A bill of exchange or a note is not, in
itself, such a means. On the contrary, it generally requires financing
and thus figures on the demand rather than the supply side of the money
market. If, however, it circulates in such a way as to effect payments,
it becomes an addition to the circulating medium. Historically, this
has occurred repeatedly. An example is afforded by the practice which
prevailed in the Lancashire cotton industry until at least the middle
of the nineteenth century. Manufactures and traders drew bills on each
other which, after acceptance, were used for the settlement of debts
due to other manufacturers and traders, much as bank notes would be.
This should be taken into account in any estimate of the quantity of
credit creation…” (Noland 2000)
Note that Schumpeter is not
content with merely explaining how non-banks can expand credit—or
even with merely asserting that this happened in history—no, he
feels obliged to provide an empirical example—i.e., the
Lancashire cotton industry. This is precisely what is missing in
Shostak’s article. If something is true, evidence demonstrating
its existence needs to be brought forward. Assertions without any
evidence have little cognitive value. They are the equivalent of
Lactantius’ denial of antipodes—or Hegel’s denial of
an eighth planet.
The realist allows the evidence speak for itself. He avoids imposing
his ideas, or his arguments, or his logic on the facts,
because—to repeat what was said earlier—facts come first.
Another important motive
behind the desire to replace fact checking with logic chopping stems
from the desire for impossible or nonexistent things. Many people are
incapable of accepting reality as God made it. Perhaps they desire a
perfectly “just” society; or sexual license without
unpleasant consequences; or a pain-free existence; or any number of
equally childish things. It hardly matters what they are. They may be
as noble or beautiful or desirable as you please; but if they
don’t accord with reality; if they are mere pipe dreams, without
a basis in fact; if they are the product, not of sober inquiry, but of
wishful thinking: then they must be regarded as beyond the cognitive
pale. Truth has nothing to do with what you or I or anyone else desires
or wants. A fact may be ever so unpleasant and contrary to morality,
desire, and all things wonderful. But if it is a fact it must be
accepted as a fact, despite what anyone may feel about it.
Evasion of fact, regardless
of motive, inevitably leads to dogmatism—the logical outcome of
nearly all nonrealistic philosophies. Once fact-checking is replaced by
logical reasoning, there is nothing that cannot be
“proved,” —as the history of philosophy so well
illustrates. From Plato’s conviction that the orbits of the
planets had to be circular because the circle was the most
“perfect” form to Blanshard’s conviction “that
nature is shot through with filaments of necessity,” (1962, 472)
we find one philosopher after another making assertions for which they
have no evidence. As conjectures, perhaps they would be excusable. But
when they are presented as the inevitable conclusions of
“reason,” they must be regarded, not as facts, but as
dogmas.
2. Facts are surds. One of the fundamental premises of
rationalistic idealism is the conviction that reality is
“rational.” Or, as Hegel put it: “What is rational is
actual and what is actual is rational.” This principle, though it
may seem rather vague and abstract, nonetheless has a very definite
purpose within the rationalist weltanschauung. It serves as a
justification for using logic to determine matters of fact. For if the
world is a self-contained rational system, then it follows that one
fact will logically entail every other fact, so that from the knowledge
of one fact, you could (in theory at least) deduce every other fact
about the universe.
Few rationalists today would
adopt this extreme form of their philosophy. Most would be willing to
admit that some facts cannot be validated in this way. But they would
be loathe to admit than no facts can be discovered through logic alone.
“Speculative philosophers of the past have sought to arrive by
reasoning at general truths about the world,” explained the
rationalist Brand Blanshard. “They assumed that so far as this
reasoning was valid, it somehow reflected the necessities in the nature
of things.” (1962, 167)
It is these “necessary
connections” that “reason,” according to Blanshard,
seeks to identify. He gives several examples. To begin with, there is
“logical law,” which, Blanshard argues, “tells us
something about the actual structure of things.” Then there is
arithmetic. “The multiplication table has generally been taken as
offering prime examples of propositions which are at once necessary and
true, and there is no good reason to deny this,” Blanshard
insists. (1962, 423, 426) Same goes for geometry. What is true of a
geometrical circle must be true (more or less) of a factual circle. The
necessities inherent in geometrical laws are reflected in natural world.
What of these examples? Is it really true that logic, mathematics, and
geometry are all examples of necessary truths? Perhaps. But how is
anyone to know whether these truths are in fact necessary? Necessary in
what sense? Necessary because they couldn’t be otherwise? How
could anyone possibly know that? How does one distinguish between a
necessary truth and an unnecessary one?
Whether truths are necessary
or not no one can tell. But even if necessary truths existed, what
would be the point? Why is it so important to know whether necessary
truths exist in the factual world? For the rationalist, the point is
very clear: if necessary truths exist, logical reasoning can be used to
determine them. The rationalist desires necessary truths so he can
forgo the arduous task of verifying truth through empirical research.
This is precisely where
realism and rationalism part company. A realist can, if he so chooses,
believe in necessity. Realism has no settled position on the issue.
Some realists believe in necessity, others do not. But what no realist
can tolerate if he wishes to remain consistent to the central tenets of
his philosophy is to believe that the existence of necessary truths
justifies rationalist speculation concerning matters of fact. They do
no such thing. Facts must be validated empirically. Logical reasoning
is just too unreliable.
This is not to imply that
logical reasoning is useless. Logic is an important tool for human
cognition. It can be very useful in developing hypothetical theories
and making educated guesses concerning matters of fact. But on any
question concerning a matter of fact, it is always preferable to use
empirical research rather than logical speculation to determine matters
of truth. Knowledge based on observation is generally far more reliable
than knowledge based on mere logic chopping.
For any number of reasons,
logic often fails when used as the sole or primary method of
determining factual truth. Even in circumstances where it appears to be
irrefragible, experience can thwart it. Rationalists are fond of giving
the example of pocket change as an instance of logical reasoning
leading to factual truth. Suppose I have 89¢ in my pocket.
Somebody gives me an additional 11¢. Can’t we conclude,
using logical reasoning, that I must now, by necessity as it were, have
a dollar’s worth of change jangling about in my pocket?
We can indeed make such a
conclusion, but that doesn’t mean we will always be right. What
if I have a hole in my pocket? What if a few of the coins had fallen
out when I sat down? These may seem like remote considerations, yet
they cannot be dismissed out of hand. Pockets do sometimes develop
holes. Nickels, dimes, quarters, pennies do sometimes fall out of
pockets on their own, especially when one sits slumped in a deep chair
or couch. While I would expect that in most cases a dollar's worth of
change would in fact be found my pocket, I do not see any necessity in
it, for the precise reason that in some cases circumstances will
contrive to bring about different results. And so it is for most, if
not all things in life. Logic can help us form educated guesses of what
to expect in the world of fact; but the facts will occasionally
disappoint our logic. That is just the way reality is. Common
experience confirms this repeatedly. We have all run across situations
in which we thought some fact or another must be so, because logic
seemed to demand it, only to find that it wasn’t so, because some
circumstance which our logic failed to anticipate interfered and
produced an unexpected result.
Contrary to what Brand
Blanshard and other rationalists believe, logic does not hold true of
the real world. If it did, every fact could be deduced from every other
fact. But this is clearly not the case. The death of a child is not
logical deduction from other facts, but an inexplicable tragedy. Nor is
it true that every logical truth must find exemplification in reality.
Some of course do find exemplification; but most do not. Even a
mathematical equation as simple as 2+2=4 is not universally true in
reality. As George Santayana points out, “there is a
psychological sphere to which logic and mathematics do not apply.
There, the truth is dramatic. That 2+2=4 is not true of ideas. One idea
added to another, in actual intuition, makes still only one idea, or it
makes three... There are therefore levels of reality, and these the
most important to mankind, that elude all mathematical axioms.”
