
New Urban Theory
Bo Grnlund, architect maa, associate
professor
Lecture notes
for the course:
New urban theory - developed by Ônon-architectsÕÕ-
seen an architectural perspective
at
The
Royal Academy of Fine Arts, School of Architecture, Copenhagen
November 2005
NB! These are lecture notes in
progress, not a finished presentation. The depth and structure the different
sections is not yet as comprehensive as I want it to be. Hopefully they anyhow
give an overview of the basic findings presented in the course.
This version of the notes is rewritten
and enlarged in February 2002 and now contains 43 pages in all - with working
internet links.
Links and dates updated November 27,
2005
Key words: New urban
theory, architectural perspective, urbanity, Johan Asplund, William Whyte,
Henri Lefebvre, Richard Sennet, Bill Hillier, space syntax analyses, Bo
Grnlund, Bo Gronlund, Bo Gr¿nlund, Kunstakademiets Arkitektskole
CONTENT OF THESE LECTURE NOTES:
Lecture 1:
The question of workable
concepts of urbanity today
- The 'Urban' in planning-
and architectural theory
- The Question of
Urbanity - introductory remarks
- Global
Urbanisation and the Information Age (at once)
- Is it
possible to find a meaningful concept of 'the urban' today?
- Urban Theory
300 B.C. - 1945 - a short overview
- Castells and the new
urban sociology, after 1968
- 'Urbanity' as expressed in
motion picture titles - added dimensions
- Cinemania - lists of more
urban movies - to add perspective
Lecture 2:
Lecture 3:
Lecture 4:
Bill Hillier and Space Syntax
Analyses
Kunstakademiets Arkitektskole, institute 3 ÔPlanningÕ
New urban
theory
- developed by
Ônon-architectsÕÕ - seen an architectural perspective
Course by associate prof. Bo Grnlund
The purpose of
the two lecture afternoons is to introduce a cross disciplinary perspective
towards the construction of a practical concept of urbanity for architects.
A deeper understanding of the phenomenon of urban
architecture can takes as its starting point either the city (the concept of
urbanity) or architecture (the concept of architecture).
This course starts the exploration of the phenomenon
of urban architecture through a perspective of concepts of urbanity.
The question of urban theory have in the last decades
been developed in a creative way by e.g. the philosopher H. Lefebvre, the
cultural sociologist R. Sennett, the space analyst B. Hillier, the social psychologist
J. Asplund and the writer and moviemaker W. H. Whyte.
The course will
present their works on the city and also shortly introduce to the last about
100 years of urban theory from Tnnies and Simmel until today.
The question of workable concepts of urbanity
today:
- contemporary city issues confronting urban
planners and architects,
- a historical perspective on urban theory,
- and some basic questions on the character of
urbanity in relation to architecture
Urban meeting, works, and rhythms: to live with
and in difference
Streets, the virtual community and the question of
a workable architecture of urbanity
Some
litterature used for the lectures:
Ali Madanipour:
Design of Urban Space - an inquiry into socio-spatial process, Chichester,
1996.
Johan Asplund:
Ess om Gemeinschaft och Gesellschaft, 1991
Johan Asplund:
Storstderna och det forteanska livet, 1992
Bill Hillier
& Julienne Hanson: The Social Logic of Space, 1984
Bill Hillier:
Space is the Machine, 1996
Henri Lefebvre: The
Production of Space, Oxford 1991
Henri Lefebvre:
Writings on Cities, Oxford 1996
Richard Sennett:
Flesh and Stone - the body and the city in Western civilization, 1994
Richard Sennett:
The Conscience of the Eye - the design and social life of cities, 1990 (p
dansk: ¯jets vidnesbyrd, Viborg 1996).
Richard Sennett:
The Uses of Disorder - Personal Identity and City life, 1970
Richard T Le
Gates and Frederic Stout (ed): The City Reader, 1996.
Rob Shields:
Lefebvre - Love & Struggle - Spatial Dialectics, 1999
William Whyte:
City - Rediscovering the centre, 1998
On the subject of
new urban theory, also see Bo GrnlundÕs homepage on the Internet
http://bo.gronlund.homepage.dk/
The question of workable concepts of
urbanity today:
-
contemporary city issues confronting urban planners and architects,
- a
historical perspective on urban theory,
-
and some basic questions on the character of urbanity in relation to
architecture
The 'Urban' in planning- and
architectural theory
In everyday life
and practice, we take it for granted, that we know what makes a city a city. My
practice, teaching and research tells me, that urban planning and urban design
most often have a rather foggy concept of the meanings of the word ÔurbanÕ.
This makes it difficult to talk about 'the urban' in a reasonably precise way
and - if we take it seriously - to know what we are working with as urban
planners and designers, whether our concern is urban life, urban aesthetics, or
- hopefully - both.
There is not much
consensus on city issues in urban planning theory or in architectural theory.
The following list, although it is short and rude as presented here, is an
indication of the diversity of ideas about the city in the architectural
sphere:
Camillo Sitte (1888-). To him urban aesthetics had to
do with a varied topological space - not geometrical: a rich visual experience
and spatial variations, preferably with as few free standing monuments as possible.
He had no explicit social dimensions , and - at the time - took the rather fine
grained city of streets, squares, small buildings and small builders for
granted.
The Garden
City movement (Howard,
Unwin, etc. 1898-): A compromise of town and country - inspired by medieval
forms. An alternative or complement to the metropolis in the form of new medium
sized towns in the countryside. Not a focus on urbanity.
The Modernists
(Le Corbusier, CIAM): Technological
functionalists with a radically new 'cubist' aesthetics. Not interested in
urban life and urban experience - at least not as pedestrians at ground level.
A moderate version focused on 'neighbourhood units' (introduced by Perry in New
York in 1928). Focused on functions: housing, traffic systems, services in a
rational way like machine or a factory. New building technologies and huge
standardised buildings was part of the program.
Lewis Mumford, a famous urban sociologist, saw the
metropolis not only as a place with poor living conditions, but also as a
threat to democracy and the breeding place of fascism, as the masses of people
in the big city were to easy to mislead. From the 1930-s to the 1960-s Munford
contributed to a focus on a less dense and wider urban region built by smaller
'garden cities' or neighbourhood 'communities'
Cullen's
Townscape and Lynch' Images of the City: About visual aspects and mental maps of the built
environment - not about human interaction in urban space. Sees the need for a
more varied and memorable cityspace than the one of the radical modernist
program.
Jane Jacobs (North American journalist): Wrote in the
1960's 'The death and life of great American cities', a harsh critique of
modernist urban planning in the US. Favours functional mix, grids with small
blocks, mixed age of buildings and concentration of people. Liked Greenwich
Village in Manhattan, where she lived.
Aldo Rossi (1960s), Leon and Rob Krier (1970-80's), the New Urbanism in USA
(since 1990): Traditional
typology of streets and squares, buildings and monuments, urban blocks, etc -
classicist style. Wants to promote the urban through learning the built
language if traditional cities and towns and their values to society and
community. Semiotic and historicist focus - with aspects of planned neighbourhoods
included. Does not grasp the essence of urbanity as experience and social
phenomena.
Koolhaas: The generic city without urbanity in
public space. The city have lost all traditional spatial coherence. He does not
bother with the city and urban public spaces at large, as he can't control them
anyhow. And the new media have taken over the role of urban public space. Wants
to create complexity and contradiction within single large buildings.
(For
more on Koolhaas see http://hjem.get2net.dk/gronlund/Koolhaas.html)
The young
Dutch (MVRDV, etc. late
1990s-): Experiments
in several directions - but no theory of urbanity besides density - to some
extent a recap of modernistic manifestos in a more extreme form.
On this
background, it might be constructive to widen the perspective and look for
urban theory among other disciplines - e.g. the social sciences, philosophy,
etc. - and see if they can contribute to a further understanding. First some
general difficulties today with the concept of 'the urban' have to be mentioned
though:
The Question of Urbanity -
introductory remarks
As I understand
it, this problem of the ÔurbanÕ does not only concern the ÔNatureÕ-turned
English. The concept of ÔurbanÕ is difficult in all the European languages and
countries that I know of, including Scandinavian, German and French - not to
talk about the understanding of the word ÔurbanÕ in North America. As I see it,
there are probably several reasons for this unclear situation.
¥ Language
¥ Invisibility
¥ Global
Urbanisation and the Information Age (at once)
1. The first reason is built directly into
language,
as the words
city, town and urban are related to a wide range of meanings, and this range of
meanings have developed, in important ways changed, and become almost
contradictory through time. What for instance has urbanity as elegance of
manner to with the word urban in Ôurban sprawlÕ. The words have a common
ancestry, but I have not heard anyone ever claim that there is a logic or
causal relation between the two. If there is one, it is probably of an inverse
kind - the more urban sprawl, the less urbanity - although any serious
discussion of such a relation would have to involve other levels of argument
and several Ôin-betweenÕ steps, with a further quest for knowledge involved.
'The English
Oxford Dictionary' shows,
that questions about the ÔcontentÕ of the words related to ÔcitiesÕ, ÔtownsÕ
and Ôthe urbanÕ takes us all the way from the Greek polis, through the Civitas
and Urbs of Rome, the Christian Heavenly City, the gossip and whores of the
streets, and further through central London, to the introduction of the word
ÔurbanisationÕ in the late 19th century, ending so far in 20th c. Ôurban renewalÕ
and ÔurbanismÕ. The questions of history, societal change, transformation and
diversification of meaning make it not only difficult to talk about cities, but
also to think about them. Today ÔcityÕ and ÔurbanÕ are words that can include
almost everything, and therefore qualify very little.
As in English,
the Danish words for the city and the urban (by, stad, k¿bstad, urban,
urbanitet, urbanisering) are not permanent through history. E.g.
k¿bstad=merchant town was based on royal privileges ca, 1200-1857 and the legal
term was finally abolished in the communal reform of 1970. Statistically a
Danish 'by' is minimum 200 people in houses of maximum 200 meter from each
other (e.g. min. 63 people/km2 or 16.200 m2/person)
Urbanity,
City and Town - as defined i the large English Oxford Dictionary:
Urbanity (from French 13-14th c. and Latin)
1. The character or quality of being urbane: courtesy, refinement, or
elegance of manner; refined or bland politeness or civility (1535, in frequent
use since 1825)
2. Conversation characteristic of well-bred townspeople; cheerful, witty
or pleasant talk; polished wit or humour (1566, now obsolete)
3. The state, condition or character of a town or a city; life in a city;
town-life (1549, in frequent use since 1893)
Of related interest: urban, urban district, urban drift, urban guerrilla,
urban renewal, urban sprawl, urbane, urbanisation, urbanise, urbanism,
urbanist, urbanite, urbanology, urbicide, urbiculture, urbs
*
City (from Latin civitas : its primary sense was citizenship,
the body of citizens, the community: only in later time was the word taken as =
urbs, the town or place occupied by the community. The historical relation
between the Roman civitas and civis was thus the reverse of that between our
city and citizen, which however is that of the Greek polis and poliths.)
1. A town or other inhabited place, e.g. as mentioned in the Bible
2. A title ranking above that of town: a) used vaguely, or of ancient or
foreign places of note, as capitals, or the like; b) In England a cathedral
town or large and important borough, c) in Scotland and Ireland more
vaguely, also of small bishopÕs seats; d) in US a town or collective body of
inhabitants incorporated and governed by a mayor and aldermen, but applied in
the newer states much more loosely; e) in the dominion of Canada a
municipality of the highest class; f) City of refuge, in the Mosaic
dispensation, a walled town set apart for the protection of those who had
accidentally committed manslaughter. Holy City, Jerusalem, esp. in connection
with pilgrims and crusades.
3. Often applied to Paradise or the dwelling of God and the
beatified, as in Celestial city, Heavenly City, Holy City, City of God, the
last being also the title of a famous work of St. Augustine describing an ideal
city in the heavens
4. The community of the inhabitants of a city
5. The City, short for the City of London or b) the business part of
this
6. As the equivalent of Greek polis and Latin civitas in the original
sense of a self-governing city or state with its dependencies
7. Of belonging, or pertaining to a city or the City
8. City Centre
*
Of related interest, e.g.: city gent, city slicker, city-scape
Town (from tun etc. in old north west European languages, a
fortified, fenced or hedged place, an enclosed place, also sometimes a garden)
1. An enclosed place or piece of ground, an enclosure; a field, garden,
yard, court (now obsolete), or b)The enclosed land surrounding or belonging to
a single dwelling, farm or manor (now obsolete)
2. The house or group of houses or buildings upon this enclosed land
(now especially Scottish)
3. A (small) group or cluster of dwelling or buildings; a village or hamlet
with little or no local organisation (now dialect)
4. Now, in general English use, commonly designating an inhabited place
larger and more regularly built than a village, and having more complete
and independent local government; applied not only to a borough, i.e. a
corporative town, and a city, which is a town of higher rank, but also to an
urban district, i.e. a non-corporate town having an urban district council with
powers of rating, paving and sanitation more extensive than those possessed by
a parish council or the administrative body (where such exist) of a village.
Sometimes also applied to small inhabited places below the rank of an urban
district, which are not distinguishable from villages otherwise, perhaps, than
by having a periodical market or fair (market town) or by being
historically towns; b) in, out of, to town, to leave town, i.e. the particular
town under consideration or near; c) as distinct from or contrasted with the
country; d) in ballad poetry often added after the name of a town
5. a) The community of a town in its corporate capacity, the
corporation; b) The inhabitants of a town, the townspeople; c) the
fashionable society of London (or other leading city thought of); society
(archaic); d) at Oxford and Cambridge, the civic community as distinct from the
members of the university
6. US: A geographical division for local or state government
7. Something analogous to the town as being a home of many people
Of related interest, e.g.: man or woman about town, man or woman of the
town, on the town, to come to town, town and country planning, town
clock, town gas, town hall, town house, town trail, town-end,
town-gate, town-meeting, town-plan, town-planner, town-scape, town-talk, town-woman
The underlining is mine - BG
2. The second reason for the unclear concept of the urban has to do
with the ÔinvisibilityÕ of important aspects of Ôthe urbanÕ.
This
ÔinvisibilityÕ has both a philosophical/scientific and a cultural background.
Questions of urbanity concerns space as a social dimension, which has been a
problem for sociology for a long time, as well as it concerns emotions,
randomness and chance, complexity and difference, existential unresolvability
of important contradictions, and network thinking versus linear and
hierarchical thinking.
Urbanity concerns
both atoms and bits, both matter and information. It is about relations, and
relations are difficult to think, because they are neither in the things that
relate, nor at any point between them. Bateson e.g. says "Difference,
being of the nature of relationship, is not located in time or in space".