(1937, 408)
Often what rationalists mean
when they say that reality is “logical” or
“rational” is that it makes sense, that it is, in some
obscure way or another, “intelligible”—or
“potentially intelligible.” If all that is meant by
intelligible is that human beings can understand at least some matters
of fact, then no realist would find anything to quibble about. We all
understand certain things about the world. We understand, for example,
that human life is mortal, that the sun rises in the east and sets in
the west, that pleasure is preferable to pain, etc. etc. But this does
not mean that we can understand everything about existence. We have no
idea, for instance, why the gravitational force between any two bodies
is directly proportional to the product of their masses and inversely
proportional to the square of the distance between them. Nor do we have
any idea why the solar system has nine planets instead of five or
twenty. We have no idea why any number of things are the way they are
rather than some other way. All facts are ultimately inexplicable. As
Santayana cogently observes, “facts are surds, they exemplify
fragments ... chosen for no reason: for if a will or reason choosing
anything (say the good) were admitted, that will or reason would itself
be a groundless fact, and an absolute accident. Existence is
necessarily irrational and inexplicable.” (1923, 208)
This is easily proven by the
following thought experiment. Take the existence of anything—say,
the emergence of human life. Now try to explain it. There are two ways
to deal with this problem. You could begin by seeking the immediate
cause of human life. According to many philosophers and theologians,
human beings were created by God. The immediate cause, then, of the
human life is God’s will. Man’s existence is explained by
God and there’s an end to it. But is God’s will really a
complete and final explanation to the riddle of human life? No, not
quite. For as soon as we ascribe the emergence of human life to
God’s will, we are confronted with additional questions. Why did
God choose to create human life? Theologians can undoubtedly give any
number of answers. Yet every answer will serve only to spawn further
questions. Let us suppose it is determined that God created man because
of love. Very well. How then do you explain God’s love? Because,
say the theologians, God is good. Excellent, but then how do you
propose to explain God’s goodness? God is good because he is God,
replies the theologian. That is just God’s nature. Okay, fine,
but that is fact: it is not a final explanation, because it still
leaves questions answered, such as: Why is it God’s nature to be
good? Theology artfully tries to dodge these issues by suggesting that
such inquiries verge on blasphemy. We should be content with God as the
ultimate explanation and leave it at that.
Here we are confronted, not
with rational argument, but with blatant intimidation. “Stop
asking all these questions,” we are warned, “or God will be
angry with you.” Will He really? And how, sir, may I be so bold
as to inquiry, did you come to this intimate knowledge of the deity? We
have run into such claims before. This or that inquiry is arbitrarily
declared to be offensive to God. We are not to study the genesis of
life or the beginning of the universe or the genome or any number of
other mysteries of the God’s creation because that would show
disrespect to the deity. If we had listened to such nonsense we would
still be in the Middle Ages.
There is one other sense in
which God is considered the ultimate cause, not merely of human life,
but of the universe generally. It is generally assumed that God is the
final or ultimate cause of all things, the primary cause of all causes.
However, even if this is true, it does not mean that God constitutes
the ultimate explanation for all things, since the existence of God
still remains a mystery—a surd fact, if you will. There is no way
of getting around it. If the statement God exists truly represents a
fact about the universe, then it remains, at bottom, an inexplicable
mystery, just like all other facts.
There is another way of
trying to arrive at the ultimate explanation of a thing. Instead of
asking for causes and reasons ad infinitum, we can seek for an
explanation of the general nature or laws of the universe. Taking this
approach to the question of human life, we get very different answers
than we found by searching for particular reasons and causes. Certain
scientists will tell us that life emerged from a process of
“evolution.” We need not go into the particulars of what
this word evolution means. Suffice it to say that natural selection,
genetic mutation, and sexual selection are the three main ingredients
in the process. Species develop through the utterly gratuitous
mutations of genes. Those mutations which advance both survival and
reproductive capability tend to dominate, leading to the development of
new traits. For example, the eye emerged—or so we are led to
believe by the darwinians—by just this process of mutation and
natural selection. Even an eye in its nascent form, the theory
contends, provides creatures with a definite advantage, in terms of
sexual reproduction, over creatures without any such eye mutations
whatsoever.
Although this theory, on the
face of it, does not seem very plausible, this alone does not suffice
to disprove it. Nature may be as implausible as it likes. If through
some occult process nascent eyes grant a positive advantage in sexual
reproduction, so that the gene for a nascent eye is more likely to be
selected than the non-nascent eye gene, then we must accept the theory
as a fact and be done with it.
If this is all the Darwinists
meant by their theories, there would be little to quibble about. We
might, to be sure, question the application of the theory to this or
that circumstance. Some traits, such as the tendency to sexual rapacity
in men, do seem to be a product of natural selection. Other traits,
such as eyes, do not. But the theory as a whole would not be in the
least objectionable if it weren't presented—as it is by at least
some of its advocates—as an ultimate explanation of things.
Obviously, it can be no such thing. Even if it were true that all human
life is entirely the product of Darwinian evolution, this still would
leave a whole host of questions begging for answers, and the emergence
of human life, though illuminated to a certain extent, would still
remain at its core utterly confounding. How are we supposed to explain,
for instance, mutations? Or sexual selection, especially in relation to
half-emerged organs? What advantage can half a liver or half a nose or
half an appendix possibly have in sexual reproduction? Indeed, where
did the sexual organs themselves come from? If they emerged in stages,
like everything in else in evolution, what survival and reproductive
advantage could they possibly confer in their nascent forms? Darwinian
evolution, even if true right down to the very last hypothesis, remains
every bit as inexplicable, if not more so, than the most astringent
forms of biblical creationism.
No theory can fully explain how human beings came into existence. On
whatever theory, the emergence of the human race remains an inscrutable
enigma. All facts are ultimately surds. They merely exist, and
there’s an end to it.
If this is so, if everything
is ultimately inexplicable, then what is the use of explanation? If all
facts are surds, why should we go to the trouble of trying to explain
them? Isn’t it an utterly hopeless enterprise right from the
start?
It all depends on what is
meant by the term “explanation.” If what is meant is some
kind of “ultimate” or “metaphysical”
explanation, then it is a hopeless enterprise, because no such
explanation is possible. All explanations must end in either a
particular fact, a particular uniformity of nature, or an infinite
regress of causes. Facts, as we know, are surds. No ultimate reason
explains their existence. Their accidental and irrational nature is
demonstrated by the inability to deduce facts a priori. The same is
true of uniformities in nature, or natural laws; they also defy logical
explanation. We still have no idea why one set of uniformities prevails
rather than some other set. Why should water freeze at 32º and not
15º or 56º? We don’t know. That’s just the way it
is. Nor are we any better off if we attempt to explain facts by tracing
the causal chain that lead to them, because all such chains inevitably
lead to infinite regresses—and what could be more absurd, more
contrary to the laws of human understanding, than an infinite regress?
Although the ultimate reason
for a thing cannot be known, its practical nature falls well within the
range of the human mind. We cannot know ultimately why apples exist;
but we can know that they are food, that they are nutritious, that they
grow on particular trees, and that certain trees can be cultivated for
the express purpose of producing more apples. We cannot know ultimately
why penicillin is useful in combatting harmful bacteria; but we can
know how to develop and use it to treat infections. We cannot know
ultimately why most politicians are dishonest; but we can know to be on
our guard against them.
Since knowledge of the
ultimate reason for things has no survival or reproductive value, our
mind has no tools with which to grasp such profundities. The human mind
has been developed by God and nature to handle preeminently practical
tasks. We have no use for the ultimate. Ultimate explanations tell us
nothing about what is really important in human life. They tell us
neither how to live or to die, what to strive for or what to avoid,
what to worship and what to abhor—in short, they tell us nothing
that we really need to know.