To use a
metaphor, I will say, that urbanity in many ways is like the wind. It is neither an object, nor a subject.
It is itself invisible, though you can sometimes see that it affects what it
touches. It develops in fields of tension between high and low pressures. It
also changes over time both with the day and the season, but it is anyhow
difficult to predict at a certain time and location, because it involves
processes that we today call chaotic, i.e. non-linearity of causes and effects.
There are both dominant winds and local winds, etc. We would not be able to
live and grow strong without the wind, but we canÕt live with too much of it
either. The wind can give us power, but it can also destroy us.
Without exhausting
the metaphorical qualities of Ôthe windÕ in relation to Ôthe urbanÕ, of which
more could be said, there are also important differences between Ôthe windÕ and
Ôthe urbanÕ.
Wind can be
measured on the Beaufort Scale, and is talked about directly in the media every
day, while urbanity so far canÕt be measured, and is only talked about
indirectly, unsystematically and in a very fragmentary way. This ÔinvisibilityÕ
of Ôthe urbanÕ, is, I think, deeply rooted in ruling paradigms of the
industrial age. Philosophically and scientifically these roots can be dated at
least as far back as Descartes, who contributed to the idea of an abstract
space, and to the primacy of rational thinking over emotions. Emotions have
been difficult to deal with intellectually. Only since the 1990s have we
started to get a reasonable wide and deep understanding of emotions, compare
e.g. Goleman (1995) ÔEmotional intelligenceÕ.
ÔThe urbanÕ also
becomes more invisible when streets are done away with, as has happen in modern
industrial society and for several reasons, both technological (the car) and
cultural (the primacy of romanticised ideas about Nature being preferable to
Culture).
3. The third reason for the difficulties of Ôthe
urbanÕ might have to do with the transition into a major new technological and
societal condition, at the same momemt in history, when city population is
outnumbering countryside population on a planetary scale. Both happens right now, though only
partly with a causal link between them.
While around the
year 1800 less than 3% of the world population lived in cities, by the end the
20th century it may be close to 50% (depending on definition) - with a global
population more than 7 times larger and urban population densities radically
lower, at least in most industrialised countries. From being an exception, Ôthe
urbanÕ from some points of view has become general, and therefore more
difficult to see as something specific. As we have come to understand it since
the 19th c., urbanisation has to do with this world-wide process.
In the Western
world for the last 100 years ÔurbanisationÕ, ÔindustrialisationÕ and
ÔmodernisationÕ have also
largely been used as synonyms. Though often related, but not necessarily and
always, these phenomena have to be distinguished from each other in scientific
studies and reasoning. Berman (1982) contribute e.g. to the confusion about
Ôthe urbanÕ, by blurring these distinctions in his famous study on the
experience of modernity.
Today it might
also be more relevant to ask: Ôwhere in the city is Ôthe urbanÕ?
Right in the
middle of this mess, according to many different sources, we now have the
advent of The Information Age, superseding the Industrial one, and bringing lots of new questions.
Concerning Ôthe cityÕ and Ôthe urbanÕ we may therefore need a paradigm shift,
changing for the third time in history the core of meaning in the words and
concepts of ÔcityÕ and ÔurbanÕ. (Compare e.g. Castells ÔThe Informational CityÕ
(1989), Sassen ÔThe Global CityÕ (1991), Mitchell ÔCity of BitsÕ (1995), Boyer
ÔCybercitiesÕ (1996), and Mitchell 'e-topia' (1999))
To continue with
another ÔairyÕ metaphor, maybe our difficulties with the words and concepts of
ÔcityÕ and ÔurbanÕ, which does not want to fit, can be compared to the
phlogiston trouble until 1775-77. Then it was discovered that fire has to do
with oxygen, which again is the one of two major gasses in the atmosphere of
mother Earth. Suddenly modern chemistry become possible. In ÔThe Structure of
Scientific RevolutionsÕ, Kuhn (1962) has shown the importance of paradigms in
science and that paradigms change from time to time, turning perspectives
around and giving rise to a new picture of the world. Paradigms are
interrelated, major and dominant sets of concepts and theories. According to Kuhn,
there also seems to be some general processes at work leading up to and through
paradigm shifts, including difficulties with an existing paradigm, and a
transition time for complete acceptance of a new paradigm of at least a
generation.
Maybe it is now
the time to centre the question of the city and the urban around the issue of
information exchange in a radical and consequent way? Thinking about that,
ÔwindÕ, strangely enough, is also a recognised metaphor for information
streams, both possibly important and empty/noisy.
All these
questions bring me to my major one:
Is it possible to find a
meaningful concept of 'the urban' today?
¥ Could there be
a meaningful concept of the urban today, of urban culture and urban space, or
as I prefer to call it, of ÔurbanityÕ?
¥ Is it possible
to find, deduct or construct such a concept of ÔurbanityÕ, on which it is
possible to build a theory and practice of urban design and planning, that has
a reasonably solid theoretic foundation useful in the years to come?
To me the
contemporary complex of problems about Ôthe urbanÕ spans from globalisation and
informatics at the one end to street behaviour and street architecture at the
other. It includes complicated questions about social relations, man as an
experiential, creative and expressive being, the role of space, technology,
economic growth, ecology and history, and it includes architectsÕ attempts to
interpret and handle the situation as well.
Read
more on the issus above at http://hjem.get2net.dk/gronlund/UrbanWinds_phd.html
Urban Theory 300 B.C. - 1945 - a
short overview
Aristotle ( Greek Philosopher 384-322 BC): 'A city
is composed of different kinds of men; similar people cannot bring a city into
existence' (The Politics - 'N.B.! 'city' can also be read as 'state'). Aristotle
called the Greek polis the result of a synoikismos, a coming together for trade
and mutual defence of households - oikoi - which had formerly been
self-sufficient in the countryside. Sennett comments, that the Athenians needed
others, whose beliefs they did not share, and that they did not solve matters
by repressing their differences.
After Aristotle -
for almost 2200 years - there was not much theory on cities. Capitalism,
industrialisation and urbanisation put the urban question on the agenda in the
19th Century though.
Ferdinand
Tnnies (German
sociologist 1855-1936): Came forward in 1887 with the typology
Gemeinschaft /
Gesellschaft, which is concerned about the duality of life as a result of
capitalism, industrialisation and urbanisation. (English translation attempt:
Community / Society). Gemeinschaft is related to a value based will, tradition,
close personal relations, family - like in an old village in the countryside.
Gesellschaft is related to the rational will, contractual and impersonal
relations, modernity and city life. Both exist at the same time, but
Gesellschaft is becoming still more dominant. This can be understood as
alienation and 'loss' and promote a longing for the old days that hampers the
development of the urban.
George Simmel ( German-Jewish sociologist 1858-1918):
Studied general social forms of interaction taking into account the immense
role of money in society, the urbanisation, and the resulting growth in the
number of 'strangers'. In 1903-08 he developed theories on the consequences for
human individuals of the urban life in the centre of the metropolis. Simmel
found new contradictions popping up in the city - also within the single human
being: indifference/need of greater difference, de-individuation and de-humanisation
/individuation,
etc. The contradictions are growing and the senses of the urban man becomes
over stimulated. Simmel thought that he himself was more positive than negative
towards the metropolis, but his analysis pointed to an irresolvable dualism of
tragic dimensions.
The Chicago
school (Park, Burgess,
etc. - urban sociology 1915-1930's): Empirical studies of especially Chicago.
The approach is called human ecology and started out from an analogy between
the development in an urban society and the struggle about the natural habitat
among plants and animals. It mapped the functional and social differentiation
of the metropolis and found patterns in the displacement processes within and
between parts of the city. The research program was ambitious, a broad study of
the society, with the metropolis as an extreme case. Looking back from today,
these studies were primarily about different groups, city districts, and
neighbourhoods and not so much on urbanity and people in a more fundamental
way, although Simmel was an inspiration also.
Louis Wirth (1897-1952, with a background in the
Chicago school ) summarised urban theory in 1938 in 'Urbanism as a way of
life': "For sociological purposes a city may be defined as a relatively
large, dense and permanent settlement of socially heterogeneous
individuals", says Wirth. He then tries to show the social implications of
a combination of a large population, a dense environment and differences of
individuals and groups. The large numbers promote individual difference,
spatial segregation, segmented relations and anonymity, but also possibilities
of emancipation. Density amplifies this further and a drama of the contrasts,
differences and speed takes place in the metropolis. To Wirth this implies
tolerance, rationality and secularisation, but also loneliness, acceptance of
instability and cosmopolitanism.
*
Comment: Urban theory until W.W.II started out from
the difference of life in the countryside and in small towns vs. the life in
the metropolis. The latter was often looked upon in a negative way. Large scale
social and economic processes in 'Gesellschaft' are studied, while
social-psychological phenomena concerning strangers in the city and the effects
of space still are overlooked or difficult to grasp. The concern for group life
leads to the 'neighbourhood unit' in urban planning (Perry New York 1928).
Castells and the new urban
sociology, after 1968:
Castells has influenced urban sociology maybe more
than anyone else after 1968. In the English speaking world, the geographer
David Harvey's 'Social Justice and the City' of 1973, broke ground in partly
the same direction, though he started from the question of understanding space,
while Castells started from the questions of understanding social relations.
Harvey was more economical -geographical and orthodox Marxist, Castells more
political-sociological and Althussarian / Poulantzas' Marxist structuralist .
Castells' work 'The Urban Question, 1972/77 had two purposes: 1) to criticise
earlier urban studies, and 2) to create a more solid theoretical foundation for
further urban studies.
Castells' critique of earlier urban studies focused mainly on the Chicago School,
Louis Wirth, urban sub-culture studies in the 1950s and 60s and Henri Lefebvre.
To Castells these urban studies didn't look at the processes of society as a
whole and the specificity of capitalist society, its class contradictions, and
its uneven and non-continuous development. He also dismiss the questions of the
city and the urban as a theoretical object, and the influence of space on
social life.
Castells rejected evolutionary perspectives based on economic competition (Adam
Smith) or biological determinism (Darwin), and approaches, that tried to find
stages in a universal human history through the reading of spatial form - or
approaches based on interdependence between individuals, the principle of
central function, and society understood as community, which is localised
territorially.
Rejected were also the dichotomies and dualistic
typologies of
country/town, rural/urban, agricultural/industrial, traditional society/modern
society, community/association (i.e. Gemeinschaft/ Gesellschaft), and
local/cosmopolitan. These were outdated because of their coupling of certain
levels of production with systems of values and specific spatial forms. As a
consequence, Wirth's definition (1938) of the urban as built on dimension of
population, density, and heterogeneity was discarded as well.
Maybe most important, though, was the very
secondary role, generally, of spatial forms on social relations, cultural
systems, behaviour and representation, as Castells meant no causality had been proven
between social and spatial variables, and that social relations couldn't be
deduced from spatial ones. Space had no meaning in itself, as it was only an
expression of the social.
In reality urban sociology lacked an empirical
object, because the urban was everywhere. It had large difficulties in finding any empirical
criterion for the definition of the urban. All you got were explanation by
co-variation and normative thinking. From Castells' point of view the city was
not a relevant unit any more, as capitalist production, as well as its
political foundation, operates in a much larger space than the single city. A
structuralist substitute - the
field of study of struggle about collective consumption - was developed by
Castells and other Marxists instead, but by the mid 1980s its potential was
exhausted, as it not only had done away with the city and space, but also with
human actors.
The critique of Lefebvre (his teacher at Nanterre)
actually seemed most urgent
and central to Castells in 'The Urban Question'. "Close to Wirth .(for
Lefebvre) ..it is the density, the warmth of concentration that, by increasing
actions and communication. encourage at one and the same time a free flowering,
the unexpected, pleasure, sociability and desire", says Castells. Lefebvre
answered himself: " But Castells does not understand space. He sets aside
space. His is still a simplistic Marxist scheme...very reductionist".
What was missed in Castells' perspective were
other aspects of the life world in the cities, than those related to 'collective consumption',
like individual actors, cultural issues, politics in its complexity, race and
gender - and space as concrete properties and a physical structure. He e.g.
missed aspects such as individual social relations across the social
stratification or to strangers, emotions, chance, play, learning, and
creativity.
In the 1980s
Castells started to break out of the structuralist theoretical prison. In the 90s, he is talking about
the Network Society of the Information Age, including not only systemic, but
also life-world questions as the self, experience and architecture. Spatial and
urban questions rejected in 1972/77 are coming back..........
Read
more on Castells at http://hjem.get2net.dk/gronlund/Castells.html
What about the understanding of the city in popular culture? Maybe we
can start to learn something here.
I have looked at
movie titles in the movie encyclopaedia Microsoft Cinemania on CD-ROM, which
cover most American movies until the early part of the 1990s. This
encyclopaedia is possible to search electronically. A search on words like
'city', 'town', 'urban' and 'street' gives hundreds of movie titles....
'Urbanity'
as expressed in motion picture titles:
¥
Women and Men: liberty, lack of inhibition, sex, love, adventure: city girl, city of joy, dream
street, love in the city, scandal street, sin town, street angel
¥ The strange,
the stranger and the different: mystery street, outcast of the city, strange
lady in town, stranger in town, the hidden city
¥
At night, darkness, city lights, shadows: big town after dark, boulevard nights,
bright lights - big city, city lights, city of shadows, city that never sleeps,
dark city, dark end of the street, incident on a dark street, main street after
dark, nightmare on ... street, the night the city screamed, the sleeping city,
walk the dark street, while the city sleeps
¥
Crime: bomb
in high street, city of fear, dope street, fear city, frightened city, lawless
street. mob town, mug town, street killing, terror in ...town
¥
City jobs at the edge: cops, gamblers, pawnbrokers, robbers, strippers, taxi drivers,
thieves, whores (but there are also favourite jobs like architects,
stockbrokers)
*
The city is shown
here as a space of experience and excitement, possibility and action, where things
and co-incidents can happen, that breaks the everyday routine. The titles of
the movies swings back and forth between the positive and negative aspects of
the city - and shows dimensions of city life and the urban environment that is
mostly absent in dictionaries and encyclopaedias.
(On
key words: Street, urban, city and town several hundred titles shows up ).
Below
organised by me in some categories:
Women and Men: liberty, lack of inhibition, sex, love,
adventure:
city girl
city of joy
dream street
love in the city
scandal street
street angel
the stripper
whore
a fine romance
a little sex
all I desire
Baghdad cafe
best little whorehouse in ...
body heat
breakfast at tiffanyÕs
bring on the girls
city heat
city without men
consenting adults
dangerous woman
desperate for love
devil is a woman
divorce
donÕt take it to heart
fallen angel
fatal desire
flashdance
flesh and blood
follow your heart
forbidden
having a wild weekend
heartbreaks
her kind of man
I want you
IÕm no angel
itÕs a wonderful life
ladiesÕ man
lonely guy
long hot summer
love in the air
lovers, happy lovers
man alone
map of the human heart
Maria's lovers
meet me in ...
mr. wonderful
my girl
nine / weeks
nobodyÕs perfect
opposites attract
pick up on ...street
pretty woman
Sammy and Rosie get laid
scent of a woman
she couldnÕt say no
silk stockings
sin town
singles
slow dancing in the big city
swing kids
the bad and the beautiful
the great adventure
the nasty girl
the playboys
the wild and the innocent
the wild one
the woman in the window
this thing called love
unfaithful
unmarried woman
wild cats
wild thing
women & men: in love there are no rules
young at heart
Men, other
street boys
gamblers
bad boys
boyz in the hood
easy rider
ever man for himself
only the strong
prayer of the roller boys
the lost boys
the strong man
urban cowboy
The
strange, the stranger and the different:
mystery street
outcast of the city
strange lady in town
stranger in town
the hidden city
dance with a stranger
hide out
leaving normal
man without face
mask
mystic piazza
nomads
nothing in common
strange behavior
strangers on a train
the comfort of strangers
the crowd
the strange love of....
the stranger
the stranger returns
the strangerÕs return
welcome stranger
At night, darkness, city lights, shadows:
big town after dark
boulevard nights
bright lights, big city
city lights
city of shadows
city that never sleeps
dark city
dark end of the street
incident on a dark street
main street after dark
nightmare on ... street
the night the city screamed
the sleeping city
walk the dark street
while the city sleeps
a night at the opera
after hours
all night long
bad dreams
in the heat of the night
intimate lighting
midnight cowboy
midnight run
night shift
night slaves
night strangler
nightlife
rendezvous at midnight
Crime, etc:
bomb in high street
city of fear
dope street
fear city
frightened city
lawless street
mob town
mug town
street killing
terror in ...town
cops and robbers
thieves
bad behavior
bad influence
blade runner
bureau of missing persons
crackers
defending your life
delinquents
life is cheap...but toiletpaper is expensive
menace society
missing
murder in music city
on dangerous ground
perfect witness
public eye
shoot to kill
street justice
the detective
trespass
trouble in mind
trouble in the mind
under cover
undercover blues
unlawful entry
violent Saturday
witness
City Professions:
taxi driver
the pawnbroker
candy man
music man
teachers
the dollmaker
the efficiency expert
the expert
Cinemania
gives over 1400 hits on 'street' (here listed alphabetically) , e.g.
42nd Street
A Dangerous Woman
A Home of Our Own
A Nightmare on Elm Street
A Rage in Harlem
A Streetcar Named Desire
Almost an Angel
American Graffiti
An Unmarried Woman
Angel Heart
Appointment for love
Back Roads
Back Street
Bad Boys
Bad Influences
Beat Street
Breathless
Being There
Big Deal on Madonna Street
Big Girls DonÕt Cry..They Get Even
Blade Runner
Body and Soul
Bomb in the High Street
Born to Dance
Boulevard Nights
Boyz N the Hood
Breaking in
Chameleon Street
City of Joy
Clancy Street Boys
Class Act
Clean and Sober
Combination Platter
Contract on Cherry Street
Crimes of Passion
Dance with a Stranger
Day for Night
Dead End
Defence of the Realm
Do the Right Thing
Dream Street
Face of a Stranger
Far and Away
Footlight Parade
Forbidden
Gaslight
Goodfellas
Hard Target
Haunting Fear
Heatwave
Heaven & Earth
Hero
Hey GoodlookinÕ
High Hopes
High Stakes
Hope and Glory
Husbands and Wifes
I Love You to Death
In the Heat of Passion
Joyless Street
Jungle Fever
Killing of Angel Street
Lawless street
Lost Angels
Main Street after Dark
Mannequin
Masquerade
Mean Streets
Menace Society
Midnight Cowboy
Miracle Mile
Miracle on 34th Street
Missing
Murder!
Murder, My Sweet
Mystery Street
New York, New York
Nighthawks
No Place Like Home
No Trees in the Street
Nomads
On the Town
One from the Heart
One-Way Street
Open City
Other People's Money
Pack of Lies
Pickup on South Street
Poetic Justice
Pretty Woman
Qulity Street
Running Scared
Saturday Night Fever
Scandal Street
Sea of Love
Seventh Heaven
Side Street
Side Walk Stories
Six Degrees of Separation
Something is Out There
Something Wild
South Central
Staying Alive
Strangers on a Train
Street Angel
Street Justice
Street Killing
Street Music
Street of Chance
Street of Dreams
Street of Shame
Street People
Street Scene
Street Smart
Street Trash
Streets of Fire
Streets of Gold
Streetwise
Sunnyside
Swing Kids
Taxi Driver
The Big Street
The Bronx War
The Burbs
The Citadel
The Clock
The Crowd
The Dark End of the Street
The Good, the Bad and the Ugly
The Hard Way
The Hidden
The House Across the Street
The Light Across the Street
The Lonely Guy
The Magic Box
The Murders in the Rue Morgue
The Naked Street
The Public Eye
The Shop on Main Street
The Street with No Name
The Untouchables
Tenth Avenue Angel
Tough Enough
Trading Places
Underground USA
Up Your Alley
Used Cars
Walk on the Dark Street
Wall Street
West Side Story
Where the Day Takes You
Where the Heart is
Wild Thing
Witness
Working Girl
Year of the Gun
Young Savages
Human
responsivity, the social life in public spaces and the importance of chance and
the unexpected as aspects of urbanity
- on
the research of the Swedish social psychologist Johan Asplund and the
researcher of New York street life William H. Whyte.
Johan
Asplund, Swedish sociologist (social psychology)
Professor in
social psychology in Copenhagen 1972-82, now prof. at Lund University. A
sociologist and social psychologist that asks deeper and more creative
questions than most. His major works are only available in Swedish.
'Time, Space,
the Individual and the Collective', 1983
This book is
about the transformation of human beings from the late middle ages to our time.
It shows decisive changes in the way we perceive ourselves as individuals and
persons - how we as humans became 'modern'. Land reforms, the splitting of
farmers villages and clocks are some important steps on the road. The geography
of time and human trajectories in time-space are aspects in the book, that
Asplund explores further in his books on the urban issue later on.
'Elementary
Social Life', 1987, 'On greeting ceremonies, micro-power and non-social
talkativity', 1987, 'Rivals and Scapegoats', 1989
The concept of
'the elementary social life' solves a large sociological problem of essential
importance for the development of a theory on urbanity. Human beings need not
be a member of a social group to be social. But of course there are also social
groups in the city - lots of them - and groups are also important. Sociology
have only seen groups though, and therefore have difficulties understanding
what actually goes on socially in public spaces in the city.
'Essay on
Gemeinschaft and Gesellschaft', 1991 and 'The Metropolis and the Fortean Life',
1992
With the question
of 'elementary social life' put in place, Asplund starts to question 'the
urban'. His messages is - in short - that out traditional understanding of the
urban is fading because of a new situation. A new theory of 'urbanity' has to
be about something else - the city as the scene for unpredictable co-incidents,
that can change the life of people and the development of society.
Research
methods and style:
- Short stories
and great knowledge - both easy and deep
- Many essays
with rich examples. His way of writing is in itself like the city: compact,
dense, fragmentary, full of strange co-incidents.
- Asplund's
method is to go for the extreme cases, as they often are the ones that opens up
new thoughts and a change of understanding.
On Asplund's :
Elementary Social Life
There is a
large social dimension to explore in between the sole individual and the people as members of groups -
this is essential for the understanding of urbanity, i.e. social relations between
strangers. The central theses of Asplund here is, that social relations and
behaviour exists, that us more elementary than the ones that sociology normally
deals with. i.e. human-to-human relations independent of group relations and
independent of peoples knowledge about each other in advance. It has also to do
with spontaneous and often unconscious behaviour. This kind of relations have
not been taken seriously and few have studied and written about them.
Elementary social life is about immediate social responsivity - somewhat like
the responsivity of small children - but adults have it too!
The opposite
of social responsivity is non-social talkativity - the latter have to be learned, while the former
comes by itself. Social responsivity changes quickly - and responsiveness to
someone or something means non-responsivity to the rest - to turn to something
is to turn away from something else.
Social
responsivity can be seen in both peace, friendship and love - and in struggle, hostility and hatred. A
stimulus is answered with a spectre of responses and vice versa. Stimuli and
responses are not dependent on each other like cause and effect - they shape
each other and give each other meaning. Play and games have things in common
with social responsivity.
Social
responsivity comes first.
It is not a product of the individual or the ego. It is the individual and the
ego that is a result of social responsivity. The social responsivity takes
place in the outer world of human beings.
The human
being is considered to be socialised (adult) only when her social responsivity have been largely
limited. From the beginning social responsivity is wild and childish. Social
responsivity is analogue to curiousness and interest - it also has to do with
our urge to play. Games are organised social responsivity. Play is responsivity
purely and simply. Play comes before games, the non-orderly before the orderly.
I the play it is the responses that determine the world, not the world that
determines the responses. The socially responsive person does not work - she is
active. 'Puer aeternus', the eternally young, is a person that through life
preserves and enriches her social responsivity. Everyday life is disciplined
social responsivity.
Greetings: To greet your neighbour or not (if you
age angry with him) - is a good case of social resposivity. Greeting only need
to take a second, and it is very difficult not to greet someone you know.
Experiments: Bicycle races (Triplet 1898) shows that
competing cyclists increase the speed with 20%, compared to bicyclists riding
on their own. The Hawthorne experiment on factory lighting (1927-32) also
proved the existence of elementary social life - work efficiency increased
independent of better or worse lighting, because the scientists interest in the
workers and social responsivity in the experiment mattered much more.
The Modern
Prison: this is about
being deprived of the possibility of social responsivity. The gratification is
to get out of the prison and be able to be socially responsive again. To
enforce discipline, you have to:
- Impose a time
table
- Make space
enclosed and unchangeable
- Isolate the
individual
The existence of
discipline can best be shown by breaking its routines and rituals.
On Asplund:
Urbanity and the metropolis
Asplund thinks
the elementary social life and a related elementary fellowship and empathy is
characteristic for chance meetings and social meetings of short duration, while
social responsivity may decline as actual groups are formed. Urbanity probably
have something to do with this.
Gemeinschaft/Gesellschaft is one of the most long-lived basic and
generative conceptual pairs in sociology, Asplund says. But it may now be at
the brink of losing its vitality. Its has no meaning in pre-modern societies
and may be not in post-modern either. And by the way: this contradiction or
duality remains an unsolved problem e.g. in Marxism and socialism.
But if the
dualism of Gemeinschaft/Gesellschaft might soon be over - what is the urban
then?
'The
Metropolis and the Fortean Life':
In the
metropolis, by chance to meet someone you know, seems to be a strange and
unlikely co-incidence - while chance meetings in small towns are considered
normal. Aplund's starts to question the truth of this.
In modern
societies the trajectories of people (strangers) are crossed all the time - and
there is a large social 'waste' in non-noticed social possibilities. The
transition from Gemeinschaft to Gesellschaft means a radical increase of the
number of options per capita.
The modern
'chance' is created is by
crossings trajectories and you don't know what the 'chance' are and what it
might mean. This crossings creates resources that did not exist before this
very moment. Afterwards the persons involved have been changed and new
identities might have been developed. The unexpected resource might be positive
or negative.
The crossing
trajectories and co-incidence (chance, luck, etc.) creates opportunity and new resources and is
a mechanism for social change,
that is forgotten by sociology.
Modern life on
this background can develop a lifestyle, where you don't want to commit
yourself - contrary to pre-modern, traditional life, where you had to commit
and do it already early in life.
In modernity
'puer aeternus' (the eternally young, that doesn't want to commit) starts to
look normal and rational. The person who waits for his or her chance, cannot be
goal oriented.
A measure of
'urbanity' could the
degree to which the lives of people are directed by co-incidents rather than
conscious and planned actions. The essence of Gesellschaft might be that life
here is intermittent and accidental, while it is permanent and substantial in
Gemeinschaft.
Life in
Gesellschaft is built by incidents and co-incidents.
- - - - - - -
Books
in Swedish by Johan Aplund (i.e. Johan Asplund, 1937, not most the rest)
http://websok.libris.kb.se/websearch/form?lang=eng
search for Author: Johan Asplund, also see pages 2 to 4 here.
Wikipedia:
http://en.wikipedia.org/wiki/Johan_Asplund
Gran
Soneson: Spaces Of Urbanity: From the Village Square to the
Boulevard (on Asplund and others) http://www.eki.ee/km/place/pl03/Place3_Sonesson.pdf
'Doing
Diversity' also has some stuff on Asplund in English (search for Asplund
inside):
http://www.equalnews.com/pdf/doingdiversity.pdf
Olle Westerlund: S(t)imulating Social Psychologi (search for
Asplund inside):
http://www.diva-portal.org/diva/getDocument?urn_nbn_se_uu_diva-3823-1__fulltext.pdf
Gemeinschaft, Gesellschaft /search for Asplund inside):
http://www.fu.uni-lj.si/egpa2004/html/sg8/Wolven_Vinberg.pdf
"The
city is still the prime place.
It is so
because of the likelihood of unplanned, informal encounters."
Whyte,
W. 1988. City: Rediscovering the Center. New York: Doubleday.
"William H.
Whyte is the 'Patron Saint of Urbanism'"
Phillip
Lapote, Metropolis Magazine, December 2000 [7]
William
Whyte (1918-99).
(The
numbers in brackets in the text refers to the internet links at the end of the
Whyte section)
Whyte's work is
an extraordinary illustration of Asplund's 'elementary social life', 'urban
co-incidences', and 'chance events' - even if the two don't seem to know about
each other.
Background
William Whyte was
educated at Princeton and an editor at 'Fortune' in the 1950-s, when he became
an independent author of best-selling non-fiction books. He is not an architect
or urban planner by education, but later served as a planning consultant for
major urban areas and spent sixteen years studying the street life of New York
and other major cities from 1971 onwards - with importance for US urban
planning and urban design, e.g. the public space requirements in the master
plans for New York City. Whyte helped to identify and remedy a fundamental
misunderstanding of the life of cities and streets that planners of the 20th
Century embedded in the zoning regulations. His work still gives hints and
guidance on how to build and rebuild cities, including guidelines for vibrant
public spaces. Whyte also became the intellectual mentor for the New York based
consultant firm 'Project for Public Spaces' (www.pps.org). Possibly Whyte's
greatest achievement have been to revise the thinking about urban density,
although his findings on crowding is not as known as it deserves yet.