Do they even give us
information on how to determine matters of fact through logical
reasoning and abstruse speculation, as the rationalists believe? No, of
course not. Indeed, explanations, whether ultimate or not, have nothing
to do with the question of whether facts can be reached through logic
alone. The question of intelligibility on the one hand, and of the
cognitive efficacy of rationalistic speculation on the other, are
entirely separate. Logic alone can never make any particular instance
of causation intelligible. Causation is not logical. If it were, we
could deduce that fire must produce smoke. But no such deduction is
possible prior to experience. Without observation, no one would have
any idea whether fire produces smoke. Knowledge of matters of fact
begins with observation. In the absence of empirical data, nothing can
be known of the external world. Looking outward is the starting point
of all wisdom.
3. All human knowledge is non-literal and symbolic. If a dualism exists
between experience and knowledge on the one side, and the objects of
experience and knowledge on the other, it follows that our ideas can
never be literal copies of the objects they represent. All percepts,
images, sensations, or any other datum experienced by the mind are
purely symbolic. They serve as the pigments out of which the mind
represents the external world.
The non-literal character of
mental phenomena has given rise to several utterly gratuitous
philosophical problems. An implicit assumption of many idealists and
other malicious skeptics is that unless man’s consciousness
precisely duplicates or mirrors the external world, his knowledge
cannot be valid. If the sunflower appears yellow to the mind, then it
must be yellow in reality. Otherwise, yellow becomes a
“subjective” property, dependent for its existence on the
mind. And if yellow is regarded as a subjective quality, is the
proposition Buttercups are yellow really true? But if it is not true,
then what about other qualities manifested by objects? If objects
can’t really be yellow, can they be rough or noisome or loud? Is
everything we sense merely subjective, so that all we can say about the
objects of reality is that they have bodies and shape?
If perception is regarded in
this light, then one is confronted with but two choices: either the
sensory qualities of objects actually exist in the objects themselves
and are mirrored by perception in consciousness; or they are created by
the mind and exist only in fancy. Neither alternative is supportable.
The first is clearly false. Color, for instance, does not inhere in
objects, as common sense naively assumes. Physically, color is
reproduced through sensations of different wavelengths of light. When
the mind perceives yellow in a buttercup, it is not perceiving
“yellow” wavelengths, because, first of all, light is not
colored, and secondly, the actual wavelengths are not always constant.
The same yellow sunflower may emit light waves of different lengths at
different times—and yet they will all appear the same shade of
yellow to the observer! This occurs because the brain compensates for
variations in wavelength from the same object.
Does this mean that color
must therefore be regarded as a purely subjective phenomenon, without
any basis in reality? No, of course not. Yellow is not a subjective
quality in the malicious sense that it is just an illusion of the mind.
The experience of yellow in the sunflower, which is shared by all human
beings who are not color-blind, is entirely veridical and objective.
Sunflowers are in fact yellow, as anyone who perceives the flower can
see for himself. However, they are not literally yellow. The quality of
yellow perceived in buttercups is a symbol or representation; it is a
mental description of an object of reality, not a direct copy or image
of it. The qualities that a thing has are symbols or signs of its
characteristics—as, for example, redness in an apple is a sign of
ripeness. These so-called “secondary qualities,” like
color, taste, and loudness, would hardly be regarded as merely
subjective if philosophers had looked beyond their mere aesthetic
appearance and attempted to grasp their significance as symbols. All
the qualities of things as they appear to the mind are clues by which
the mind attempts to understand the objects of reality. They help us
figure out whether things are edible or poisonous, friendly or
dangerous, useful or futile, In this sense, these secondary qualities
can be regarded as objective and true.
The belief that certain
qualities in perception are “subjective” leads to the
distinction in traditional represenationalist epistemology between
“primary” and “secondary” qualities. Primary
qualities are defined by Locke as those that “are inseparable
from the body, in what estate soever be”; secondary qualities are
defined as “such qualities which in truth are nothing in the
objects themselves but powers to produce various sensations in us by
their primary qualities.” (1964, 112) This distinction, however,
between qualities which are in the mind and qualities which are both in
the mind and in external objects is not a valid one. The fact is, all
qualities are purely mental, even the primary ones. External objects
may have all manner of properties and characteristics; but they cannot
have qualities. Such qualities inhere only to appearances—which
is to say, they are nothing more than mental descriptions of objects,
real or imagined.
George Santayana regarded the
failure to understand and appreciate the non-literal, symbolic
character of knowledge as a consequence of a desire to have, as he put
it, “intuitions of things,” by which he meant seeing things
directly, without any intervening representations or
“essences,” as if man could see things precisely as they
really are, free from the aesthetic trappings of normal human
perception. “The absurdity of wishing to have intuitions of
things reaches it climax when we ask whether things, if nobody looked
at them, would still look as they do; but whether their intrinsic
essence, whether they are looked at or not, resembles such essences as
eyes of one sort or another might gather by looking at them, is an idle
question. It is not resemblance but relevance and closeness of
adaptation that render a language or an expression true....
Accordingly, the symbols of sense are most relevant to their object at
the remove and on the scale on which our daily action encounters
it.” (1923, 88-89)
If knowledge is figurative
and symbolic, rather than literal and straightforward, doesn’t
this imply a troublesome degree of cognitive inadequacy? Aren’t
symbols vague and confusing?—open to not one but many
interpretations? If so, how can human knowledge possibly find a basis
in mere poetry?
These questions all assume that literal knowledge is somehow superior
to symbolic or representative knowledge. This is one of those
“common sense” assumptions that people tend to accept
without question, as if it were too obvious to doubt. Yet if we apply a
little critical thought to the matter, we will find that it is not so
obvious as common sense would have us believe.
Consider the rather obvious
fact that knowledge can be communicated from one person to another.
What does this tell us about the knowing process? Among other things,
it tells us that knowledge is expressible, that it can be transferred
from one mind to another. Yet this process of communication is not
simply a matter of plugging one mind into another. Communication
requires expression through language. Our thoughts, our feelings must
be framed in words before we can communicate them to another person.
Does this mean that our words are identical to our thoughts? No, not at
all. It is widely acknowledged that words are inadequate to express our
deepest thoughts and feelings. How, then, do we communicate through
language?
If, instead of trying to
solve this problem in reference to philosophy, we turn our attention to
literature, we will find the answer to our problem. What separates the
great literary genius from the rest of us is his ability to express
various thoughts and realities that often seem too subtle for words. In
other words, great literature seeks to express the inexpressible. And
how does it go about doing this? Does it proceed on the basis of an
unimaginative but exhaustive literalism? Or is it by sheer poetry,
metaphor, and other figurative turns of speech?
The answer is obvious.
Shakespeare and Milton, Goethe and Dante did not achieve their status
as great literary artists by being excessively literal and pedantic.
The profound expressive qualities in their work are built on the poetic
devices of metaphor, symbol, and figurative turns of speech. These
devices not only serve to bring their descriptions to life, they also
add that special kind of insight into the nature of things that only
great literature can provide.
Just as great writers and
poets are more expressive because of their promiscuous use of
figurative turns of speech, so the external world is best understood
when represented through the medium of poetry. Literalism dulls
consciousness, casting a pall of unreality over everything it touches.
Only poetry can bring the world of sense to life, giving it a vividness
and rigor that an uncompromising literalism could never duplicate.
To illustrate this assertion,
consider the following two descriptions of a nighttime walk among
flowers. First, a literal description:
I cannot see what kind of flowers are next to my
feet. Nor can I distinguish what the smell is among the boughs of the
trees. Because there is a low level of light where I am, I can only
make educated guesses using my sense of smell and my prior knowledge of
flowers and seasons. Upon these guesses I imagine that I walk among
grasses, thickets, and wild fruit-trees. I imagine hawthorn’s
that appear white, and eglantines in a pastoral setting, and violets
that fade after a few days and are covered in leaves, and the
musk-rose, which comes in early May and whose pedals often are found
covered in a dew that reminds me of wine; I imagine a place frequented
by flies, who make a soft buzzing sound, on a summer evening.