Some of the
phenomena Whyte reacted against was the semi-cities of the suburbs in the US;
the corporate exodus from the inner cities; the dullified downtowns with
concourses, skyways, megastructures and blank walls; the rise and fall of
incentive zoning.
The major problems
behind Whyte's interest in city life had initially to do with a new work ethic
in the large corporations, the standardisation of suburbia and the question of
sprawl. He was concerned with the consequences for the inhabitants, a
considerable part of which were Americans working for large bureaucratic
corporations and had to be able quickly to move from one city to another.
Through his writing about the conformist 'organisation man' in the corporations
in the 1950-s and this 'man's' private life in bedroom communities with shallow
social connections, Whyte started to see some severe problems of modern urban
planning and its utopian ambitions - a planning that led to suburbs where too
much is regulated with the purpose to keep diversity out and to avoid the
creation of city streets. The result, in Whyte's view, was e.g. poor
possibilities of meeting and too little stimulation in public.
"But you
cannot isolate the successful elements of the city and package them in tidy
communities somewhere else. . . .", Whyte said. ('The Last Landscape', 1968 [1]).
The planners and
city critics had gone too far, Whyte meant, in attacking urban crowding and
disorder. They had promoted a thinning out the city in a way that was bad both
for people and for the ecology of nature, while what was need was a
concentration of the city and useful open spaces close to where people live.
Gradually, Whyte
realised, that there was a problem in the city centre too. In the late 1960's the spectre of overcrowding had then been a popular worry
for so long that it affected the centre. High density had been seen as a major
social ill and so had the city itself. The concern over high density was
peaking just about the time it became obvious that the inner part of cities
were not gaining people any more, but losing them. Too much empty space and too
few people - this emerged as the
problem of the centre as well - particularly in smaller cities. Whyte thought
the concept of overload was a sloppy one. The problem was not over-use, but
under-use. There was often too much space for too little activity, often too
much length as well, and lots of redundant space. Even the new plazas in front
of recessed skyscrapers in American cities, provided through incentive zoning
ordinances, often turned out to work against public life. Whyte noted that
something was wrong with them, as they showed up not to be good places
for striking up acquaintances.
People
may say that they want to get away from the city, avoid the hustle and bustle
of people, and the like - but according to Whyte, they do not. Instead people like to take part in
crowding.
At New York
Municipal Art Society, Whyte once said: " I want you to look for what
these people have in common." Feet. Shoes. Legs. Pants. Shirts. Blouses.
Skirts. Arms. Purses. Briefcases. Umbrellas. Heads. Hats. Hard hats. Faces.
Smiles. Smiles? Why are people on New York's Streets smiling? They are happy -
in the midst of urban crisis, on the streets of a city that many think is going
under. Of course, there are other people on the streets without smiles, maybe
even scowling. But when we think of cities and the people in them, we are too
much inclined to forget the smile altogether. There are happy people in cities.
There are healthy places that people like in cities, places that contribute to
happiness, places that can bring out that smile." (BG: quote from a page at
www.pps.org, that is not at the net any more - the page referred to the book
'Social Life in Small Urban Spaces').
Whyte's purpose
was to promote the likelihood of unplanned, informal encounters or the staging
of them. His ambition was that the everyday life of the city becomes more
satisfactory for its inhabitants, workers and visitors, but contrary to
socialists like Sennett or Lefebvre he had no declared interest to change
people or society at large. This means Whyte was more free and open to the
possibilities that commercial activities can contribute - among other things -
to make the city more lively. He was an optimist and to get closer to his goal,
he had to give as concrete and down to earth advice as possible to architects
and urban planners, but also to inform the public more generally about these
issues.
Phillip
Loparte concludes in his review of 'The Essential William H. Whyte, that
"Whyte came across as a breezy popularizer, and consequently never got the
critical/academic respect he deserved (his phenomenology of the street is every
bit as original and profound as, say, Walter Benjamin's......)....... Whyte's
overall career now seems much more integrated and organically connected than
that of (Jane) Jacobs. ..(He) moved in a straight, ever-deepening path, from
his critique of overplanned organizational life to his advocacy of open spaces
and his defense of the crowded, serendipitous metropolis." (Metropolis
Magazine [7])
Whyte drew on
much previous research of both a theoretical and practical kind. Maybe the
sociologist Ervin Goffman's studies on 'Behaviour in Public Places' and
'Relations in Public' was most important to him. In 'City' Whyte also refer to
Jan Gehl's studies of 'Life Between Buildings' and the pedestrian life of the
city of Copenhagen, while in the early years of their street life studies,
Whyte and Gehl did not know about each other's work. Whyte's last book-list of
references on city issues (in 'City') is long and well structured, especially
for practical use.
Maybe it is also
worth noting here, that Sennett and Whyte were both living in New York at the
same time, but it seems as they did not relate to each others work, although
the were both publicly known 'urbanists'. (I will come back to this later in
the Sennett section).
Some books by
Whyte:
- 'The
Organisation Man' in 1956. (Best-seller)
- The
Exploding Metropolis', 1958 with Jane Jacobs et al.
- The
Last Landscape' 1968.
- The
Social life in small urban spaces', 1980. He also made a 50 minute film
with the same title - both a result of ''The street life project in New York
City".
- City
- Rediscovering the Center', 1988. This is Whyte's conclusion at age 70.
The last two
books are the most essential to urban architects today. Whyte is a good
storyteller - rich in information, often also humorous, but also a bit patchy
and wordy. The reader have to contribute some effort to get a reasonable and
comprehensive overview.
A later antology
is The
Essential William Whyte', 2000.
Methods of
urban research
When some urban
researchers struggled in their writing chambers with theoretical questions on
the social role of spaces and places, Whyte showed directly in his own
empirical studies, that spaces and places actually mattered. The social space
that Whyte studied in the city - at least after he started to study street life
in the 1970's - was a social-psychological space of a 'loose' kind, not a
social space of established groups, i.e. he was studying 'elementary social
life' in Apslund's sense.
Whyte's force in
his study of the city was the very close observation. He used real-time and
time-lapse compression 16 mm film to capture the daily reality of urban places:
parks, storefronts, sidewalks. He minutely analysed what drew people, what
repelled them, and how they were affected by small changes in the urban
environment. It was the eye-level view, the way people see it, not the
bird's-eye view favoured by grand planners, that interested Whyte. Besides a
lot of film, he took very detailed notes of behaviour in public space, charting
pedestrian movement on pads of graph paper. Much of his work was pure
scientific ethnography/anthropology, scientific cultural studies. He logged
countless hours watching street corners, public parks and plazas to see how
people actually use them. Especially the documentary film techniques provided
Whyte with a new kind of data, that nobody had before, data that was both
temporal, spatial and rich in information. This data on film could be analysed
again and again to grasp the rapid, detailed behaviour and else often unnoted
interactions in real life.
Reading Whyte's
books makes you want to grab the camera and hit the streets for an expedition
into that most dangerous jungle, Downtown, and come back to report that it is a
wonderful place to live and work and hang around. Whyte's method give you
access to that somewhat 'alien' world and helps you understand how it works.
You must also go
out into the street to find out if the design is correct. Spatially Whyte took
his cases further to detailed discussion of physical dimensions, where
quantities and scale play important roles for the quality that can be obtained
in urban public places.
Concept
and theory of urbanity - some key issues
To
Whyte the streets and squares of the city core are the public places, the
places of urbanity.
Whyte's
urbanity is to a high degree about crowding and self-congestion - and the
change of 'social distance' that happens in situations with a mix of many
different people and where the majority are strangers to each other. The
behaviour in the city have to take this into account. 'Triangulation' also
plays a part. Whyte argued that density worked and that density made the city
attractive. A successful street has to have a critical mass of people and
activity. What attracts people most is other people.
Thanks
to Whyte, we now understand that people are not repelled by crowding--up to a
point--but excited by it, eager, able to adapt to it and behaving
energetically. The spaces people most enjoy are the ones that are most
intensely used.
With
the help of Whyte, we can also see, that the design of shared spaces greatly
affects the interaction of people who encounter each other in those spaces, and
their resulting sense of well-being or discomfort in urban surroundings.
People don't
really know what it is that they do in the public spaces og the city. Whyte
shows how people imagine themselves doing one thing, only to be shown doing
another in the relentless eye of the camera. He also shows that we often behave
in ways that are counterintuitive and illogical, like congregating precisely in
front of the busiest door on the block. He helps to foster a healthy skepticism
about fabricated 'rationality' as a useful design tool.
At
Whyte's death, Michael T Kaufman, repeated the message and also brought up
Whyte's experience with the question of safety and 'undesirable' people in the
city: "He (Whyte) said that what people wanted in the city was other
people and that the inner city was as safe as suburban parking lots. He
insisted that the best way to deal with undesirables was not to bring in more
police officers but to make the area in question as attractive to as many other
people as possible. (New York Times 13.1.1999. [16])
Whyte coined some new concepts and definitions
related to crowding and interaction:
- 100 percent corner: The street corner in the city
centre with most pedestrians/hour at lunch from all directions
- 100 percent location: People placed smack in the
middle of the pedestrian slow
- 100 percent conversation: People meet, stop and
talk in the middle of the pedestrian flow, i.e. at the 100 percent location
- Triangulation:
a key factor to provide linkage between strangers - a third thing or person,
that triggers two others to talk to each other - this third works best as
trigger if it is unexpected, odd, and/or extraordinary.
On crowding, Whytes row of arguments can
be ordered in the following way (BG's list):
- Most outdoor meetings takes places in
the middle of crowded streets and squares, where most people are
- People like crowding, at least in some
situations and places
- The social distance (the private zone of
air around the body) is reduced in crowds, which makes another behaviour
permissible.
- Crowding means more and different
choices and thus freedom
- A lot of the congestion is
self-congestion, and the degree of crowding that people accept is self
regulating
On interaction in urban public space, Whyte the notes
that:
- Large cities
with crowding and a lot of strangers have a relatively larger social
interaction than smaller towns, even if common sense tells the opposite
- You know less
of the people in the large city (as a percentage of the large population), but
the real number of the people you know is large and the statistical probability
of chance meetings with some are therefore high - not the least taking the
spatial conditions and the life styles in the centres of large cities into account
with their concentration, cafes, bars, restaurants, public transportation, etc.
As a consequence
cities ought to be built in such a way that crowding occurs some places at
lunch or in the rush hour. Although much of the empirical evidence is from New York
and USA, overall pedestrians in metropolitan cities act similarly, no matter
the country.
*
When I (BG) think
of Whyte's work on interaction in public space, and not the least his film on
'Social life in Small Urban Spaces', his material actually provides the
possibility for a further systematic interpretation of four different kinds of
unplanned, informal contacts in the city that in real life is not fixed
categories of people, but dynamic and changing:
1) Meeting and
talk with people that you know - or recognise from earlier contacts to some
degree. Most talk in public space is probably of this kind, often with more
remote acquaintances, that you otherwise rarely will meet, and which gives
these meetings their flavour of lottery-like co-incidence and special
opportunities. The degree to which the contact becomes personal depends on the
kind of acquaintance, the specific situation, your mood, etc. Most of the 100
percent conversations are of this first kind.
2) Contact to
persons, that you don't know, but who have an special 'function' of some kind
in the space - a vendor, a guard, the driver of a bus, a street performer,
etc..... These people is rather easy and safe to talk to, as their 'function'
often means that you can approach them without breaking their personal
barriers. The contact is per definition impersonal, or you can pretend you want
it to be impersonal to get started with a contact, that might develop.... - but
mostly it is short and stays rather impersonal. It anyhow can have some importance.
3) Contact that
includes talk between you and a stranger (that does not have a 'service' or
'conscious entertainment' function in the space). This is where Whyte's
'triangulation' becomes especially important, i.e. an 'event' providing a
special opportunity to talk, as there is something extraordinary to start
talking about. The event may be experienced as positive or negative - a piece
of strange art, a weird public speaker, an accident, a crime, a train that is
late.....
4) 'Contact' of
mostly a visual kind without exchange of words, primarily with strangers. These
'contacts' anyhow can tell you something about others, about the space, about
the world an indirectly about yourself in relation to this. These contacts can
also be seen as a lot of possibilities and opportunities, although not actively
confronted, some could be....
These unplanned
and informal meetings and contacts take place amidst people that also includes
groups of twos, threes or larger, that are going out together, or who on beforehand
agrees to meet in the city. During Whyte's 'Streets Project' days in the 1970-s
and early 80-s, the use of telephones to set up these meeting of course was
used to some extent.
Today, in cities
where a large part of the population - and especially the younger - have
individual mobile phones, the setting up of meetings can be done from anywhere
at any time and take on a new intensity and directness. It happens quite often.
The person calling can be sure that the call is only received by specific
person(s) at the other end. At the same time this 'set-up' includes elements of
some co-incidence ("Where are you right now? Can I see you in e.g. 10 minutes?"). SMS
messages on the phones are also used, individually or by groups.
*
'City -
Rediscovering the Center' - a list of some of the book's content (examples of chapter titles and section
headlines):
-
The social life of the street; Street People; The skilled pedestrian; The
Undesirables; The Case for Gentrification;
- The Physical Street; The Sensory Street
(Second Storiness; Window Shopping; The selling entrance); Return to the Agora;
- The design of spaces (Integral
seating; Benches; Chairs; Relationship to the street); Carrying capacity (of urban
spaces); Steps and entrances; Water, wind, trees, and light; Sun and shadow;
Bounce light; The Open-Space Zoning Provision of New York City (1975);
Mandanting of Retailing at Street Level in New York City/Midtown (1975/1982).
On crowding
behaviour - concentrated statements from 'City - rediscovering the centre':
Since the early 1970s the year-to-year
increase in daily use of key spaces has averaged about 10 percent. The city is
now reasserting its most ancient function: a place where people come together,
face-to-face. What attracts people most is other people - the contrary of the
ÒoasisÓ, ÒretreatÓ and ÒescapeÓ
that is preferred in responses to questionnaires. In short people
attracts more people. Much of the congestion is self-congestion. What attracts
people to the street is the congestion, that the 'high' 'modern' planning
standards would 'save' them from.
If not at least 1000 pedestrians/hour on each
sidewalk or in a pedestrian street - there is no real centre ( it has no
'centre engine').
Social distances between people is a subtle
dimension, ever changing. In 1972 New York launched a trial pedestrian mall on
Madison Ave. and the number of people more than doubled from 9000 to 19000 an
hour and the majority were still on the sidewalks, that got a lager degree of crowding
than before. It was clear this was a matter of free choice.
Pedestrians in the great metropolitan
centres cluster in the middle of the way. People stop to talk in the middle of the pedestrian
traffic stream. Contrary to Òcommon senseÓ expectations, the great majority of
people were found to select their sites for social interaction right on or very
close to the traffic lines. Here in the centre of the crowd, you have maximum
choice - to break off, to switch, to continue. It is much like being in the
middle of a crowded cocktail party. About 30 percent of street conversations
appear to be unplanned. To bargain is also best done informally, on common
meeting grounds, which the city has in abundance. The crossroads is a very good
place to be.
Pedestrians are surprisingly tolerant of blockers.
Sitting tendencies are heavy especially at corners of steps. If there is some
congestion, it is an amiable one. Circulation and sitting are not antithetical
but complementary. The front rows are the best sitting spaces. The number of
sitting people is self-regulating and fairly stable. The build up of sitting
people cluster, even in very high density spaces. The cluster will be at
corners - up front. Even in the most crowded place
there is often plenty of room. In the wastefulness lies opportunity.
On urban design - some concentrated statements
from 'City - rediscovering the centre':
The genius of centre city is not high-tech. Socially
the city is complex, physically comparatively simple. Good places for striking
up acquaintances is very crowded streets with lots of eating and quaffing going
on. The streets are the river of life of the city - its the primary place. What
they need is pedestrian congestion - but there is a kind of holy war against
the street - putting them everywhere except at street level.
Some of the most pleasurable streets to walk along
are those that have a high degree of stimulation. E.g. people like the busy
side of Lexington on Manhattan. One reason is messiness. Everywhere You seem to
be on the edge of something else. There are no clear boundaries. It is highly
local and a succession of service-facilities. A mishmash of activities - the
kind that zoning was originally set up to prevent. It is unusually rich in
sensory cues - even for the blind. Movement attracts. Light attracts. Sound
attracts. Selling streets are noisy.
Tokyo's streets are consistently more
interesting than American: linear progression of elements, ever repeating
- coffee shops, food places,
lantern signs, the profusion of neon, the many people on the street. The basic
factor is mixture. The Japanese do not use zoning to enforce a rigid separation
of uses. They encourage a mixture, not only side by side, but upwards.
(Showrooms, shops, parlours, offices, glass-walled restaurant at the top).
The greatest urban spaces are street corners. It is
at the crossroads that the chances of unplanned encounters are best. Most
interesting of all are people who meet people they did not expect to. There is
a high incidence of chance meetings in the centre of large cities - but it is
no chance at all. With 3000 people an hour streaming past a spot, there is a
large probability that someone will see a friend, an acquaintance, or the
familiar stranger you can almost place but not quite.
The approach that works, is the one that
best meet the city on its own terms and raises the density, rather than lower
it. It concentrates, tightens up
the fabric, and get the pedestrian back on the street. Downtowns have to be for
pedestrians and have to have compactness, short blocks with many street
corners, public transportation, and the right mix of shops. Many good downtowns
are no more than 4 blocks square. Narrow streets and alleys make fine
pedestrian areas. Compactness is most vital in retailing - there have to be no
break in continuity or scattering of shops. Split level stores increase
compactness, as do 'secondstoriness'. People love the easy access to so many facilities and specialised
providers that their numbers make possible. Vacant
lots have to be infilled. Even a few blocks can be a divisive distance. It is
not linear distance that is critical, but continuity.
The plazas and small parks people like best are most
replicable: 500-900 m2. with a high density of people and an efficient use of
space. Small busy places. There are still things to learn from the Greek Agora:
integration into the city street network, centrality, concentration, mixture.
Cafe-arrangements should be concentrated, bunched,
with grouping of tables close together, compressing people to meet each other:
striking up conversations, introducing people, saying hello and goodbye.
The city's strengths and ills are
inextricably bound together. The same concentration that makes the centre
efficient is the cause of the destruction of its sun, light and scale. But this
careful urban design also can do something about.
Bryant Park - an example:
Whyte's ideas of planning public areas
were first used to a great extent in redeveloping Bryant Park in NYC. Formally
a haven for drug users, the city used his and Project for Public Spaces'
findings and turned the park into one of the city's most livable and exciting
public areas. The basic design ideas (the program) were to open the park's
constricted entrances and removing hedges along its perimeter so that people
could more easily view the interior from the sidewalk, and adding
semi-commercial uses such as a food and beverage kiosks and a ticket stand. The
redevelopment took place in 1982-1992 [9].
The landscaping aimed at restoring good
activity to the park. The popularity of the new park confirms Whyte's findings
in Street Life Project: What city people seek in public spaces are other
people, comfort, and care - not seclusion and refuge. Today's Bryant Park is
favorably compared with the great parks of London and Paris, and it was the
1996 winner of the Urban Land Institute Excellence Award for Public Projects. [8] (The
landscape architects of Bryant Park were Hanna/Olin Ltd., and the design of the
park houses were executed by the architectural firm of Hardy Holzman Pfieffer
& Associates.)
*
Critique
of Whyte
On
Whyte's city studies, you can find at least 4 kinds of criticisms in articles
about him (nr. 1 to 4 below). The first of them is a general one, that covers
both 2, 3 and 4). Nr. 5 is my own. At the end of the section below, I (BG) will
comment on the criticisms.
1.
Whyte did not take part in the academic discussion on urban development and
urban design:
"Though
Whyte was quite widely informed, he did not really grapple with the pertinent
scholarly literature published on the city. Many of the places he writes about
are discussed in the major source on the subject, Peter Muller's Contemporary
Suburban America (1981), but Whyte passes up the chance to place his own
observations in the context of existing scholarship. Also lacking any
perspective on others who over time have shared his enthusiasm for reform
through environmental intervention, he misses the lessons garnered from the
critical assessment of those." (Howard Gillette [3]).
2.
Leaving out the question in which direction society is heading and its
consequences for different people (globalisation, the change from fordist to
flexible places of work, a new pressure on the family, etc.). Whyte also to
some extent supports gentrification of inner city areas:
Today,
many regions of the United States are experiencing rapid development
reminiscent of the mid-1950Õs when Whyte and his contemporaries first
recognized "urban sprawl." If there were suburban problems in the
"Exploding Metropolis" of Levittowns and Park Forests developments,
the lack in todayÕs "Exploding Megalopolis" of shared civic amenities
and services of the traditional city and suburb goes far beyond those of half a
century ago. Recent growth in the US across the West, South, and around the
fringes of older metro regions is increasingly private and exclusive -gated
subdivisions, "edge cities," private schools and recreation retreats.
On
Whyte's work in relation to this development, Phillip Lopate remarks that
"Whyte seemed reluctant to address more problematic aspects, such as the
transformation of today's city from industrial to service economy, and with it
the degrading of unskilled labour into an impoverished underclass; the
persistence of violent crime; the spread of infectious diseases." (Metropolis
Magazine [7]).
Howard
Gillette has comments in the same direction and add the questions of
gentrification, race, and class as
well as the question of whether New York (where most of Whyte's studies have
taken place) is a representative
case: "A related problem is Whyte's ahistoricism..... Whyte is quite
insensitive to one aspect early shopping mall developers wanted to avoid,
consciously or unconsciously, that is diversity in race and class. In his
effort to advance street animation, Whyte (also) boosts gentrification,
suggesting that displacement is not much of a problem among the poor, who have
a tendency to move frequently anyway. In choosing the example of the Park Slope
section of Brooklyn, he overlooks the anger and anguish which has accompanied
gentrification in that area.....A chief assumption of the book is that central
cities are doing much better than it would appear in their contest with surrounding
suburbs. To make his point, Whyte, using New York once again as an example,
surveys those Fortune 500 corporations that have left the city, finding that
their profits have reached only one third the level of those that have stayed.
The information is intriguing, especially when he recounts that in a high
percentage of the moves, companies located near the personal residence of their
chief executive officer. But such evidence is not further weighed against other
corporate moves to see whether New York is typical. Nor when he cites Robert
Fishman's 'Bourgeois Utopias' (1987) does he address Fishman's major premise
that decentralization is irreversibly damaging to central cities, preferring to
fall back instead on Fishman's belief that the suburbs have their problems too,
a point Whvte makes in his own book largely on the basis of personal
observation." (Howard Gillette [3])
3.
Whyte overlooked the strength of historical forces undermining the art of city
making.
Was
Whyte too romantic or optimistic about streets and downtowns while more
powerful forces were at work in the life and death (to recall Jane Jacobs) of
the traditional city? Where WhyteÕs efforts in vain, as they aimed at reviving
the use of urban space and the importance of the everyday spaces of the city
for its residents?
Lopate
to some degree think so: "..having discovered the formulae for lively
urban spaces, Whyte celebrated their successes but did not say enough about the
historical forces undermining the art of city-making: Why has it become harder
and harder, even with the best intentions, to extend the urban fabric in a
casual, convincing manner? In this respect he resembles Jane Jacobs, whose
delight in the choreography of the streets led to descriptions of city life
that seem static or frozen in time..." (Phillip Lopate in
Metropolis Magazine [7])
And
Gillette continues: "While he can hardly be faulted for arguing that
neighbourhoods are hurt more by disinvestment than new investment (BG: related
to gentrification), he fails to point up, even in the examples he cites, how
special public interventions have been necessary to retain affordable homes in
areas of renovation. He does not describe, for instance, the provisions
of the Pike Place Market renovation in Seattle, which required subsidized units
as part of a new housing and retail complex." (Howard Gillette [3])
4.
Whyte, in the last 30 years of his life, left out the question of what to do
with the suburbs. e.g. the shopping malls.
Howard
Gillette thinks Whyte is not on a track, that will get many followers, as the
traditional city is history: "There is too much nostalgia in Whyte,
especially for the town center.... Over the past fifty years, many planners
have attempted to bring back the town center; in the neighbourhood unit plan of
Clarence Perry, the new town ideals of Henry Wright and Clarence Stein, or the
modern-day agora promoted in the urban malls of James Rouse. While there are
stunning individual examples of such ideas working, broad forces of
decentralization and relocation have made the expectations on which Whyte
builds increasingly anachronistic. Not only will much of the country resist
being encouraged to act like his preferred New Yorkers, they will have to
grapple with circumstances which are not only alien to the New York of Whyte's
ideal but of the cities we have known in the past. Even as reformers rediscover
the center city, they will have to adopt to the fact that urban areas will be
marked not only by one such vital place but the possibility of many." And
it shall not be forgotten, that "even the developers of the suburban malls
for which Whyte has such contempt, attempted under the guidance of such early
leaders as Victor Gruen and James Rouse, to provide points of community by
striving to replicate the liveliness of the downtown street without its
attendant nuisances. Such desirable goals, however, were bounded both by
economic and cultural biases which made such places quite different from the
pluralistic ideal Whyte holds dear. (Howard Gillette [3])
5.Whyte's
analyses are, like Jan Gehl's mainly on a single urban space at a time,
In
Whyte's work, the spatial structure of the city as a network of spatial
relations is not studied - contrary to especially Bill Hiller and Space Syntax
Analyses. Even a mapping of many spaces in a downtown area with the Whyte
method and adding them up in overview presentations is still basically single
space analyses, as the relation between spaces is difficult to get at with this
method.
Some
comments on 1 to 5:
You can
always ask for more, which can be quite unfair. The important thing is to be as
precise as possible about what a contribution like Whyte's is valid for, at
what it is not valid for.
Ad 1.)
The strength of Whyte is his solid empirical material and his own
interpretation of this. As he was a pioneer in detailed street life studies,
there was not much previous academic research of his kind to discuss.
Ad
2.) In the first part of Whyte's career, he certainly did not leave out the
question of where society was heading. On the contrary - his interest for the
development of the cores of American cities was a direct result of a wider
perspective. Urban sprawl, segregation and privatisation will grow, if the core
of the city doesn't function well. The question of revitalisation of the
central city and its public spaces in many cities can be answered with a 'yes':
it can be done and it has happened. By the way, in general Americans are better
than Europeans in being open to talk to strangers.
Whyte's
view on the 'undesirables' is humane and it works (not pushing them away but
making the public spaces attractive to all) and the amount of crime has fallen
in the last decade both in US and European cities. US crime rates are by the
way not higher than in many European countries (except for killings as a result
of US gun laws).
The
question of gentrification have to be considered carefully in relation to its
context and applied in a balanced way - not as either/or. The city is always
changing, and if it is not upgraded it will be downgraded (at least
relatively).
Shopping
malls have more to do with urban sprawl, cars, the concentration of real estate
development and the development of chain stores and franchising than with race
and class as such, while suburban development more generally, especially in its
initial phases, had more to do with race and class than today. E.g. in suburban
Atlanta, segregation today is decreasing, not increasing.
Sure
New York is not typical. It is one of the most extreme cases in the world. If
public life on city streets and in parks can do fine here, under these
stressful conditions, then the crowded city has proved not only to be a
nuisance but also an opportunity for social contacts. Many US cities have
succeeded in improving their central cities in the last 15 years - e.g. on the
West Coast this has happened many places from Seattle, through Portland, San
Francisco, San Jose to San Diego. Even in L.A. there have been some
improvement, although city life here still is among the most segregated.
White's experiences are also clearly valid for European cities, where the
centre of cities normally still is strong and getting stronger.
The
question of whether 'decentralisation' hurt the central city area is not a
simple one. If the suburbs get too 'thin', too dispersed, with too little
public life, the central city can become relatively stronger, with intermediate
centres and formerly important streets outside of the city centre decreasing in
importance instead.
The
question of decentralisation and privatisation, by the way, is not only about
the world of streets, roads and buildings, it is also about the telephone,
television, and the internet....
I
think Whyte's basic findings about the central city as a important meeting
place, that have to be cared for, still are valid. The question is whether this
is enough - shall our interest in public life stop here?
Ad 3) On the
question of the forces undermining of the art of city making, the critique of
Whyte is not very specific. Whyte himself was clearly aware of the problems of
megastructures, indoor shopping arcades, blank walls, etc.
If I (BG) shall
try to list some of these forces, the list might be: cars and motorways and the
new locations this makes available; increasing size of real estate development
units; the standardisation of commodities and shops; inside oriented and
privatised new developments; high rents in new developments; lack of public
investment and subsidies; modernistic urban planning ideals; lack of architects
qualified in the design of public spaces.
These forces are
at work, but the success in turning some central cities around, shows that
there are counter forces as well. These counter forces are both political,
developers seeing the possibility of getting a profit in another way, people
using the central city - including tourists, and some architects and planners
taking the public spaces issues seriously.
Ad 4) Howard
Gillette may actually not be interested in the central city. He may be one of
those, who doesn't use it. Shopping malls seems to be enough for him, and he
accepts that they can't be as pluralistic as Whyte's city centre. Gillette's
comments on 'ahistoricity', 'nostalgia' and 'anachronisms' is touching upon an
aspect though that is little understood in the modern society with its rapid
change - that 'urbanity' and the process of 'urbanization' are not the same.