Here is how John Keats draws the picture:
I cannot see what flowers are at my feet;
Nor what soft incense hangs upon the boughs,
But, in embalmèd darkness, guess each sweet
Wherewith the seasonable month endows
The grass, the thicket, and the fruit-tree wild:
White hawthorn, and the pastoral eglantine;
Fast-fading violets cover’d up in leaves;
And mid-May’s eldest child,
The coming musk-rose, full of dewy wine,
The murmourous haunt of flies on summer eves.
Nor what soft incense hangs upon the boughs,
But, in embalmèd darkness, guess each sweet
Wherewith the seasonable month endows
The grass, the thicket, and the fruit-tree wild:
White hawthorn, and the pastoral eglantine;
Fast-fading violets cover’d up in leaves;
And mid-May’s eldest child,
The coming musk-rose, full of dewy wine,
The murmourous haunt of flies on summer eves.
Along with the usual assortment of poetical techniques, Keats uses
symbols and metaphors to make his portrait of night considerably more
vivid. He writes of the “soft incense” of the flowers,
which “hangs upon the boughs.” In purely literal terms,
this is nonsense: smells don’t hang upon bows. But in terms of
representation, these metaphors heighten the sense of reality of the
pictured scene. Phrases like “embalmèd darkness,”
“seasonable month endows,” “mid-May’s eldest
child,” “dewy wine,” and “murmourous
haunt” also help create a special atmosphere that brings
Keats’ descriptions to life.
The greater expressiveness of
the figurative to the literal, of the poetical to the prosaic should
answer any questions about the inadequacy of so-called
“indirect” or “symbolic” knowledge. However
inadequate such knowledge may be, it is clearly less inadequate than
the sort of “literal” knowledge imagined by various types
of positivists and other naive realists. The notion that the mind could
literally duplicate the world within the narrow bounds of consciousness
is absurd. The world is all out of scale in relation to the mind. It
exists on an entirely different plane of reality. The human mind,
before it can attain knowledge of what exists outside its sphere, must
translate the overwhelming complexity of real world into terms native
to consciousness. The world, if it is to be represented at all, must be
represented in the peculiar idiom of the mind. Just as a painting is a
representation in terms of paint placed upon a canvas, so is knowledge
a representation in terms of symbol, metaphor and other figurative
devices placed within the sentient folds of consciousness.
There is one other objection
to dualistic knowledge which I needs must address before moving on. If,
as I have argued, knowledge is dualistic and representational, how then
are we to distinguish between true and false representations? If
knowledge describes reality figuratively and symbolically, rather than
literally and precisely, how can we be sure that any of our mental
representations do in fact “correspond” to reality?
Questions like these have
plagued philosophy. For centuries, philosophers have tried to explain
how knowledge is possible. The reason most philosophers have failed in
this endeavor is because they have held false ideals of knowledge. Many
philosophers have adopted the entirely gratuitous assumption that human
knowledge could only be regarded as valid if the knowing process can be
explained. Since human cognition depends on a number of intuitive
processes that take place “behind the scenes,” as it were,
out of the range of conscious awareness, attempts to explain human
knowledge in explicit conscious terms must always appear inadequate.
The complexity of the
knowing process defies articulation. Many philosophers, under the
illusion that the process of knowing is fully aware of itself, have
thought that human cognition could be reduced to a set of methods or
rules that could be followed as one follows a recipe in a cookbook. Add
a few observations, mix them with a good dose of logical analysis, and
voilà, a valid conclusion! Alas, knowledge doesn’t happen
so easily. Thinking is not something that can be taught with textbooks
and diagrammed by flowcharts. Human thought is not a method or routine,
but an art. No one can learn how to think from memorizing rules and
precepts. Thinking is developed through a long and exhaustive tutelage
in reality—through experimentation, problem solving, and the
stress of life.
Philosophers would have saved
themselves a lot of trouble if, instead of asking how knowledge was
possible, they had merely been content to inquire into why human beings
desire and need knowledge. It is in the practice of human living that
knowledge finds its primary justification. Cognition is not a luxury or
embellishment of human living; it is a fundamental necessity.
Man’s welfare depends on it.
This view of knowledge is
consistent with the basic premises of realism. If idealism were
correct, knowledge would be a mere embellishment, an idle pastime in a
world made entirely of dreams and other immaterial fancies. The world
is of course no such thing. No empty stomach was ever filled, no
parched throat ever succored by an idea. Dreams will not cure an
infection or mend a broken leg; and no one ever died from words alone.
We live in a substantive world that exercises a profound influence upon
our daily lives. Knowing how to get on in this world is a matter of
life and death. If, as pyrrhonic skepticism and idealism both assert,
knowledge of a material world is impossible, then survival would also
be impossible. The fact that we can live in such a world is evidence
enough that it exists.
This is not to suggest that
human survival proves that an external world exists. The existence of
any substantive fact or object can never be proved logically. As we
have already established, all facts are surds and their existence can
never be deduced a priori. Our knowledge of the external world is
established on the basis of observation—in particular, of the
observation that things subsist in their own plane of reality,
following their own laws and conditions. If I let a pot of rice cook
for an hour on a stove, I don’t have to keep an eye on it to make
sure that it cooks, as idealism implies. I can leave the house and come
back an hour later to find my rice ready to eat. Even idealists
themselves, when they aren’t arguing on behalf of their
preposterous doctrines, don’t abide by them. In matters of
everyday life, the idealist tacitly accepts the validity of
representational knowledge and lapses into the same dualistic realism
advanced in this essay. Idealism is a mere paper philosophy: it is only
followed speculatively, in debate and controversy, but never in
practice, because it contradicts the demands of practical action. The
idealist can never practice what he preaches. Simply to survive, he
must behave as if realism were true and that his ideas, which he takes
for the ultimate reality, are merely representations of a deeper, less
scrutable reality.
When idealism is challenged
on the issue of practicality, it usually responds in one of two ways.
It either repeats its mantra that epistemological dualism, and hence
representational knowledge, is impossible (or
“unprovable”), or it insists upon the internal consistency
of the idealist doctrine. We have already seen that the first of these
claims has no ground at all to stand on. If by “unprovable”
we mean the inability to establish representational knowledge on the
grounds of logic, then the criticism is entirely irrelevant, since no
external existent or fact can be proved logically. Logic does little
more than trace the various implications of our ideas. Propositions
radiate logical implications like the sun radiates heat. If all men are
mortal, then Socrates, being a man, is also mortal by logical
implication. But whether men are in fact mortal or Socrates is in fact
a man is something that can never be established solely on logical
grounds. Some other process, call it observation, understanding,
cognition, or whatever name you please, must be involved in the
exercise. The process itself can never be the subject of logical proof,
but must demonstrate its worth in action or experiment. For this
reason, to argue that representational knowledge is impossible or
gratuitous because it is unprovable is entirely beside the point. All
knowledge of the existence of things is unprovable in this sense. But
to insist that, because it is unprovable, representational knowledge
must be rejected out of hand, would be to turn all of existence into an
empty daydream. We all of us, despite our speculative allegiances,
believe not only that things exist, but that they also subsist as well,
which is to say, that there is a permanence in them, that they exist
and follow their own laws and tendencies even when no one is around to
perceive them.
The assertion of
idealism’s internal consistency is no less irrelevant to the
issue at hand. Consistency, of itself, proves nothing beyond an
agreement among ideas. There are any number of confidence schemes and
other patent frauds that are perfectly consistence to their own wayward
principles. Conspiracy theories are notoriously consistent and draw
much of their power from the congruity of their internal relations. The
problem with such theories is not necessarily that they lack logical
rigor, but that no evidence exists to support their baseless
pretensions. Evidence, then, is what is ultimately lacking in the
idealist creed. It is only on the basis of epistemological dualism,
which posits a substantive, external reality and a mind which can model
that reality in terms of symbols and metaphors, that the concept of
evidence becomes intelligible.
4. Human thought is largely metaphorical. Consider the following common turns of speech:
—Her family gave us a warm welcome.
—Next Christmas will be huge for the family.
—The color of her clothes don’t go together.
—Stock prices are too high.
—He is high on dope.
—The local baseball team stinks this year.
—He’s in a good a mood.
—The time just flew by.
—He’s moving on to the next level.
—He’s on top of the situation.
—I can’t grasp the meaning of what you say.
—He’s fallen in love with her.
—Their relationship has gone from bad to worse.
—He’s close to losing it.
—We’ve been drifting apart for years.
—They are at a crossroads in their relationship.
—I see what you mean.
—Her family gave us a warm welcome.
—Next Christmas will be huge for the family.
—The color of her clothes don’t go together.
—Stock prices are too high.
—He is high on dope.
—The local baseball team stinks this year.
—He’s in a good a mood.
—The time just flew by.
—He’s moving on to the next level.
—He’s on top of the situation.
—I can’t grasp the meaning of what you say.
—He’s fallen in love with her.
—Their relationship has gone from bad to worse.
—He’s close to losing it.
—We’ve been drifting apart for years.
—They are at a crossroads in their relationship.
—I see what you mean.
This is a very small sample of metaphors used commonly in everyday
speech. There are literally hundreds, if not thousands of them. They
are so commonplace that we hardly notice how ridiculous they would be
if interpreted literally. How can anyone, for instance, describe a
welcome as “warm”? What did they do—take out a
thermometer and measure the person’s body temperature? And why do
people say an individual is on dope when the chemical is in the
individual’s body? These expressions are so ingrained in our
habitual modes of thought and description that the absurdity of their
literal implications passes unnoticed.
Cognitive scientists regard
such turns of expressions as “primary metaphors.” According
to George Lakoff and Mark Johnson, these primary metaphors are rooted
in the very structure of the human brain: their presence can be traced
to the sensorimotor section of the brain. Distance, location, size;
seeing, touching, hearing, smelling, tasting; moving, lifting,
throwing, dodging: these are the activities out of which primary
metaphors emerge. (1999, 45-59) We say a person is on television. Yet
they are not literally on the television set. Here we have a metaphor
based on location. Someone says,“ I will see to it that it is
done.” But he really means he will make sure that it is done.
Here we have a metaphor based on sensation. And then we have the
ubiquitous fallen metaphors, such as: He has fallen in with the wrong
crowd. No literal fall has taken place. The metaphor in this case is
based on motion.
The extent to which thought
is permeated with metaphor goes well beyond Lakoff and Johnson’s
primary metaphors. In a sense, all human thought, and even all human
experience, is a kind of metaphor. Knowledge and experience are never
literal for the simple reason that human consciousness is, as we have
already discovered, altogether symbolic. Experience consists of a
stream of images, sounds, smells, tactile sensations, and tastes that
flow unbidden through the sluices of consciousness. But the real world
is not made up of sensations. The external world is not some giant
sensorium which fills the senses. Critical differences exist between
physical or substantive things on the one hand, and the data of sense
and consciousness on the other.
Just as there are many philosophers who, under the influence of
rationalistic idealism, regard representationalism with scorn, so there
are many positivists and no-nonsense empiricists who have no use for
metaphor and who pride themselves on what they fancy to be their
literalism and their direct manner of thinking and speaking.
Metaphors, these hardheaded,
plain speaking men would insist, are indistinct and vague. They can
easily be used to confuse or manipulate other people. They often lead
to misunderstanding and bewilderment. The individual who desires to
know things as they are and intent on communicating this knowledge to
others should say precisely what he means and avoid the vague,
amorphous patter of rationalists and poets.
But what about the expressive
power of metaphor and other figurative turns of speech to bring reality
to life within human consciousness? What do literalists have to say
about that? A typical attitude of the literalist is to regard mere
expressiveness as dangerous. Very well, he argues, suppose metaphors
are more expressive. Why is this necessarily a good thing? After all,
where are metaphors most frequently used? Isn’t it in literature,
in poetry? But isn’t literature and poetry mostly
lies—make-believe stories and wishful thinking? Sure, metaphors
are very good at making imaginary things vidid and lifelike. Yet
isn’t that precisely the problem? If metaphors bring reality more
to life, aren’t they also capable of bringing unreal things more
to life? And if you have two metaphors, each of which assumes a
diametrically opposed view of reality, how are you to tell which is
correct? Both will seem equally real, because metaphors have the
capability of making even false things appear real. This being the
case, how do you distinguish a “true” metaphor from a
“false” one?
These objections, although
superficially compelling, nevertheless reveal, on deeper inspection,
false epistemological ideals. It is tacitly assumed that no thought or
proposition can be true unless it corresponds directly to the thing or
process that it represents in reality. Since the real world of fact and
substance is all out of scale with consciousness, this is impossible.
Our thoughts cannot possibly have an entirely perfect, one-to-one
correspondence with the external world. Reality is far too complicated
for that. The human being, merely to grasp what he needs to know in
order to make his way in the world, must translate the overwhelming
complexity of existence into manageable terms. The world must be
represented in the idiom of the human mind. Symbol, metaphor,
analogy—these make up the native grammar of man’s
intellect. And while it is true that a metaphor, taken in and of
itself, is neither true nor false, this does not mean that truth is
unknowable or that all metaphors are created equal.
I would hasten to point out
at this juncture that not all truth must be represented with metaphor.
Some truths are best represented with more direct symbols. As an
example, consider the question of whether a tenth planet exists. This
is a simple matter of fact which is either true or false. Either the
tenth planet exists or it doesn’t exist. If there is no tenth
planet, then the statement The tenth planet does not exist expresses
the true state of affairs. Note the absence of metaphor in the
statement. This is generally the case with statements asserting the
existence of things. Such statements do not rely directly on metaphor.
Either a thing exists or it doesn’t exist—end of story.
Knowledge of the existence of things is the closest the mind comes to
knowing things literally.
Yet it isn’t always so
simple. What if we discover a small spherical object orbiting the sun
somewhere beyond Pluto. Would we automatically consider it a tenth
planet? No, not necessarily. It depends on the size of the object. If
it were no bigger than a beach ball, I doubt anyone would consider it a
planet. If it were no bigger than an asteroid, there still would
probably be astronomers who would not accept it as a planet. Where
precisely the line between a planet and an asteroid should be drawn
cannot be determined so easily. It is a question that requires a
qualitative judgment. Such judgments cannot always be reduced to a
simple question of either/or. They involve making a decision on the
qualities of the object and whether those qualities provida a
compelling reason for regarding it as belonging to one class or another.
Generally speaking,
qualitative judgments tend to be considerably more complicated than
judgments concerning the existence of things. The qualities of a thing,
as it is perceived by the intellect, are often saturated in metaphor.
There is an important reason for this. Qualities can only be described
in terms of other qualities, but never in themselves. How, for example,
does one describe the feeling or sentiment of love? You cannot say love
feels like love, even though this is true, because a person who has no
experience of love would be none the wiser. How then does one describe
a quality like love? Well, it can only be described in terms of other
qualities—that is, in metaphor, as Shakespeare does in a famous
passage from Romeo and Juliet:
Love is a smoke rais’d with the fume of sighs;
Being purg’d, a fire sparkling in lovers’ eyes;
Being vex’d, a sea nourish’d with lovers’ eyes;
What is it else? A madness most discreet,
A choking gall, and a preserving sweet.