The process of urbanisation is governed by economic, technological and
political forces. 'Urbanity' is about experiences in public space and the way
people relate to each other here. This might be a more long term urban
dimension, although 'urbanity' takes colour from its concrete circumstances.
To Gillette the
traditional city is history, it is gone. It is true that the conditions of
cities have changed, but the great compressed history in the city centre is now
part of its attraction. In the end Gillette says, that neither the central
city, nor the attempts at creating new centres in the suburbs work (besides a
few exceptions). The interesting question is why this is so and if there is
anything to do about it. To understand what is going on and what to do you
probably have to have a much more detailed and differentiated analyses.
Gillette touches
upon urban regions being polycentric today, and this is an issue that Whyte
largely left out from the 'Street Life Project' onwards. A large question is to
what extent a vibrant urban life is possible outside of the traditional city
centre. A related question is if it possible to 'stretch' the lively city
centre to include streets and areas in its immediate surroundings. These are
questions Whyte did not look very much into. He did not have a comprehensive
discussion about how to 'measure' what is a city centre and what is not (i.e.
how far the definition can be stretched, or how to understand where the edge
is), although his key measure of 1000 pedestrians/hour might give some
dimension to hold on to. Whyte's mission was the central city, and it was to
show what people really do in public space there. He
stays where the "edge-problem" does not show up. When he went
on to comment on suburban initiatives, e.g. like the ambitious one in the
central part of Bellevue outside Seattle, his optimism was too uncritical, as
the location of shopping, office towers, bus terminal and park really does not
have the concentration needed to create any synergy in the form of street life,
at least not for many years to come.
*
Summing up
Some key words in Whyte's understanding
of 'urbanity':
(a short overview based on the text above
and the index in 'City - Rediscovering the center')
- a high degree
of stimulation in public
- a high density
of people and activities
- a high
incidence of chance meetings
Other important
general keywords on Whyte's 'urbanity' are (compactness, concentration,
continuity, crowded situations, density, diversity, excitement, face-to-face,
gestures in public, hellos and goodbyes, maximum choice, messiness, mixture,
movement, narrowness, opportunity, pedestrians and pedestrian flow, people and
people stopping to talk, rich sensory cues, self-congestion, sensory streets,
sitting spaces, small busy places, social complexity, sound, street
conversations including gestures, street people, teenagers, the extraordinary,
the odd, the unexpected, the undesirables, unplanned informal encounter,
walking, window shopping.
Functionally
important are (in alphabetical order):: cafes and outdoor cafes, eating, food
facilities and food vendors, other vendors, retail shops (street-level stores
and second storiness), selling entrances, street entertainment.
On spatial and physical things, it is the
streets, the street corners and the sidewalks that are most important. Some
other key physical things are (in alphabetical order): benches, doorways,
drinking fountains, entrances, grass as seating, ledges and ledge sitting,
light and glare, mass transit, outdoor movable chairs, public art, restrooms,
stairs and steps, trees, water.
Observation advice for urbanity research:
- To see the variation of people in the street: stand
still
- Behaviour outside of rush hours shows peoples
preferences best
- Ordinary days are the most interesting -
not the very good or very bad ones
What to observe is both what people do and
how the architectural setting influences the activity of people:
What is people doing and where in the
spaces are they doing it? What are the walking speeds? How does contacts between
people happen, how many people are there and in how large a space? How many
people are talking to each other? How many other things than people are there
to look at? What is the number of shops doors, shop windows and how is the
continuity of this? How many benches and other sitting places and where? What
other amenities are there?
(For more concrete things to observe about
space and architecture, see the checklist below.)
A checklist on urban density and other design
features based on Whyte (compiled by BG):
What densities and crowding is Whyte
actually talking about? What are the numbers involved?
- Building-wise it is about city centres
with a floor area ratio (FAR) of 15-18, sometimes more. Danish city centres
have a FAR of 1 (=100%) or maximum 2 (=200%), i.e. much less
- City-wise it is mostly about cities with
inhabitants in the millions, though smaller can do, e.g. Portland with 3/4 of a
million.
- Most important though, are not those
numbers, but that the city centre is compact and continuous - many good city
centres in the US are only 240x240 to 360x360 meters.
- City activities, streets and squares
shall be designed in such a way that the number of pedestrians in the rush hour
on good days will be 20 pedestrians/minute for each 1 meter of street width or
sidewalk width. (Jan Gehl says 10 in Copenhagen - Whyte's numbers from New York
are twice as high! ). The physically possible capacity limit is 40-60
pedestrians/minute for each 1 meter of efficient walkway width (i.e. width
reduced for 'obstacles')
- Across the whole width of the street
there shall be minimum 30 pedestrians/minute (1800/hour), if the street shall
be perceived as a central one - more than 120/minute is rare in real life
(7200/hour).
- Pedestrian streets ought to be narrow. Many
good ones are just 4-6 meters wide.
- Continuity of the street space: Buildings directly
at the edge of the sidewalk. Shops along the facade. Doors and windows to the
street. 2. floor activity, that can be seen through windows.
- Street vendors and food in the public space
- Large trees and preferably also water
- Sun, shade and preferably also bounced light -
overall a good climate
- Possibilities to sit and simple amenities: benches,
clocks, drinking fountains, waste baskets that work. At important meeting
places also large ashtrays, phone booths, sculptures you can meet by
- Urban architecture and urban furniture that is not
over-designed
- Not too much
good taste - it is boring. Whyte, as stated above, means people likes a degree
of messiness.
William H. Whyte on the internet -
some links:
1.
Rutherford H. Platt: Holly Whyte - Visionary For A
Humane Metropolis
http://www.umass.edu/ecologicalcities/documents/hw_article.pdf
2. On the Social Life of
Small Urban Spaces:
http://www.pps.org/Products/sociallife.htm
http://journalism.nyu.edu/portfolio/books/book2.html
City
- Rediscovering the Center, reviews
3.
http://www.nbm.org/blueprints/80s/fall89/page3/page3.htm
4.
http://journalism.nyu.edu/portfolio/books/book6.html
Notes
on City - Rediscovering the Centre:
5.
http://cwx.prenhall.com/bookbind/pubbooks/popenoe/chapter2/custom1/deluxe-content.html
The
Essential William H. Whyte:
7.
http://www.metropolismag.com/html/content_1200/rev.htm
On Bryant Park, New York:
8. http://www.bryantpark.org/html/history.htm
9. http://urbanparks.pps.org/greatplaces/one?public_place_id=26
The Last Landscape:
10. http://www.upenn.edu/pennpress/book/13565.html
The Exploding Metropolis:
11. http://www.ucpress.edu/books/pages/1059.html
The Organisation Man:
12. http://www.english.upenn.edu/~afilreis/50s/whyte-main.html
13. http://www.lincolnnet.net/users/lrpfhs/culture.htm
Biography:
15. http://www.pps.org/Who
We Are/whoweare_whyte.html
16. http://www.english.upenn.edu/~afilreis/50s/whyte-obit.html
17. http://www.lib.uwo.ca/business/whyte.htm
18.http://en.wikipedia.org/wiki/William_H._Whyte
Litterature,
other:
The Man Who Loved Cities
by Nathan Glazer, Wilson Quarterly, 1999 - good overview article
Urban
meeting, works, and rhythms: to live with and in difference
- on
the research of the French philosopher Henri Lefebvre and the New York cultural
sociologist Richard Sennett
Henri
Lefebvre, French philosopher and sociologist (1901-1991)
Philosopher of
everyday life and urbanity.
Lefebvre is one of the few, that have undertaken a deep theoretical discussion
of space and social relations . He is very concerned about the question of
alienation and the mystification which develop in capitalist society as a consequence
of combined effect of money and abstractions.
Lefebvre was a
French communist intellectual,, but left PCF (the French Communist Party) in
the end of the 1950's. He was enormously productive and wrote many philosophical books, e.g. on Hegel, Marx,
Nietzsche and Sartre. Lefebvre also joined forces with experimental movements
in the Arts, that wanted to move art to other scenes than museums and private
settings: Dada, surrealism and the situationists. How does such a combination
of interests fit together? I think Lefebvre tried to find new ways for the
liberation of people by embracing several fields at once and by daring to think
far and unconventionally.
Since the 1930's
he was preoccupied with 'the moments of presence' and with the relationship of
banality and presence, and later also with the question of 'leisure' (where
Marxists traditionally were concerned with 'work'). Lefebvre even explored the
relationship between desire and alienation. In short he spans the field from
philosophy, politics, economy and sociology to psychoanalyses, semiotics and
art. He is a French pioneer in specifying 'the dialectic materialism' and
simultaneously one of the foremost criticists of structuralism. Lefebvre e.g.
worked with the opposition of structure on the hand and experience on the other
and he was concerned about both, where Marxists and structuralists normally
avoided questions of 'experience', as something too private and individual.
From the 1960's onwards,
Lefebvre was not only preoccupied with 'time' in a dialectical material
perspective, i.e. the Marxist dynamic understanding of history propelled by
oppositions and contradictions, changing themselves in the process, turning
around and transgressing into something new. Lefebvre was also concerned with a
spatialisation of dialectics, e.g. the development of an understanding of how
'spatial' oppositions and contradictions change, turn over, and becomes
something 'new'. He actually had
the ambition, to supplement Marxism with a deeper understanding of spatial
relations, which Marx himself had not covered much besides some writing in
volume 3 of 'The Capital' on land prices and how they arise out of land-rents and ground-rents of
different kinds, and some writing on the deepening opposition between town and
country in capitalist society.
On the city
and on space, the most comprehensive writings by Lefebvre are:
- 'The Right to
the City', 1968 (first published in English in 1996 as a part of 'Writing
on Cities. This book is about access to the city as a human right for
everyone. The gentrification of Paris and the dreadful social housing ghettos
in the suburbs for the working class are part of the background for this book,
but also an early ecological concern about the future of the industrialised
society, where the goal cannot be ever more material things, but a liberated,
playful and creative social life which best can unfold itself in the city.
- 'The
Urban Revolution'1970 (first published in English in 2003), which formes an
important bridge further to:
- The
Production of Space, 1974 (first English edition in 1991). This book is
about space as a social construction - a construction that have effects on the
further development of social life. Lefebvre here attempts to write a new
philosophy of space, that focus on the social perspective. Some of the
important concepts in 'The Production of Space' has to 1) with the term 'lived
space', which can be interpreted as human beings immediate and rather
unconscious 'space'; 2) the term 'abstract space' that is the space of
capitalism and industrialism - a space at once tending to be homogeneous and
fragmented; and 3) the term 'differential space', which is a new space that
develops out of the oppositions and contradiction of 'abstract space'.
Furthermore
an new book has recently been published 'Rhythmanalysis:
Space, Time and Everyday Life' (in English 2004)
Lefebvre's
concept of 'the urban' - a double concept
The double
concept of 'the urban' consists of:
1) the city in relation
to the development of 'the mode of production' (a key Marxist term), i.e. the
city understood in its historical development process related to economics,
politics, technological development and contradictions between social classes.
2) the city and city
life in a more general and fundamental sense as a gathering of human culture
and activity with special potentials. In 'The Right to the City' this is called
'the urban' or 'urbanity', in 'The Production of Space' it is termed 'urban
centrality'.
Although in real
life these to concepts of 'the urban' will always be intertwined, as 1) sets
some important conditions for 2), and to some extent 2) probably also have some
effects back on 1) - from a theoretical point of view, it is important to
separate the two.
To me (BG) the
first (1) was most interesting from the 1960's to the mid 1980's, since then
the other part of the double concept, have had my major focus, as this is where
a further clarification is most urgent, at least seen in an urban planning and
architectural perspective.
On
Lefebvre's double concept of 'the urban', I have a text from 1992 (only
available in Danish):
http://hjem.get2net.dk/gronlund/Lefebvre_Nordplan_maj92.html
Lefebvre's
concept of urbanity
As I (BG) read
Lefebvre, his urbanity is about: Encounter (meeting); Life and Play (for its
own purpose); Difference (including strangers); Works (of "art");
Possibilities and Unpredictability; Interchange; and The Use of All Senses. But the city must also contain the
necessary opposition: Recognition; Stability; and Possibility of Withdrawal
In our times
several factors undermine urbanity. The negative factors for the development of
"the Urban" are, according to Lefebvre: Exchange Value and Profit;
Modernist-Functionalist Urban Planning and Other Bureaucratic Interference; and
Mental Past (Ascetic and Agrarian).
Some researchers
say, that Lefebvre's concept of the city is not the same before and after 'The
Production of Space'. It is true, that his theories on space in important ways
are further developed here, but basically his concept of urbanity remains the
same. This is evident from his texts and interviews in the 1980's as well as
from his attempt at developing a 'Rhythmanalyses' in the last years of his
life.
What does
Lefebvre say about the city in the 1980's (p. refer to 'Writing on Cities' except the last one)
- The city - a
place where different groups can meet, where they may be in conflict but also
form alliances, and where they participate in a collective oeuvre. A town where
every place is interesting and moving and has its religious, political and
aesthetic pulsations. Singing and dancing, mural paintings, counter cultures.
Fascination, pleasure and liveability. (p 207-208). Contrast (p233). The
multiplicity of roles and relations (p236). Tourism (p238). Differences (p239).
The city has an autonomous reality. It has a life, an existence which cannot be
reduced to the distribution of land or space, the street, the square, meeting
places, ftes; (p213). The complexities and richness of urban life, especially
of everyday life (p214)
- In the city,
public life orders itself principally around exchanges of all kinds: material
and non-material, objects and words, signs and products. Exchange and commerce
are never reduced to a strictly economic and monetary aspect, but the life in
the city seldom has a political objective - except in cases of revolt (p233).
The city is an essential domain of liberty (p214). Liberty is also the maximum
of possibilities for each citizen in the city.(p215).
- The city must
be a place of waste. for one wastes space and time; everything mustn't be
foreseen and functional, for spending is a feast. You can't reduce this concept,
either the festival disappears and becomes a simple commercial market, or it is
something that goes beyond it. There has to be a certain transgression in
festival, spaces of freedom and perhaps adventure, but that is certainly not
enough. I don't know how one can modernise the concept of festival, because the
city has been a place for festivals; the most beautiful cities were those where
festivals were not planned in advance, but there was a space where they could
unfold, for example Florence, Venice...For a festival you need a rich and free
society. Our era has found a space for festivals and pleasure - that's the
beach. (Environment & Planning, D vol. 5, p 36).
Background for
Lefebvre's urban interest - as he sees it himself:
- Our culture is
mostly anti-urban, as are the different forms of socialisms that we have seen
so far. There are anti-urban tendencies in Judaism, Protestantism, Marxism, the
Chicago school of urban ecology, as well as in the Soviet, Chinese, Cuban and
Kampuchea revolutions.