Consider, as a contrast, Spinoza’s description of love:
“Amor est titillatio,” (Love is titillation.) Let us not be
put off by the equation of love with titillation. Spinoza does
not mean this literally. He is not saying that love is titillation and
titillation is love. He is really using a metaphor. Because he
doesn’t use Shakespeare’s poetical rhetoric, it is not so
obvious.
All descriptions of love,
whether poetical or philosophical, scientific or satirical, will all
indulge in the use of metaphor at some level. That is to say, they will
attempt to describe love in terms of other qualities. Such metaphorical
descriptions cannot, of course, be regarded as true or false, but only
as being more or less apt. Not all descriptions are equally vivid or
“lifelike.” Some are better than others. And not merely
superior in terms of expressive value. Shakespeare’s description
of love is obviously more expressive, more vivid and lifelike, than
Spinoza’s. But that doesn’t necessarily make
Shakespeare’s description any more true. If, however, love were
described as a big round pumpkin, I would venture to say that such a
metaphor, while not literally false, is not particularly apt. In any
case, the qualities of a pumpkin clearly do not illustrate love as well
as Shakespeare’s or Spinoza’s metaphors illustrate it.
Incidentally, the critical
role of metaphor in human cognition helps explain why philosophical
idealism, despite its palpable absurdity, cannot be tested empirically
and refuted by scientific experiments. Abstract philosophical systems
are immune to empirical refutation because they are largely
metaphorical. Idealism is nothing else but a vast and complicated
metaphor. No fact can be used to falsify the idealist hypothesis
because every fact can be reinterpreted within the framework of the
basic metaphors of idealism. For this reason, idealism cannot be
regarded as literally true or false. It is a metaphor based on the idea
that all reality is mental or spiritual in nature.
Is idealism an apt metaphor
for experience? Not according to the realist view. There are two
reasons for this. To begin with, idealists themselves are unaware that
their philosophy is largely metaphorical. Too often they regard it as
the literal truth, which of course leads to extreme absurdity. But even
as a metaphor, idealism falls short of the mark. By insisting that
existence is entirely (or largely) spiritual, idealism fails to make
the critical distinction between mind and matter. This failure blinds
the idealist to the important insights of epistemological dualism, such
as the symbolic nature of cognition and the critical role that
metaphors play in human understanding.
Although realism is also a
kind of metaphor, it provides a far more apt description of existence
than is provided by other so-called “metaphysical”
theories. The natural world really does seem to exist independently of
our consciousness of it. This explains why our ideas can be
wrong—and also why there are degrees of error, with some ideas
being closer to the truth and others less so. Since reality and our
conception of reality are not one in the same, as idealism alleges,
error becomes explicable: an error is simply an idea that does a poor
job of describing (or “modeling”) reality within the
precincts of the mind. To describe reality as spiritual is to describe
it with a large degree of inadequacy. The metaphor of reality as both
spiritual and physical is far more adequate, since clearly some objects
in reality behave very much like subsisting objects and, as far as we
can tell, do not depend on the mind in the same way that ideas and
other purely spiritual objects do.
4. Human knowledge can never perfectly represent its
object. If human knowledge is essentially representational, it
follows that no object of knowledge can ever be perfectly represented
within the mind. Although we have already touched on several facets of
this problem, in the light of its importance to the realist position
generally, a few more comments would appear to be in order.
Historically, the tendency
among philosophers is to either ignore the inadequacy of cognitive
representation or to make too much of it. In the first camp are those
who could be called the “mirror”
epistemologists—those philosophers who believe that human thought
literally “mirrors” the world. As one example, consider the
view, propagated by Scott Ryan, a follower of such idealist
philosophers as Blanshard and Bradley, that “the object of an
idea just is the idea itself fully developed.” In other words,
according to this view, a perfectly developed idea would be identical
with the object which it represented. This view is poles apart from the
dualistic realism championed in this essay. It badly misconceives what
the mind is all about and puts forth an ideal of knowledge that can
only lead to unrealistic cognitive expectations. Knowledge becomes the
logical development of ideas, instead of an exploration of the outlying
world.
On the other side of the
fence are those who commit the opposite error of assuming that
representationalism leads to nihilistic skepticism. We have already
seen why such skepticism is not justified. The partial cognitive
inadequacy of representational knowledge does not entail belief that
man’s intellect is impotent. Partial inadequacy means exactly
that: partial. In other words, it means that our knowledge is not
perfect and that we must approach questions of fact with a modesty
befitting the limitations of a weak and fallible creature. The
inadequacy of representational knowledge leads, not to total
skepticism, but to epistemological caution. Philosophy, whether of
knowledge or of human nature, ought to be a school in humility.
What lessons do the
limitations of representational knowing impress upon the wise and
humble philosopher? In the first place, these lessons counsel against
taking a dogmatic attitude. However wise a philosopher may be, since
his ideas can never be fully adequate, he should always seek to test
them against the facts. Openness to criticism, to new experiments, to
novel experiences is critical to anyone who seeks to know as much as is
humanly possible. While no idea can perfectly represent its object,
some ideas are less inadequate than others. The mind seeks, not for
perfectly adequate ideas, but merely for ideas that are good enough for
most of the situations that confront us in life. To ask for anything
more would be the height of conceit. The wise man accepts his own
limitations, including the limitations of his wisdom.
The limitations imposed on
the mind by representational knowing go well beyond the adjurement to
be cognitively humble. They also warn us of the folly of attempting to
settle questions of fact on the basis of rationalist speculation. Only
the excesses of human vanity could ever justify the conviction that
matters of fact can be discovered merely through armchair speculation,
as if the knowledge of the external world could be discovered by
turning inward, by looking away from the facts and at one’s own
conceits!
But most important of all,
the awareness of the limitations of the human mind teaches us the value
of experience and tradition. Although it would be a mistake to conclude
that traditional ways of looking at the world are always superior to
novel methods revealing new perspectives, the accumulated experience of
past generations should never be dismissed out of hand. If something
has proven its value over many centuries, we must have very compelling
reasons before we try an entirely novel approach. Traditions are
venerable because they are based on the experience of many people over
a long period of time. While it is true that traditions occasionally
become outworn and need to be replaced, we nevertheless should be
careful not to reject the wisdom of our forbears too hastily. And we
should never seek to replace a venerable tradition merely because some
egotistical philosopher, his head swollen with rationalist conceit,
tells us that the tradition is contrary to “reason,”
—a word which, in philosophy, stands for little more than
armchair speculation based on vague generalizations and wishful
thinking. In short, social and political innovation must find its
justification, not in “reason” and other forms of
irresponsible speculation, but in an empirically responsible social
science. Even then, we must proceed very cautiously, taking short,
careful steps, always keeping in mind the limitations of human
cognition and the ease with which mistakes, often of a very costly
nature, can be made.
5. The primacy of the will. The primary motivation behind
the philosophical rejection of realism stems from the conviction,
prominent among nearly all idealists, that a realist view of the world
necessarily leads to “materialism.” Berkeley, the first
modern idealist, opposed realism precisely because it posited the
existence of a material world, belief in which he regarded as inimical
to the Christian faith. “How great a friend material substance
has been to Atheists in all ages were needless to relate,” wrote
Berkeley. “All their monstrous systems have so visible and
necessary a dependence on it, that when this cornerstone is once
removed, the whole fabric cannot choose but fall to the ground.”
(1965, 92)
Is Berkeley right? Does
realism inevitably lead to the horrors of materialism? No, not
necessarily. While some forms of realism are compatible with
materialism, not all forms of realism are materialistic. The dualist
form of realism advanced in this essay represents a type of realism
which, by definition, cannot possibly be regarded as materialist, since
it begins on the assumption that both matter and spirit exist. There
is, however, another charge often made against realism. I have in mind
the charge of epiphenomenalism, a doctrine widely regarded as even more
horrible than even the worst forms of materialism.
Why is it regarded
with such ill favor? Namely for one reason: epiphenomenalism allegedly
turns human beings into mere puppets, lacking even the merest sliver of
dignity or freedom. Consider one of the most uncompromising expressions
of the doctrine, compliments of the Darwinian philosopher, Thomas Henry
Huxley: “Consciousness … would appear to be related to the
mechanism of [the] body, simply as a ... [side] product of its working,
and to be as completely without any power of modifying that working as
the [sound of a] steam-whistle which accompanies the work of a
locomotive … is without influence upon its machinery.”
(Popper & Eccles 1977, 72)
One can hardly imagine a more
deterministic vision of human nature than this! We are simply
automatons going through the mad gyrations of the molecules within our
brains. Consciousness is nothing more than an impotent bystander,
forced to stand on the sidelines and watch the human farce unfold, yet
unable to take an active role in the process. Man as the plaything of
matter—such is the vision of epiphenomenalism, one of the most
extreme forms of determinism ever cooked up by the ingenuity and
pervisity of the human intellect.
Surely the type of realism
advanced in these pages cannot be guilty of leading to, let alone
espousing, a doctrine so ghastly, so inhuman, as this horror of all
horrors, epiphenomenalism! Before coming to a judgment on this issue, a
reminder is in order. The fact that a certain doctrine is considered
ghastly, inhuman, horrible, or whatever other adjective of
disapprobation one can think of should have no bearing on are cognitive
assessment of it. Realism does not determine truth on the basis of what
is pleasing to human conceit. Quite the contrary, realism seeks
especially to embrace just those truths that cowards shun. If something
really is true and therefore exists independently of what we think or
fail to think about it, trying to deny its truth and existence merely
because we don’t like it will not make its reality go away.
Sticking our heads in the sand in the hope that what we don’t
want to know won’t hurt us is not an acceptable strategy for the
realist.
So what is the truth, then,
about epiphenomenalism? Is it fact or fiction? As realists,
must we embrace the horror? Or can realism evade this dreaded
doctrine?
Here are the hard facts.
Whether we like it or not, all the logical implications of dualistic
reason strongly point to a doctrine that, in some respects at least,
resembles epiphenomenalism. Once the philosopher has distinguished mind
from matter, there is no reason for him to stop there. The tendency in
philosophy has been to confound motivation and cognition, will and
intellect. Since these two modes of human nature are obviously not
identical, to understand them more thoroughly, we need to separate them
and take note of their differences. By a process of careful analysis,
we soon discover that willing and thinking, although clearly related,
are very different activities; and, more critically, that in the
absence of willing, the mind is impotent. In this sense, mind and
knowledge could be regarded as “epiphenomenal.”
This form of epiphenomalism,
however, should not be confused with the type embraced by monistic
materialists, who regard the mind as little more than the shrill
byproduct of the brain. It simply asserts the primacy of the will over
the intellect. The identification of mind and consciousness with self
is one the great errors of traditional philosophy. Mind, consciousness,
intellect—these are all secondary phenomenon. What makes a person
tick, what gives him his predilictions and personality, is his will,
which can be defined as the locus or seat of appetition. All our needs,
wants, fantasies, emotions flow out of the will. What a man essentially
is is determined by the will; or rather, to put it as bluntly as
possible: a man is his will.
Whether the secondary status
of mind renders it a mere epiphenomenal byproduct of the will is
debateable. It is only epiphenomenal in the sense that it cannot make
decisions. It’s role is to think, which is a very different
matter from willing and making decisions. But the mind does have the
power to know. In terms of thinking and knowing, the mind is not
epiphenomenal.
I realize that this might
seem somewhat counter-intuitive. We all tend to identify the self, the
very kernel of our souls, with our minds. However, this identification
of mind with self is an illusion of perspective. When a man makes a
decision, it seems to him that his mind, his intellect, his
consciousness are making the decision, and not the will itself. The
very process of deliberation, in which we are conscious of sorting
through various alternatives, lends credence to the illusion that the
intellect is the ultimate power within the individual, and not the
will. A closer examination of the matter, however, will refute this
mind-centric view of human nature.
Consider any decision that you have made recently. How did it happen?
If you look into the matter carefully, you will find that the genesis
of your decision arose solely from your will, and that your intellect
merely served as a counselor to this will. If you remove the will from
the human organism, what have you in its place? Merely an empty husk of
an individual, incapable of coming to any decision or taking any
action. Such a being would be an impossibility, a solecism of human
nature. Deprive a man of his will and you have deprived him of his very
self, indeed, of his very life; for the will is the very stuff of life.
If a man had no will, he
would be completely indifferent to everything about him; he would, in
short, be without life, for what else is life but desire, emotion,
sentiment, and passion? The intellect itself would be useless without
will. For if a man did not care about anything, he surely would not be
interested in knowledge. Everything a man does arises out of the
motives of his will. Knowledge itself, even so-called
“disinterested” knowledge, arises only as a consequence of
the will.
The tendency to confuse
intellect with will has a long and illustrious history. Philosophers
argue and wrangle about what they call “freedom of the
will.” But what they really mean is freedom of the intellect.
They want to defend the identification of the self with the mind. If,
however, you accept the basic premises of realism and epistemological
dualism, you have no choice but to conclude that any assertion of the
primacy of the intellect is little more than a reversion to idealism.
The idealist confuses knowledge of a thing with the thing itself. To
identify a man’s self with his intellect is to commit this error
in its most basic form. A man is not his own self-knowledge. His
self-knowledge is merely a report of something existing
“outside” the intellect, in another sphere or mode of
existence. This other sphere or mode is precisely what the term will is
attempting to describe and elucidate.
Does this mean that the will
exists in another dimension, separate from matter and consciousness?
No, not at all. Keep in mind that words and ideas are merely imperfect
symbols of realities existing outside the mind’s ken. It would be
a mistake to take these terms too literally. The dualism offered in
this essay is not of the rigid type. I am not contending that
everything that exists fits into exclusive categories. The universe may
exist in as many categories or modes as it pleases. It is up to the
intellect to discover how many such categories or modes actually do
exist. Dualistic realism does not seek to divide the universe into two
modes of reality; it simply seeks to distinguish one type of reality
(i.e., matter) from another (i.e, consciousness). That there may exist
other types of realities which do not easily fit in either of these
categories is not only possible, but highly probable. In fact, the
obvious existence of the will would seem to settle the issue once and
for all. Please, let us not make idols of the words we use them to
describe reality. They are but symbols used in the service of
knowledge. They are not themselves the stuff of knowledge, but merely
the lineaments or outward forms of knowledge.
That mind and matter are not
entirely “separate” is proved by the fact that damage to
the brain can affect the workings of both the intellect and the will.
Injuries to the under surface of the parietal and occiptal lobes can
lead, for instance, to prosopagnosia, a condition which impairs the
ability to recognize individuals by their faces, although recognition
by voice remains unaffected. Injuries to prefrontal lobe of the
cerebral cortex can affect initiative and emotional balance. (1998,
108, 100-101) These examples demonstrate the material basis of both
will and intellect. It would be easy, on the basis of this evidence, to
conclude that matter is the ultimate cause or fundamental
“reality” of the universe. But here we must be careful not
to bite off more than we can chew. Let us recall one of the basic
premises of realism: that, since knowledge is not, as the idealist
asserts, the whole of reality, it follows that our ignorance far
outweighs our knowledge, and that there exist many things in reality
that we know nothing about, and still others that we will never know
anything about. The universe is a very large place, and the human mind
is, in comparison, very limited in its scope and powers. To assume, as
hard-core materialists assume, that the material basis of human will
and intellect necessitates the view that only what is physical can be
real is to assume what the human mind can never prove, verify, or know.