- There is
another tradition of Greek origin, The City of civilisation, culture and art,
maintained through Roman influence and, later, Spain.
- The concept of
the urban itself is unclear (BG: in our culture, but not to Lefebvre)
- The modern city
is a divided, fragmented city
- Urbanists have
been catastrophic, e.g. Le Corbusier
- Technology is
important. The Revolution had failed. It had not taken place. The substitute
for a social and political revolution was a scientific and technological
revolution (as far as we have seen..).
- Little
importance is given to urban questions in the university.
- It seems there
is a renewed interest in the urban (among people, etc.)
Further
reading on Lefebvre in the 1980's: http://hjem.get2net.dk/gronlund/Lefebvres_urban_1980s.html
On
'The Production of Space': http://hjem.get2net.dk/gronlund/Lefebvreindlaeg_21_3_97v2.html
Lefebvre's
Rhythmanalyses (1980's)
How then, did
Lefebvre want to study urbanity in a concrete way? What could a method to be
that wants to study the relations between human 'events' and relations in the
city? On of Lefebvre's answers is an attempt to develop a new discipline:
Rhythmanalyses
Lefebvre's
Rhythmanlyses is - like much of his other work - a project that actually never
got finished, that never became pedagogically systematised, and that never got
used by himself in actual systematical studies. But he tries, in his very old
age, to study street life from the window in his apartment diagonally across
the street from the north-east corner of Centre Pompidou in Paris (see 'Writing
on Cities')
My
(BG's) attempt to summarise and systematise Lefebvre's Rhythmanalyses can be
seen at: http://hjem.get2net.dk/gronlund/Lefebvre_Rhythmanaslyses.html
What follows
below is a summary of my summary... - and some further thoughts.
Rhythmanalysis
as a discipline:
Every social,
that is collective rhythm, is determined by the forms of alliances which humane
groups gives to themselves; times and spaces, the public and the private, the
State-political and the intimate; moods; atmosphere; human activities; hearing;
temporalities.
Lefebvre sees
Rhythmanalyses as a general theory of transdisciplinary character that tries to
combine the scientific and the poetic, and a method that requires attentiveness
and a certain amount of time, a memory and a heart. ...It is a comparative
study including descriptions of oppositions constituting an 'ensemble'.
Why is
Lefebvre interested in rhythmanalysis?
It relates to his
interest in everyday life and the extra-everyday, it is about the complexity of
the concrete reality, it shows the appropriation of spaces in a non-political
way and rhythm implies a relation of a time with a space.
Some different
kinds of rhythms:
All rhythms have
a past (and immediate past), a now, a near future and a hereafter and rhythms
exist in many forms and types, e.g.: the cyclical and the linear; speech;
internal and external rhythms, the rhythms of groups; rituals; bodies; daily
rhythms; body language; movement and traffic; exchange; sounds; sudden events;
festival; seasons; the weather; the rhythms of the built environment and urban
functions; light and shadow, presence - absence, etc.
....and new
technological possibilities of study with video:
Lefebvre does not
mention it - but the movie camera (today digital video) can be an important
help in the analyses. With it a time-space situation can be recorded for
detailed and repeated analyses, events can be precisely mapped in space an
time, the events can be played back in slow motion, normal speed or compressed
as 'time-laps', etc. Maybe Lefebvre does not mention it, because he has never
used it....
William Whyte's
film project 'Social Life in Small Urban Spaces' is to a large extent a
'rhythmanalyses, that Lefebvre probably did not know. Bu if You combine the
rhythmic approaches of Whyte and Lefebvre, maybe new aspects of urbanity cam be
seen and a more detailed and deeper understanding can be developed....
There are also other
new technological possibilities with 'headsets', monitoring eye-movements,
computerised analyses of movements (as e.g. is done in top level sports
training), etc. And there are possibilities for interactive experiments with a
high degree of documentation.
Lefebvre
on the Internet (other than BG's texts) - some links :
Review
of 'The Production of Space':
http://www.notbored.org/space.html
http://www.anarchitektur.com/aa01-lefebvre/elden.html
http://www.gradnet.de/papers/pomo2.archives/pomo98.papers/stelden98.htm
Reading
notes on 'The Production of Space' (some have illustrations):
http://www.eng.fju.edu.tw/Literary_Criticism/postmodernism/postmo_urban/lefebvre.html
http://www.adamranson.freeserve.co.uk/Lefebvre.html
On
Lefebvre and the Situationists:
http://www.notbored.org/lefebvre-interview.html
http://www.notbored.org/moments.html
http://library.nothingness.org/articles/SI/en/display/238
http://www.notbored.org/symphony.html
Biography
and bibliography:
http://en.wikipedia.org/wiki/Henri_Lefebvre
http://www.radicalphilosophy.com/default.asp?channel_id=2191&editorial_id=9838
Rob
Shields on Lefebvre:
http://http-server.carleton.ca/~rshields/lefedl.html
http://http-server.carleton.ca/~rshields/lefebvre.htm
http://www.carleton.ca/~rshields/lecture.ppt
On
the politics of place and identity and the postindustrial city - articles on
Foucault, Lefebvre, de Certeau and others:
http://econgeog.misc.hit-u.ac.jp/icgg/intl_mtgs/UBest.pdf
All Lefebvres books at Amazone.com
Books on Lefebvre
Rob
Shields: Lefebvre, Love and Struggle: Spatial Dialectics, 1998
review of the above: http://www.newsandletters.org/Issues/2003/October/Lefebvre_Oct03.htm
Stuart
Elden: Understanding Henri Lefebvre: Theory and the Possible, 2004
Stuart
Elden, Elizabeth Lebas: Henri Lefebvre - Key Writings, 2003
Richard Sennett, cultural sociologist,
New
York University / London School of Economics
A
controversial urbanist: An
American Jew living in Greenwich Village, New York and in London, politically
on the left, but not participating in party politics (in the way Lefebvre did
for many years). Sennett wants to improve democracy and human equality through
the exposure of strangeness, through the exposure of difference. He says he has
good advice for architects and planners. He lectured at the School of
Architecture in Copenhagen in
1994, where it became clear that his urban texts at least in some ways are
based on a personal interpretation and development of Lefebvre - although he
does not say so in his books. At the lecture he mentioned Lefebvre 10
times. Foucault and lately Levinas
also play an important role in his perspective on the city. Sennett is both
easy and difficult to read. Part of the difficulty is that his thoughts about
the city does not accumulate to a larger and systematic whole, but have to be
extracted through careful reading across his texts.
Sennett's
interest in the urban has most of all to do with ethics: In the article 'The Civitas of Seeing',
1989, he says: "A city isn't just a place to live, to shop, to go out and
have kids play. It's a place that implicates how one derives one's ethics, how
one develops a sense of justice, how one learns to talk with and learn from
people who are unlike oneself, which is how a human being becomes human."
The most important thing in the city is talk, and the most important place is
the city centre, especially its streets.
Sennett's
short definition of 'urbanity': The possibility for living in difference as the essence of urban
culture.
Today we have
difficulties with this. Urbane behaviour ('urbanity') started to disappear with
the advent of Enlightenment (1750-1800). To understand this, Sennett wrote 'The
Fall of Public Man' in the 1970's, which main conclusion is that we have lost
important aspects of public behaviour, and now live under the tyranny of
intimacy and privacy. Sennett says, that modern man turns inward and towards
psychoanalyses. Sennett wants us to do the opposite - to turn outwards towards
others and towards strangers in the city. He wants us to expose ourselves,
better to be able to live with each other in the city and with ourselves.
A short
overview of Sennett's urban writings:
After editing an anthology
on Classic
Essays on the Culture of Cities, in 1969 (about Simmel, Park, With, etc.),
Sennett wrote his first own book on city life in 1970: The
Uses of Disorder', which is about the human need for some anarchy to be
able develop a rich identity - a disorder that the city can provide if there is
not to much pre-planned control. This can increase the awareness of other.
Sennett continues
in 1974 with The
Fall of Public Man' (as mentioned above), which has the subtitle 'The
Social Psychology of Capitalism'. Carl E. Schorske said about this book, that
Sennett here is "developing a provocative thesis: that the public world
stage has been usurped by the private psychic scene, to the detriment of both
individual and society. Sennett's quest for the cause of the impoverishment of civic
life in modern industrial society opens fascinating perspectives into the
relationships between theatre, politics, urban life and the changing function
of the family." This book is also, more or less directly, a critique of
the new left in the 1970's for romanticising small collective community life in
ghettos in the countryside or in cities.
In 'The
Conscience of the Eye - the Design and Social Life of Cities', 1990, ( in
Danish '¯jets vidnesbyrd', 1996) Sennett takes his urban writings further
through a series of examples and theoretical reflections. The book is about the
modern fear of exposure, the American grid, 14th street in New York and many
other things - together forming a rich fabric of urban narratives and dualisms,
that may contribute to a changing perspective on the city and on urbanity.
Although the title implies notions on city design, the book difficult to
interpret directly as possible and positive new architectural strategies.
'Flesh
and Stone - the Body and the City in Western Civilization', 1994' is a
follow-up to 'The Conscience of the Eye' with a wider span of historical
examples and more emphasis in the body that anchors Sennett's problematic, but
with less new theoretical insights than the earlier books. The book states,
that awareness in the city does not only have to do with pleasure, but also
with pain (BG: a difficult concept to use in urban design - and Sennett remains
vague in this regard). This is also the first of Sennett's book with pictures,
but most of them are not well integrated into the text. The last chapter on New
York has some interesting statements on Jane Jacobs' 'The Death and Life of
Great American Cities' 30 years after. Sennett lives in the same neighbourhood
as Jacobs did, when she wrote her book, and he now says: "Difference and
indifference co-exist in the life of the Village (BG: Greenwich Village); the
sheer fact of diversity does not prompt people to interact. In part this is
because, over the last two decades, the diversities of the Village have grown
more cruel, in ways 'The Death and Life of Great American Cities' did not
envision." By cruel he here means drugs, crime, aids and many homeless
people. This last parts opens up the question, whether and how the city has
changed since the 1960's in a fundamental way. This question, will occupy him
in the years to come.
Sennett's later
book: 'The
Corrosion of Character - the personal consequences of work in the new
capitalism', 1998, is about the new flexible workplace in the new global
economy. Work. also for much middleclass and educated people becomes short term
and without a real foothold, which changes peoples lives and threaten the
development of their identity. In this book, Sennett is almost completely
silent, though, about how this new study of the workplace relates to his
earlier urban ones. This issue is addressed in some of his later lectures and
articles (see the Internet links at the end of the Sennett section).
The insecurities
and flux of the new economy increase the indifference of people and the
individuals tend to focus more on the home and the family. Sennett sees the
city and local places as even more important to democracy in this situation.
The change also make him focus more on 'alterity' than 'difference' - i.e.
'otherness' both of the other and of yourself. Part of the problem of the city
is that the new economy also standardises the city, with offices for general
use, the same shops everywhere, the standardised mass consumption - all things
that makes people less different, at least on the surface. If a focus
'alterity' more than 'difference' ought to have any other consequences for
urban design, than those Sennett has hinted at before, is not yet clear - it is
maybe of more theoretical than practical importance so far.
'Alterity'
is a key issue in the philosophy of Levinas, and also plays an important role
for the post-modern sociologist Zygmunt Bauman, who gave a lecture in Copenhagen
at 'Byforum', in 2001, compare i.e. Bauman's 'Postmodern Ethics' and
'Postmodernity and Its Discontents'.
Sennett wants
to stimulate urban behaviour through urban design: At the School of Architecture in Copenhagen in 1994
he said: "What I think of as urbanity is precisely making use of the
density and differences in the city so that people find a more balanced sense
of identification on the one hand with others who are like themselves but also
a willingness to take risks with what is unlike, unknown.... It is this kind of
experiences that make people find out something about themselves that they
didn't know before. That's what urbanity is at its best....To me, how to
privilege the notion of difference that is what urbanity is all about."
The social and
physical settings that Sennett see as urban ( i.e. as settings of and for "urbanity")
can shortly be characterised with words like 'difference', 'diversity',
'density', 'strangers', 'mixture of people', 'complexity', 'unlikeness' and
'impersonality'. They have also to do with 'discovery' through 'dissonance',
'decentering', 'dislocation', and 'displacement'. As Sennett sees it, through
difference, etc., You will experience dissonance, which will force You out of
Your habitual ways of looking at the world and out of Your habitual way of
acting.
In short
Sennett's urban understanding and urban strategy can be compressed to the
following statements (BG's interpretation):
1) Spaces and
sites of diversity where difference is privileged
2) The settings are
dense, tight-packed
3) The settings
also contain possibilities for the uncontrolled, the unpredictable and the
spontaneous.
4) Urbanity then
begins as bodily experience.
5) In this
situation of stimulation of and through difference something surprising can
happen through dissonance and decentering.
6) The result is
an interactive order of urbanity where people who otherwise would be isolated
from one another have interest in other people even if they don't understand
them.
One of the most
clear urban planning advice Sennett has given, is that cultural centres,
libraries and the like, shall not be placed in the middle of each homogenous
neighbourhood, but at the edge between neighbourhoods of different kind, in
order to get different people to share the same space - in order that the 6
points above hopefully will happen to some extent.
Some problems
in Sennett's concept of 'urbanity':
- Un unresolved
relationship between difference and in-difference in the city, which his latest
texts from 1998 onwards tries to modify, but only partly solves. (BG: a
possible explanation might be statistical - the sheer number of strangers in
the city, where one can make a difference at the same time as you necessarily
have to be in-different to most of the others)
- Sennett's
theories are not fully worked out - they lack structured evidence and
comparative analyses
- Lack of
empirical material (besides a cultural-historical 'montage')
- Relate very
little to architecture and urban design approaches in our time
- Sennett's urban
design advice is not very clear
- Sennett's cross
disciplinary approach is demanding, if You really want to follow him, as he
uses concepts and terminology from different fields, each respectively having
their own contextual meaning (psychology, social-psychology, sociology,
cultural studies, religion, philosophy, etc..)