The very fact that human beings are conscious and that they make
decisions demonstrates the existence of a mode of reality that cannot
be reduced to the sort of dice and billiard balls materialism common
among the cruder sort of scientific materialists.
One more point to consider.
To say that mind and will both have a material basis is not equivalent
to claiming that everything is ultimately reducible to matter. The
basis of a house is its foundation. Yet this does not mean that a house
is ultimately reducible to its foundation. The foundation is simply one
of the essential conditions that provide for the construction and
stability of the house. It is by no means the primal cause of the
house. It would be absurd to describe it as such. What, in truth, is
the cause of the house? The human purpose, or will, required to plan
and construct it! Take the teleological factor out of the equation, and
neither the house, nor even the foundation upon which the house is
“based,” would exist!
There are some philosophers,
no doubt, who would argue, in response to this line of reasoning, that
the equation of a house’s foundation with its basis is materially
different from the saying that consciousness has a material basis in
the structure of an organism’s body; that, in other words, the
argument equating the two is not valid, that it rests on a false
analogy. Anyone who could reach such a conclusion has obviously failed
to understand what has been put forth in this essay, especially
regarding the role that metaphors play in human knowledge. I do not
deny that describing a house’s foundation as its basis involves
the use of metaphor. Who would deny that? But so is the view that
consciousness has a material basis in protoplasmic matter. That view,
too, is a metaphor! Now the question is: which metaphor more aptly
describes reality?
On its own resources alone,
the intellect is nothing. Its motive power, its fuel comes directly
from the will in the form of purposes, motives, passions, etc. There is
no such thing as a detached, disinterested intellect. Thinking, like
everything else within the human organism, requires motivation,
purpose, desire, will. A perfectly indifferent man, if such a
monstrosity could ever exist, would be incapable of thinking. What
reason or motive would such a man have for exercising his
intellect? No process of thought can ever be explained without
assuming a specific interest or motive.
David Hume understood the truth of this better than most philosophers. In his Treatise of Human Nature,
Hume wrote: “‘Tis obvious, that when we have the prospect
of pain or pleasure from any object, we feel a consequent emotion of
aversion or propensity, and are carry’d to avoid or embrace what
will give us this uneasiness or satisfaction. ‘Tis also obvious,
that this emotion rests not here, but making us cast our view on every
side, comprehends whatever objects are connected with its original one
by the relation of cause and effect. Here then reasoning takes place to
discover this relation; and according as our reasoning varies, our
actions receive a subsequent variation. But ‘tis evident in this
case that the impulse arises not from reason, but is only directed by
it. ‘Tis from the prospect of pain or pleasure that the aversion
or propensity arises towards any object: And these emotions extend
themselves to the causes and effects of that object, as they are
pointed out to us by reason and experience. It can never in the least
concern us to know, that such objects are causes, and such others
effects, if both the causes and effects be indifferent to us. Where the
objects themselves do not affect us, their connexion can never give
them any influence; and ‘tis plain, that as reason is nothing but
the discovery of this connexion, it cannot be by its means that objects
are able to affect us.” (1739-40, 461-462)
In this passage, Hume
compares reason and emotion, but he might as well be comparing will and
intellect, because it amounts to the same thing. Reason is simply a
function of the intellect, and emotion a product of the will. Hume
shows that reason (or the intellect) merely discover the objects of
knowledge, but never motivates these discoveries. The motive power is
some emotion, which is to say, some outgrowth of the will.
Neuroscience and cognitive science appear to be discovering the same
truth in their empirical investigations, as witness books like Lakoff's
and Johnson’s Philosophy in the Flesh and Antonio Damasio’s Descartes Error,
both of which take aim at Descartes view that emotion plays no part in
reasoning. According to Lakoff and Johnson, “we now have
overwhelming evidence that the mind does not work like this.”
(1999, 414)
To be sure, Descartes was not
completely wrong. He knew, for instance, that will and intellect are
not one and the same and that it is useful to distinguish one from the
other. But he took his dualism way too far. Reason and emotion,
intellect and will are indeed “separate” in the sense that
neither reason nor the intellect provides any sort of motivating force.
The intellect, the mind, is a mere tool of the will, which is always in
control and ultimately makes all the decisions. And while there exists
a mutual dependence between will and intellect, the will nevertheless
enjoys primacy within the human organism, just as Schopenhaur suggested
two centuries ago.
6. Realism, to be effective, must be truculent. The dualism
championed in this essay does not deny a certain level of integration
and even reciprocal causation between the mind and its object on the
one side and the intellect and the will on the other. The mind is in
fact “embodied” within matter and therefore influenced by
it. Thinking can be influenced by a number of grossly physical causes,
including hormones, aphasia, drugs, and even alcohol.
Even more important are the
influences of the will—the influences of sentiment, passion,
desire, lust, self-interest, upon the intellect. “The intellect
is really like the mirror-surface of water, the water itself being like
will,” wrote Schopenhauer; “the agitation of the water
destroys at once the purity of that mirror and the distinctness of its
images.” Schopenhauer goes on to make some trenchant remarks
concerning the influence of hope on the workings of the human
intellect: “Hope makes us regard what we desire … as being
probable and near… Plato has very finely called hope the dream
of him who is awake. It’s nature lies in the fact that the will,
when its servant, the intellect, is unable to produce the thing
desired, compels this servant at any rate to picture this thing to it,
and generally to undertake the role of comforter, to pacify its lord
and master, as a nurse does a child, with fairy-tales, and to deck
these out so that they obtain an appearance of verisimilitude. Here the
intellect is bound to do violence to its own nature, which is aimed at
truth, since it is compelled, contrary to its own laws, to regard as
true things that are neither true nor probable, and often scarcely
possible, merely in order to pacify, soothe, and send to sleep for a
while the restless and unmanageable will. We clearly see here who is
master and who is servant.” (1958, 216 - 217)
The problem Schopenhauer
raises is as old as mankind. How can we discover the truth about the
world when our minds are so easily led astray by the passions and lusts
of the body? The realist must be realistic about this as well. He must
acknowledge the very serious threat that wishful thinking poses to
realism. And he must seek out stratagems to counteract it.
At the beginning of this
essay, realism was offered as antidote to cowardly evasion of truth.
But to overcome this cowardice, it is not enough simply to know that
truth and will are not identical, and that wishing for something to be
true in no way makes it true. The realist must be aware of how easy it
is to laspe into evasion and cowardice. This is why he must be
truculent in his realism. Facts, especially unpleasant facts, must be
sought aggressively, without any concern for personal feelings or the
tender proprieties of the fearful and the feebleminded. Facts are
facts. No matter how strongly the realist may want to believe in some
ideal of the heart, he cannot allow these feelings to get in the way of
his search for truth.
The realist, in order to
remain true to his philosophy, must be hard on himself; but this does
not mean he should be hard on others as well. Concern for the feelings
of others is not inconsistent with realism. The realist must remain
tactful toward others, understanding their weaknesses and going out of
his way to spare them unnecessary pain. It is simply a matter of common
decency to do so. The realist should confront others with harsh facts
only when he has no other choice, when persistent evasion would lead to
catastrophe. Forcing people to accept unpalatable truths when nothing
can be gained from the exercise would be cruel. The realist seeks to
spare others as much as he can, while never sparing himself.
Why should the realist be so
hard on himself in pursuit of the truth? Why should he force himself to
accept unpleasant facts, when it is so much more agreeable to adopt the
widely accepted strategy of evasion and wishful thinking? When the
issue is reduced to the barest essentials, it comes down ultimately to
a question of simple, plain honesty. Those who would distort or ignore
facts because they don’t like the truth are not being honest. For
the realist, truth is a matter of honor. The realist faces up to harsh
facts because he desires, above all, to be honest and straightforward,
and not crooked and false. The realist, in short, places truth above
self.