For
more on Sennett's 'urbanity' see: http://hjem.get2net.dk/gronlund/Sennett_ny_tekst_97kort.html
Some
other links on Sennett:
New
articles and lectures after 1998, where the new flexible and global economy
forces him to adjust his theories
about the city:
Capitalism
and the City, November 2000 - most essential of Sennett's new articles on
cities on the Intrernet:
http://on1.zkm.de/zkm/stories/storyReader$1513
A
flexible city of strangers, LeMonde February 2001: http://mondediplo.com/2001/02/16cities
Megacities:
http://www.megacities.nl/lecture_7/lecture.html
and http://www.megacities.nl/lecture_7/inleidingMC.pdf
and http://www.megacities.nl/lecture_7/report.html
and http://www.megacities.nl/lecture_7/deel1MC.pdf
and http://www.megacities.nl/lecture_7/deel2MC.pdf
and http://www.megacities.nl/lecture_7/deel3MC.pdf
The
Spaces of Democracy, Wallenberg Lecture, University of Michigan, 1998:
http://www.umich.edu/~urecord/9798/Mar25_98/city.htm
(This
link is a short summary - also printed as a booklet, Amazone.com
)
Process
and Form, Work and Place, MIT, Fall 1998: http://web.mit.edu/imagingthecity/www/sessions/sennett-beinart.html
The
new political economy and its culture - on democracy, growth, Smith's paradox,
durable time, the coherent self and place, lecture at University of Virginia,
Spring 2000: http://www.lclark.edu/~ria/Richard.Sennett.html
The
Brian Lehrer Show: http://www.wnyc.org/shows/readings/sennett.html
Society
of Broken Eggs: http://www.newstatesman.com/200112170026
On
flexibilty: http://www.jobsletter.org.nz/jbl10210.htm
and http://arts.uwaterloo.ca/~kwesthue/cnt-sen.htm
Sennett's
life and work - a large overview:
Inner-city
Scholar, by Melissa Benn, Saturday
February 3, 2001, The Guardian:
http://www.guardian.co.uk/saturday_review/story/0,3605,432557,00.html
Short
biographies and bibliographies:
http://www.nyu.edu/fas/Faculty/SennettRichard.html
http://www2.rz.hu-berlin.de/amerika/projects/newurbanism/nu_pt_sennett.html
http://www.nyu.edu/gsas/dept/history/richard_sennett.htm
http://www.megacities.nl/lecture_7/curricula.pdf
http://web.mit.edu/sap/www/plan/plan_issues/62/Sennett/article_bottom.html
An
all too negative review:
http://newcriterion.com/archive/09/may91/sennett.htm
For
reviews on 'The Fall of Public Man' and 'Flesh and Stone' also see Richard
Sennett at Amazone,com
Sennet
Booklist at Amazone.com
New
Books:
Richard
Sennet: Respect: The Formation of Character in an Age of Inequality, 2004
reviews of the above
http://www.mclemee.com/id75.html
http://www.frankfuredi.com/articles/respect-20030210.shtml
http://www.cla.purdue.edu/academic/engl/conferences/covar/Program/lascaris.pdf
http://chronicle.com/free/v49/i18/18a01201.htm
http://www.wwnorton.com/catalog/fall03/032537.htm
Richard
Sennett, Eric Klinenberg: Conversations with Richard Sennett, 2006
Richard
Sennett The Culture of the New Capitalism, 2006
Streets,
the virtual community and the question of a workable architecture of urbanity
- on
the spatial theories and urban implications of the British space syntax
analyses pioneer Bill Hillier
Bill Hillier and Space Syntax Analyses
Among university
researcher of the social sciences it is today popular to talk about urbanity
and the urban experience as labyrinthic. What they refer to then is most often
the centre of Paris, London, New York and other large metropolises. Hillier and
the space syntax research has shown, that the pre-modern city normally is not
labyrinthic. It is the modern city - in the suburbs and in New Towns - that is
labyrinthic, at least seen spatially (Also see the research of Batty on fractal
urban regions!). The popular talk about 'labyrinth' is just a literary
metaphor. Mentally - in peoples minds - the dense central city may to some
extent be understood as labyrinthic as you never can get to know all about it,
and as you cannot grasp it spatial structure all at once. Even normal city maps
can be difficult to interpret spatially (e.g. which lines are most important) -
but when you are there on the ground in the centre of traditional cities, it
might actually be more easy to understand what lines are more and less
important. This is just one example that shows that we need to be better able
to understand and analyse space.
Hillier and the
research and postgraduate department at Bartlet School of Architecture,
University College, London, have developed a new and revolutionary way of
analysing space. Space syntax analyses sees space as a network of interrelated
nodes, that can be mapped fairly precisely and be studied with mathematical and
statistical tools. For the first time, this makes analyses of complex spatial
systems or 'configurations' possible in a way that is closer to 'hard' science,
than to humanistic phenomenology and hermeneutics.
The two most
important ways of mapping space is 'axial' and 'convex'. 'Axial lines' are
straight sightlines that simultaneously are movement lines through spaces.
'Convex spaces' are space divided up into smaller parts where width and the
visual perimeters of the spaces are considered. A convex spaces is delimited in
such a way, that all of its perimeter is visible from anywhere within the
space, e.g. a recess in a public square, which cannot be seen from everywhere
in the major part of the square, is considered a convex space of its own. Both
axial lines and convex spaces are mapped in such a way that the largest space
is mapped first, then the second largest, etc...
With this mapping
technique all spaces in cities and buildings can be mapped as both axial lines
and convex spaces (all spaces have both dimensions). You can say that the old
dichotomy of streets and squares in urban design have been resolved with the
introduction of 'axial lines' and 'convex spaces', and that all spaces from now
on, whether indoor or outdoor, have both a kind of 'street' dimension and a
kind of "square" dimension (where "square" shall be
understood topologically, not as Euclidian geometry).
When the city or
building is mapped as axial lines and convex spaces, the relationship between
spaces can be calculated. The most simple measure is 'connectivity', that count
the number of connections from a single space to its neighbouring spaces.
Normally the most useful measure is 'integration', that gives an overall value
for each space of how it relates to many or all other spaces, i.e. not only the
directly neighbouring ones. The value of 'integration' is closely related to
the average number of times that you have to change movement lines (or turn
around the corner) to get from each of the lines or spaces to the others (or in
buildings, the number of rooms you have to pass). The integration values are
computed in specially developed computer software and can be mapped as a colour
pattern, where red is most integrated and blue most segregated.
The advantage of space
syntax is a higher complexity in the spatial analyses than with almost any
other method (and therefore today, with the help of computers, more precise).
You can also say, that it frees the spatial analyses from the trap of being
forced to work with space as more or less arbitrary areas (like districts in
the form of 'blobs' on a map).
Space syntax
analyses is basically a pure spatial analyses. At the basic level it just
describes spaces and their configuration topologically and makes calculation of
the spaces relation to each other - to some extent like the telephone company
will map and analyse the telephone lines and their connections. It is a fairly
neutral description of space as such, that initially is not loaded with any
prejudice of how 'space ought to be' or what the economic, social or other
importance different configurations of space might have. It has initially
neither any historical explanation the development of specific spatial pattern.
The 'pure'
spatial analyses can then be compared to a lot of phenomena concerning use,
economics etc. and through proper statistical correlation analyses the
probability of relations between space and events and things taking place in
space can be tested. E.g. the number of pedestrian can be counted and tested
against the purely spatial integration values of different axial lines. Or you
can test the distribution of shops, land values, building height and the like
vis--vis the spatial pattern.
Space syntax is
both an experimental and theoretical science under development since the
1970-s, today with researchers many places in the world. So far, there have
already been many important results, and often also surprising ones.
About cities it
has e.g. been shown how the traditional European cities from before 1900
normally have deformed grid patterns, with a variation of integration values on
different lines, that both create a strong pattern of integrated lines linking
the centre with the external world as well as with different 'sub areas' within
the city, that form 'pockets' of less integrated lines. The average integration
values in these cities are rather high, and the differentiation of integration
values between different lines moderate.
In cities
developed according to 'modern' urban planning principles, the average
integration values are lower, and the 'span' between high and low values
larger. Part of the reason is a road network that branches out like trees (i.e.
a network that is more fractal than a grid).
The difference
between traditional and modern kinds of spatial nets have proved to have
practical importance, e.g. for the distribution of pedestrians in the net. In
traditional European cities, there is a high degree of correlation (ca. 0.75)
between the distribution of integration values and the relative distribution of
pedestrians, while this relation breaks down (correlation become much lower) in
'modern' cities. To say it in a popular way, in traditional cities there
normally are more pedestrians on the 'red' lines, than elsewhere, while in modern
cities you can not be sure where to find most pedestrians (and often there are
very few). This way it has been proved, that traditional cities have developed
its patterns based on 'movement economy'. It has also been proved, that the
'modern'
city is much more
hiearchical from at spatial point of view, than the traditional on.
To Bill Hillier
urbanity has to with the possibilities of chance meetings in the streets. In
this way he resembles Asplund, Whyte, Lefebvre and Sennett - although he rarely
comment on any of them. One of Hillier's great contributions is to show, how
the specific spatial patterns of different cities effect the pedestrian flow,
and therefore the possibilities of chance encounters, both in the system as a
whole and in specific streets.
Hillier also
shows that to keep a good spatial integration as cities grows, the lines
connecting the 'hinterland' and the outlaying areas of the city to the centre,
the connecting lines have to be longer (seen as straight lines).
One of the tricky
things to understand and get used to with space syntax, not the least for
architects, is that the spatial analyses is not metric, i.e. it is not about
distances in meters or kilometres, but about spatial relations seen as 'steps'
in space (the number of rooms you have to pass to get from Room A to room B, or
the number of lines you have to pass through to get from one place in the city
to another).
Another tricky
thing to cope with, is that Space Syntax only considers a part of the
architectural, urban design and planning fields, although a very important part
(e.g. doors play a big role in space syntax, while windows so far have played a
very little role - as they normally don't have much to do with movement).
Nobody can practice as an architect based on space syntax alone, but without it
you might commit major mistakes in your design.
Literature:
Bill
Hillier & Julienne Hanson: The Social Logic of Space, 1984
(page
90-100, 108-109 are maybe the most important ones)
Bill
Hillier: Space is the machine, Cambridge, 1996. (This book have the following
chapters on cities; 4. Cities as
movement economies; Can architecture cause social malaise (on 'modern'
housing
estates); 6. Time as aspect of space
(about spatially strange cities in urban history); 9. The fundamental
city (on how cities grow to overcome their spatial paradox of internal vs.
external access).
Lars
Marcus: Architectural Knowledge and urban form. Dissertation. KTH. Stockholm,
2000.
Nordisk
Tidskrift for Arkitekturforskning 1993 nr. 2. Theme issue on space syntax,
mostly in English)
Julienne
Hanson: Decoding Homes and Houses, Cambridge, 1998 (on the use of space syntax
for 'indoor' analyses, especially dwelling)
There
is a lot of things about Space Syntax and Bill Hillier on the internet:
On Bo Grnlund's homepage http://bo.gronlund.homepage.dk
Theory
http://hjem.get2net.dk/gronlund/3_314_Eng_v3_march2002.htm
(look at the Bill Hillier section at the bottom of the page - NB! some
links are now dead)
Copenhagen axial map:
http://homepage.mac.com/bogronlund/kbhax19_24032002radn.gif
Bibliography
http://homepage.mac.com/bogronlund/3_312fall2003ref.htm
Bo Grnlund's research in 4 Scandinavian urban districts:
http://homepage.mac.com/bogronlund/posterSSS4.pdf
Wkipedia:
http://en.wikipedia.org/wiki/Space_syntax
http://en.wikipedia.org/wiki/Isovist
http://en.wikipedia.org/wiki/Visibility_graph
http://en.wikipedia.org/wiki/Spatial_network
http://en.wikipedia.org/wiki/Spatial_network_analysis_software
Space Syntax at Bartlett School of Architecture, University College; London
Homepage: http://www.spacesyntax.org/
Introduction:
http://www.spacesyntax.org/introduction/index.asp
Article
in ArchitectureWeek:
http://www.architectureweek.com/2001/1031/tools_2-1.html
A
good overview on the net of Space syntax in relation to cities:
http://www.spacesyntax.org/publications/commonlang.html
An
animated presentation of space syntax as a little "movie":
http://www.casa.ucl.ac.uk/newvenue/localaccess.htm
Other
short introduction: http://www.spacesyntax.org/publications/changingface/changingface.htm
Other
central things on the net:
Space
is the Machine book: http://www.spacesyntax.org/publications/spacemachine.html
Glossay
of terms: http://www.arch.chalmers.se/tema/stadsbyggnad/glossary.pdf
Phenomenological
introduction: Syntactic image of the city by Ruth Dalton:
http://eprints.ucl.ac.uk/archive/00001104/01/SIC.pdf.pdf
More
by Hillier on the city:
http://undertow.arch.gatech.edu/homepages/3sss/papers_pdf/02_hillier_city.pdf
http://undertow.arch.gatech.edu/homepages/3sss/papers_pdf/13_hillier&netto.pdf
http://www.spacesyntax.net/symposia/SSS4/fullpapers/01HillierCitypaper.pdf
http://www.spacesyntax.net/symposia/SSS4/fullpapers/06HillierArchpaper.pdf
More
stuff:
Consultancy:
http://www.spacesyntax.com/
Publications
list: http://www.spacesyntax.org/publications/index.asp
(not updated after 1999)
Software
overview: http://www.spacesyntax.org/software/index.asp
Software
accessible free on the Internet (with data upload):
Webmap
http://bat.vr.ucl.ac.uk/webmap/
Guide
to Webmap http://bat.vr.ucl.ac.uk/webmap/help/WebmapUsersGuide.pdf
The
international network of space syntax:
Symposia
Index: http://www.spacesyntax.net/symposia/index.htm
The
3rd Space Syntax Symposium 2001 (see the proceedings):
http://undertow.arch.gatech.edu/homepages/3sss/
http://undertow.arch.gatech.edu/homepages/3sss/Proceedings_frame.htm
The 4th Space Syntax Symposium 2003 (click on
'proceedings'):
http://www.spacesyntax.net/SSS4.htm
http://www.spacesyntax.net/symposia/SSS4/proceedings.htm
The
5th Space Syntax Symposium 2005
http://www.spacesyntax.tudelft.nl/index.html
http://www.spacesyntax.tudelft.nl/program.html
http://www.spacesyntax.tudelft.nl/information.html
On Visibility Graph Analyses: http://www.vr.ucl.ac.uk/research/vga/
On
GIS (Geographical Information Systems): http://www.casa.ucl.ac.uk/venue/space_syntax.html
Virtual
reality center for the built environment http://www.vr.ucl.ac.uk/
CASA
also have interesting stuff: http://www.casa.ucl.ac.uk/news/index.htm
CASA
publications: http://www.casa.ucl.ac.uk/publications/index.htm
CASA
om Space Syntax bl.a. http://www.casa.ucl.ac.uk/working_papers/paper75.pdf
Swedish
Space Syntax:
Spatial Analyses and Design, KTH: http://www.arch.kth.se/sad/
Spacescape: http://www.spacescape.se/
Lars
Marcus, dissertation, Stockholm:
http://www.umu.se/cerum/publikationer/info/publ_wp26_00.html